SEC Form 4 · accession 0000914190-18-000275
Celcuity Inc. · CELC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vicky Hahne
Officer — Chief Financial Officer
Period of report
Jul 5, 2018
Accepted (ET)
Jul 9, 2018 · 4:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001603454
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $23.48 | Jul 5, 2018 | A | 3,000 | A | — | Jul 5, 2028 | Common Stock | 3,000 | 3,000 | D |
| Stock Option (right to buy)F1 | $8.40 | holding | — | — | — | — | May 17, 2027 | Common Stock | 37,500 | 37,500 | D |
Explanation of responses
- F19,375 shares vest on 7/1/18; the remaining 28,125 shares vest 1/36th per month thereafter.
- F2750 shares vest on 7/5/19; the remaining 2,250 shares vest 1/36th per month thereafter.