Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Jun 26, 2018

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

199 filings · trading day Jun 26, 2018Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Dec 31, 2017 ACJForm 4 →	Jun 25, 2018, 5:22 pm EDT	Oncobiologics, Inc.ONS	GMS Tenshi Holdings Pte. Ltd +2Director, 10% Owner	20,732,701	$0.125	$2,564,103	52,209	—	late
Jun 21, 2018 AForm 4 →	Jun 25, 4:02 pm EDT	WEST PHARMACEUTICAL SERVICES INCWST	Bernard BirkettSr VP, CFO & Treasurer	13,884	$100.92	$1,401,173	13,884	—
Jun 20, 2018 MForm 4 →	Jun 25, 4:27 pm EDT	SYNALLOY CORPSYNL	Craig C BramCEO & President, Director	36,710	$11.55	$424,001	20,000	—	late
May 31, 2018 PXForm 4/A →	Jun 25, 5:43 pm EDT	MAGELLAN GOLD CorpMAGE	John D Gibbs10% Owner	8,000,000	$0.02	$160,000	2,000,000	—
Dec 7, 2012 AForm 4 →	Jun 26, 2018, 3:20 pm EDT	SECURITY NATIONAL FINANCIAL CORPSNFCA	Gilbert A FullerDirector	30,704	$5.02	$154,099	1,050	—	late
Dec 6, 2013 AForm 4 →	Jun 26, 2018, 1:12 pm EDT	SECURITY NATIONAL FINANCIAL CORPSNFCA	John L CookDirector	29,363	$4.94	$145,179	1,050	—	late
Jun 25, 2018 JForm 4 →	Jun 26, 3:26 pm EDT	BARINGS CORPORATE INVESTORSMCI	M. Timothy CorbettOther	5,809	$15.23	$88,474	5,809	—
Jun 22, 2018 JForm 4 →	Jun 26, 6:36 am EDT	BARINGS CORPORATE INVESTORSMCI	Janice BishopOther	1,676	$15.33	$25,695	9,648	—
Mar 15, 2018 AJForm 4 →	Jun 25, 4:31 pm EDT	KELLOGG COK	Steven A CahillaneChairman, Pres. & CEO/Trustee, Director, 10% Owner	145	$67.32	$9,790	1,790	—	late
Jun 22, 2018 MForm 4 →	Jun 25, 6:14 pm EDT	RADIANT LOGISTICS, INCRLGT	Todd MacomberChief Financial Officer	50,000	$0.18	$9,000	0	—
Jun 21, 2018 JForm 4 →	Jun 26, 6:41 am EDT	BARINGS CORPORATE INVESTORSMCI	Robert Mark ShettleOther	107	$15.37	$1,644	5,767	—	late
Jun 21, 2018 JForm 4 →	Jun 26, 6:41 am EDT	BARINGS CORPORATE INVESTORSMCI	Thomas F FinkeOther	23	$15.37	$361	31,790	—	late
Jun 21, 2018 AForm 4 →	Jun 25, 4:04 pm EDT	Conatus Pharmaceuticals Inc.CNAT	David F HaleDirector	45,000	—	—	45,000	—
Jun 21, 2018 AForm 4 →	Jun 25, 4:05 pm EDT	Conatus Pharmaceuticals Inc.CNAT	Daniel L KisnerDirector	20,000	—	—	20,000	—
Jun 21, 2018 AForm 4 →	Jun 25, 4:05 pm EDT	Corvus Pharmaceuticals, Inc.CRVS	Steve E. KrognesDirector	15,000	—	—	15,000	—
Jun 21, 2018 AForm 4 →	Jun 25, 4:05 pm EDT	Corvus Pharmaceuticals, Inc.CRVS	Ian T ClarkDirector	15,000	—	—	15,000	—
Jun 21, 2018 AForm 4 →	Jun 25, 4:05 pm EDT	Corvus Pharmaceuticals, Inc.CRVS	Terry P GouldDirector, 10% Owner	15,000	—	—	15,000	—
Jun 21, 2018 AForm 4 →	Jun 25, 4:05 pm EDT	Corvus Pharmaceuticals, Inc.CRVS	Scott W MorrisonDirector	15,000	—	—	15,000	—
Jun 21, 2018 AForm 4 →	Jun 25, 4:06 pm EDT	Conatus Pharmaceuticals Inc.CNAT	Preston KlassenDirector	20,000	—	—	20,000	—
Jun 21, 2018 AForm 4 →	Jun 25, 4:06 pm EDT	Corvus Pharmaceuticals, Inc.CRVS	Peter A. ThompsonDirector, 10% Owner	15,000	—	—	15,000	—
Jun 21, 2018 AForm 4 →	Jun 25, 4:07 pm EDT	Conatus Pharmaceuticals Inc.CNAT	William R LarueDirector	20,000	—	—	20,000	—
Jun 22, 2018 MForm 4 →	Jun 25, 4:07 pm EDT	Match Group, Inc.MTCH	Alan G SpoonDirector	5,443	—	—	5,443	—
Jun 21, 2018 AForm 4 →	Jun 25, 4:07 pm EDT	Conatus Pharmaceuticals Inc.CNAT	James Paul ScopaDirector	20,000	—	—	20,000	—
Jun 22, 2018 MForm 4 →	Jun 25, 4:07 pm EDT	Match Group, Inc.MTCH	Thomas McInerneyDirector	5,443	—	—	5,443	—
Jun 22, 2018 MForm 4 →	Jun 25, 4:08 pm EDT	Match Group, Inc.MTCH	Pamela SeymonDirector	5,443	—	—	5,443	—
Jun 21, 2018 AForm 4 →	Jun 25, 4:08 pm EDT	Conatus Pharmaceuticals Inc.CNAT	Harold Van WartDirector	20,000	—	—	20,000	—
Jun 22, 2018 MForm 4 →	Jun 25, 4:08 pm EDT	Match Group, Inc.MTCH	Ann McDanielDirector	5,443	—	—	5,443	—
Jun 21, 2018 MForm 4 →	Jun 25, 4:10 pm EDT	SMART Global Holdings, Inc.SGH	Jack A PachecoExecutive VP, CFO, COO	7,500	—	—	30,753	—
Jun 1, 2018 AForm 4 →	Jun 25, 4:11 pm EDT	Jason Industries, Inc.JASN	Mitchell I QuainDirector	35,185	—	—	77,630	—	late
Jun 21, 2018 CMForm 4 →	Jun 25, 4:12 pm EDT	Wayfair Inc.W	Michael D FleisherChief Financial Officer	28,401	—	—	0	—
Jun 21, 2018 AForm 4 →	Jun 25, 4:15 pm EDT	Corvus Pharmaceuticals, Inc.CRVS	ADAMS STREET PARTNERS LLC10% Owner	15,000	—	—	15,000	—
Jun 22, 2018 MForm 4 →	Jun 25, 4:16 pm EDT	SMART Global Holdings, Inc.SGH	Bruce M GoldbergVP, Chief Legal Officer	3,442	—	—	7,173	—
Jun 21, 2018 AForm 4 →	Jun 25, 4:18 pm EDT	International Stem Cell CORPISCO.OB	Paul V MaierDirector	77,117	—	—	30,000	—
Jun 21, 2018 AForm 4 →	Jun 25, 4:19 pm EDT	International Stem Cell CORPISCO.OB	Wright DonDirector	77,117	—	—	30,000	—
Jun 21, 2018 AForm 4 →	Jun 25, 4:19 pm EDT	Dicerna Pharmaceuticals IncDRNA	Adam KoppelDirector, 10% Owner	25,000	—	—	25,000	—
Jun 22, 2018 MForm 4 →	Jun 25, 4:20 pm EDT	ANGIODYNAMICS INCANGO	Wesley JohnsonDirector	14,000	—	—	0	—
Jun 21, 2018 MForm 4 →	Jun 25, 4:22 pm EDT	Expedia Group, Inc.EXPE	Scott RudinDirector	777	—	—	778	—
Jun 21, 2018 MForm 4 →	Jun 25, 4:23 pm EDT	ANGIODYNAMICS INCANGO	Jeffrey GoldDirector	7,000	—	—	0	—
Jun 21, 2018 MForm 4 →	Jun 25, 4:26 pm EDT	ANGIODYNAMICS INCANGO	Howard W DonnellyDirector	6,650	—	—	0	—
Jun 20, 2018 AMForm 4 →	Jun 25, 4:29 pm EDT	MOMENTA PHARMACEUTICALS INCMNTA	Thomas P KoestlerDirector	18,945	—	—	0	—	late
Jun 21, 2018 MForm 4 →	Jun 25, 4:30 pm EDT	ANGIODYNAMICS INCANGO	Dennis S MetenyDirector	14,000	—	—	0	—
Jun 21, 2018 AForm 4 →	Jun 25, 4:30 pm EDT	Prothena Corp plcPRTA	Gene G. KinneyPresident and CEO, Director	620,000	—	—	620,000	—
Jun 21, 2018 MForm 4 →	Jun 25, 4:30 pm EDT	ADVANCED DRAINAGE SYSTEMS, INC.WMS	Robert M KleinEVP	32,242	—	—	0	—
Jun 21, 2018 AForm 4 →	Jun 25, 4:30 pm EDT	Prothena Corp plcPRTA	Karin L WalkerSee Remarks	110,000	—	—	110,000	—
Jun 21, 2018 AForm 4 →	Jun 25, 4:31 pm EDT	Prothena Corp plcPRTA	Wagner M. ZagoChief Scientific Officer	150,000	—	—	150,000	—
Jun 21, 2018 MForm 4 →	Jun 25, 4:31 pm EDT	HCA Healthcare, Inc.HCA	Jonathan B PerlinPres-Clinical Services & CMO	12,500	—	—	0	—
Jun 21, 2018 AForm 4 →	Jun 25, 4:31 pm EDT	Prothena Corp plcPRTA	Carol D. KarpChief Regulatory Officer	150,000	—	—	150,000	—
Jun 21, 2018 AForm 4 →	Jun 25, 4:32 pm EDT	Prothena Corp plcPRTA	Tran NguyenCOO and CFO	250,000	—	—	250,000	—
Jun 20, 2018 AMForm 4 →	Jun 25, 4:33 pm EDT	MOMENTA PHARMACEUTICALS INCMNTA	Corey N. FishmanDirector	18,945	—	—	0	—	late
Jun 21, 2018 AForm 4 →	Jun 25, 4:34 pm EDT	Prothena Corp plcPRTA	Arthur W HomanChief Legal Officer	150,000	—	—	150,000	—
Jun 21, 2018 AForm 4 →	Jun 25, 4:36 pm EDT	Asterias Biotherapeutics, Inc.AST	Andrew ArnoDirector	20,000	—	—	20,000	—
Jun 21, 2018 AForm 4 →	Jun 25, 4:36 pm EDT	Tocagen IncTOCA	Franklin M BergerDirector	20,000	—	—	20,000	—
Jun 21, 2018 AForm 4 →	Jun 25, 4:39 pm EDT	Tocagen IncTOCA	Thomas E DarcyDirector	20,000	—	—	20,000	—
Jun 21, 2018 AForm 4 →	Jun 25, 4:40 pm EDT	Asterias Biotherapeutics, Inc.AST	Don M BaileyDirector	75,000	—	—	75,000	—
Jun 21, 2018 AForm 4 →	Jun 25, 4:42 pm EDT	Asterias Biotherapeutics, Inc.AST	Stephen LaHue CarttDirector	20,000	—	—	20,000	—
Jun 21, 2018 AForm 4 →	Jun 25, 4:43 pm EDT	Tocagen IncTOCA	Faheem HasnainDirector	20,000	—	—	20,000	—
Jun 22, 2018 AForm 4 →	Jun 25, 4:44 pm EDT	Karyopharm Therapeutics Inc.KPTI	Anand VaradanEVP, Chief Commercial Officer	150,000	—	—	150,000	—
Jun 21, 2018 AForm 4 →	Jun 25, 4:47 pm EDT	Asterias Biotherapeutics, Inc.AST	Richard T. LeBuhnDirector	20,000	—	—	20,000	—
Jun 21, 2018 AForm 4 →	Jun 25, 4:48 pm EDT	Tocagen IncTOCA	Lori Anne KunkelDirector	20,000	—	—	20,000	—
Jun 21, 2018 MForm 4 →	Jun 25, 4:50 pm EDT	PENN NATIONAL GAMING INCPENN	Timothy J WilmottChief Executive Officer, Director	32,196	—	—	167,804	—
Jun 22, 2018 CForm 4 →	Jun 25, 4:50 pm EDT	TILLY'S, INC.TLYS	Tilly Levine10% Owner	10,000	—	—	329,386	—
Jun 21, 2018 AForm 4 →	Jun 25, 4:50 pm EDT	Asterias Biotherapeutics, Inc.AST	Natale S RicciardiDirector	20,000	—	—	20,000	—
Jun 23, 2018 MForm 4 →	Jun 25, 4:51 pm EDT	Horizon Pharma plcHZNP	Paul W. HoelscherEVP, CFO	20,000	—	—	0	—
Jun 21, 2018 AForm 4 →	Jun 25, 4:51 pm EDT	Tocagen IncTOCA	David Ross ParkinsonDirector	20,000	—	—	20,000	—
Jun 21, 2018 AForm 4 →	Jun 25, 4:53 pm EDT	Dicerna Pharmaceuticals IncDRNA	Brian K HalakDirector	25,000	—	—	25,000	—
Jun 21, 2018 AForm 4 →	Jun 25, 4:54 pm EDT	Blueprint Medicines CorpBPMC	Daniel LynchDirector	7,500	—	—	29,318	—
Jun 21, 2018 AForm 4 →	Jun 25, 4:54 pm EDT	Blueprint Medicines CorpBPMC	Alexis BorisyDirector	7,500	—	—	29,318	—
Jun 21, 2018 AForm 4 →	Jun 25, 4:55 pm EDT	Blueprint Medicines CorpBPMC	George DemetriDirector	7,500	—	—	64,771	—
Jun 21, 2018 AForm 4 →	Jun 25, 4:55 pm EDT	Tocagen IncTOCA	Paul SchimmelDirector	20,000	—	—	20,000	—
Jun 21, 2018 AForm 4 →	Jun 25, 4:55 pm EDT	Asterias Biotherapeutics, Inc.AST	Howard Isador ScherDirector	20,000	—	—	20,000	—
Jun 21, 2018 AForm 4 →	Jun 25, 4:55 pm EDT	Blueprint Medicines CorpBPMC	Mark Alan GoldbergDirector	7,500	—	—	51,136	—
Jun 21, 2018 AForm 4 →	Jun 25, 4:56 pm EDT	Blueprint Medicines CorpBPMC	Nicholas LydonDirector	7,500	—	—	29,318	—
Jun 21, 2018 AForm 4 →	Jun 25, 4:56 pm EDT	Blueprint Medicines CorpBPMC	Charles A Rowland Jr.Director	7,500	—	—	51,136	—
Jun 21, 2018 AForm 4 →	Jun 25, 4:57 pm EDT	Blueprint Medicines CorpBPMC	Lynn SeelyDirector	7,500	—	—	51,136	—
Jun 21, 2018 AForm 4 →	Jun 25, 4:57 pm EDT	Blueprint Medicines CorpBPMC	Lonnel CoatsDirector	7,500	—	—	51,136	—
Jun 22, 2018 AForm 4 →	Jun 25, 5:00 pm EDT	ADMA BIOLOGICS, INC.ADMA	Jerrold B GrossmanDirector	17,500	—	—	17,500	—
Jun 22, 2018 MForm 4 →	Jun 25, 5:00 pm EDT	ORMAT TECHNOLOGIES, INC.ORA	Erez KleinFormer, S.V.P., Operations	21,250	—	—	0	—
Jun 22, 2018 AForm 4 →	Jun 25, 5:00 pm EDT	ADMA BIOLOGICS, INC.ADMA	Lawrence P. GuiheenDirector	17,500	—	—	17,500	—
Jun 22, 2018 AForm 4 →	Jun 25, 5:01 pm EDT	ADMA BIOLOGICS, INC.ADMA	Steve ElmsDirector	17,500	—	—	17,500	—
Jun 22, 2018 AForm 4 →	Jun 25, 5:02 pm EDT	ADMA BIOLOGICS, INC.ADMA	Dov A Goldstein M.D.Director	17,500	—	—	17,500	—
Jun 21, 2018 CForm 4 →	Jun 25, 5:02 pm EDT	Dolby Laboratories, Inc.DLB	Dagmar Dolby +110% Owner	100,000	—	—	8,580,617	—
Jun 22, 2018 AForm 4 →	Jun 25, 5:02 pm EDT	ADMA BIOLOGICS, INC.ADMA	Eric I RichmanDirector	17,500	—	—	17,500	—
Jun 21, 2018 MForm 4 →	Jun 25, 5:03 pm EDT	ABIOMED INCABMD	Michael R MinogueChairman, President, CEO, Director	105,000	—	—	0	—
Jun 21, 2018 MForm 4 →	Jun 25, 5:03 pm EDT	UNITED THERAPEUTICS CorpUTHR	Paul A MahonEVP & General Counsel	6,000	—	—	55,000	—
Jun 22, 2018 AForm 4 →	Jun 25, 5:03 pm EDT	ADMA BIOLOGICS, INC.ADMA	Bryant FongDirector	17,500	—	—	17,500	—
Jun 25, 2018 MForm 4 →	Jun 25, 5:16 pm EDT	GSI TECHNOLOGY INCGSIT	Douglas SchirleCFO	8,000	—	—	0	—
Jun 21, 2018 CForm 4 →	Jun 25, 5:28 pm EDT	VERMILLION, INC.VRML	Jack W Schuler10% Owner	39,619	—	—	0	—
Jun 21, 2018 CForm 4 →	Jun 25, 5:28 pm EDT	VERMILLION, INC.VRML	Henri George Schuler10% Owner	7,922	—	—	0	—
Jun 22, 2018 MForm 4 →	Jun 25, 5:47 pm EDT	DOLLAR GENERAL CORPDG	Robert D RavenerEVP & Chief People Officer	10,000	—	—	27,440	—
Jun 22, 2018 MForm 4 →	Jun 25, 5:52 pm EDT	CYPRESS SEMICONDUCTOR CORP /DE/CY	Sam GehaCorporate EVP, Memory Products	1,083	—	—	2,168	—
Jun 22, 2018 AForm 4 →	Jun 25, 6:07 pm EDT	OncoMed Pharmaceuticals IncOMED	Rick E WinninghamDirector	15,000	—	—	15,000	—
Jun 22, 2018 AForm 4 →	Jun 25, 6:07 pm EDT	OncoMed Pharmaceuticals IncOMED	Jonathan D RootDirector	15,000	—	—	15,000	—
Jun 22, 2018 AForm 4 →	Jun 25, 6:08 pm EDT	OncoMed Pharmaceuticals IncOMED	Jack W LasersohnDirector	15,000	—	—	15,000	—
Jun 22, 2018 AForm 4 →	Jun 25, 6:09 pm EDT	OncoMed Pharmaceuticals IncOMED	Perry A KarsenDirector	15,000	—	—	15,000	—
Jun 22, 2018 AForm 4 →	Jun 25, 6:09 pm EDT	OncoMed Pharmaceuticals IncOMED	Denise Pollard-KnightDirector	15,000	—	—	15,000	—
Jun 22, 2018 AForm 4 →	Jun 25, 6:10 pm EDT	OncoMed Pharmaceuticals IncOMED	Deepika PakianathanDirector	15,000	—	—	15,000	—
Jun 22, 2018 AForm 4 →	Jun 25, 6:11 pm EDT	OncoMed Pharmaceuticals IncOMED	Michael S WyzgaDirector	15,000	—	—	15,000	—
Jun 21, 2018 AForm 4 →	Jun 25, 6:12 pm EDT	AILERON THERAPEUTICS INCALRN	John H McArthurDirector	10,000	—	—	10,000	—
Jun 21, 2018 AForm 4 →	Jun 25, 6:13 pm EDT	AILERON THERAPEUTICS INCALRN	Caleb Maxfield WinderDirector	10,000	—	—	10,000	—
Jun 22, 2018 MForm 4 →	Jun 25, 6:14 pm EDT	P&F INDUSTRIES INCPFIN	Richard A HorowitzPrincipal Executive Officer, Director, 10% Owner	151,557	—	—	0	—
Jun 25, 2018 CForm 4 →	Jun 25, 6:15 pm EDT	AVROBIO, Inc.AVRO	Bruce BoothDirector	19,653,771	—	—	0	—
Jun 25, 2018 CForm 4 →	Jun 25, 6:15 pm EDT	AVROBIO, Inc.AVRO	Clarus Lifesciences III, L.P. +210% Owner	12,240,329	—	—	0	—
Jun 25, 2018 CForm 4 →	Jun 25, 6:16 pm EDT	AVROBIO, Inc.AVRO	SVLSF VI, LLC +310% Owner	11,305,269	—	—	0	—
Jun 21, 2018 AForm 4 →	Jun 25, 6:16 pm EDT	AILERON THERAPEUTICS INCALRN	Reinhard J. AmbrosDirector	10,000	—	—	10,000	—
Jun 25, 2018 CForm 4 →	Jun 25, 6:18 pm EDT	AVROBIO, Inc.AVRO	Scott RequadtDirector	12,240,329	—	—	0	—
Jun 21, 2018 AForm 4 →	Jun 25, 6:20 pm EDT	AILERON THERAPEUTICS INCALRN	Jeffrey Allen BaileyDirector	10,000	—	—	10,000	—
Jun 25, 2018 CForm 4 →	Jun 25, 6:22 pm EDT	AVROBIO, Inc.AVRO	Atlas Venture Fund X, L.P. +210% Owner	19,653,771	—	—	0	—
Jun 25, 2018 MForm 4 →	Jun 25, 6:24 pm EDT	HomeStreet, Inc.HMST	Troy HarperEVP & CIO	336	—	—	2,288	—
Jun 21, 2018 AForm 4 →	Jun 25, 6:25 pm EDT	AILERON THERAPEUTICS INCALRN	Armen ShanafeltDirector	10,000	—	—	10,000	—
Jun 21, 2018 XForm 4 →	Jun 25, 6:36 pm EDT	Altice USA, Inc.ATUS	Victoria MinkSVP & Chief Accounting Officer	188,143	—	—	235,561	—
Jun 21, 2018 XForm 4 →	Jun 25, 6:39 pm EDT	Altice USA, Inc.ATUS	Lisa RosenblumVice Chairman	376,286	—	—	471,122	—
May 3, 2018 AForm 4/A →	Jun 25, 6:46 pm EDT	MARVELL TECHNOLOGY GROUP LTDMRVL	Bethany MayerDirector	1,275	—	—	1,275	—
Jun 21, 2018 AForm 4 →	Jun 25, 6:48 pm EDT	AILERON THERAPEUTICS INCALRN	Jodie Pope MorrisonDirector	10,000	—	—	10,000	—
May 3, 2018 AForm 4/A →	Jun 25, 6:48 pm EDT	MARVELL TECHNOLOGY GROUP LTDMRVL	Donna MorrisDirector	1,275	—	—	1,275	—
Jun 21, 2018 AForm 4 →	Jun 25, 6:52 pm EDT	AutoWeb, Inc.AUTO	Janet M ThompsonDirector	10,000	—	—	10,000	—
Jun 21, 2018 AForm 4 →	Jun 25, 6:54 pm EDT	AutoWeb, Inc.AUTO	Michael A CarpenterDirector	10,000	—	—	10,000	—
Jun 21, 2018 AForm 4 →	Jun 25, 6:55 pm EDT	AutoWeb, Inc.AUTO	Mark N KaplanDirector	10,000	—	—	10,000	—
Jun 21, 2018 AForm 4 →	Jun 25, 6:57 pm EDT	AutoWeb, Inc.AUTO	Michael J FuchsDirector	10,000	—	—	10,000	—
Jun 21, 2018 AForm 4 →	Jun 25, 6:58 pm EDT	AutoWeb, Inc.AUTO	Jeffrey M StibelDirector	10,000	—	—	10,000	—
Jun 25, 2018 CForm 4 →	Jun 25, 7:07 pm EDT	Kezar Life Sciences, Inc.KZR	Omega Fund IV, L.P. +5Other	1,386,544	—	—	0	—
Jun 21, 2018 CMForm 4 →	Jun 25, 7:08 pm EDT	Bandwidth Inc.BAND	John C. MurdockPresident, Director, 10% Owner	33,732	—	—	92,382	—
Jun 21, 2018 MForm 4 →	Jun 25, 7:12 pm EDT	MERIT MEDICAL SYSTEMS INCMMSI	Franklin J MillerDirector	10,000	—	—	0	—
Jun 25, 2018 CForm 4 →	Jun 25, 7:16 pm EDT	XERIS PHARMACEUTICALS INCXERS	Palmetto Partners, Ltd. +210% Owner	3,491,108	—	—	0	—	amended
Jun 22, 2018 MForm 4 →	Jun 25, 7:30 pm EDT	General Finance CORPGFN	Theodore M. MourouzisPresident of Pac-Van, Inc.	53,040	—	—	0	—
Jun 21, 2018 AForm 4 →	Jun 25, 7:52 pm EDT	Performant Financial CorpPFMT	William Dean HansenDirector	34,884	—	—	34,884	—
Jun 21, 2018 AForm 4 →	Jun 25, 7:53 pm EDT	MACERICH COMAC	Diana LaingDirector	117	—	—	35,241	—
Jun 21, 2018 AForm 4 →	Jun 25, 7:56 pm EDT	MACERICH COMAC	Daniel J. HirschDirector	775	—	—	775	—
Jun 21, 2018 AForm 4 →	Jun 25, 7:59 pm EDT	Performant Financial CorpPFMT	Todd R FordDirector	34,884	—	—	34,884	—
Jun 21, 2018 AForm 4 →	Jun 25, 8:05 pm EDT	GENOCEA BIOSCIENCES, INC.GNCA	Jessica Baker FlechtnerChief Scientific Officer	162,500	—	—	300,000	—
Jun 21, 2018 AForm 4 →	Jun 25, 8:05 pm EDT	GENOCEA BIOSCIENCES, INC.GNCA	Eric S HoffmanChief Business Officer	162,500	—	—	300,000	—
Jun 21, 2018 AForm 4 →	Jun 25, 8:06 pm EDT	GENOCEA BIOSCIENCES, INC.GNCA	William D ClarkPresident and CEO, Director	468,000	—	—	864,000	—
Jun 21, 2018 AForm 4 →	Jun 25, 8:06 pm EDT	GENOCEA BIOSCIENCES, INC.GNCA	George SiberDirector	45,000	—	—	45,000	—
Jun 21, 2018 AForm 4 →	Jun 25, 8:07 pm EDT	GENOCEA BIOSCIENCES, INC.GNCA	Katrine BosleyDirector	45,000	—	—	45,000	—
Jun 21, 2018 AForm 4 →	Jun 25, 8:07 pm EDT	GENOCEA BIOSCIENCES, INC.GNCA	Kenneth BateDirector	45,000	—	—	45,000	—
Jun 21, 2018 AForm 4 →	Jun 25, 8:08 pm EDT	GENOCEA BIOSCIENCES, INC.GNCA	Howard MayerDirector	45,000	—	—	45,000	—
Jun 21, 2018 AForm 4 →	Jun 25, 8:08 pm EDT	GENOCEA BIOSCIENCES, INC.GNCA	Ronald Harold Wilfred CooperDirector	45,000	—	—	45,000	—
Jun 21, 2018 AForm 4 →	Jun 25, 8:09 pm EDT	GENOCEA BIOSCIENCES, INC.GNCA	Michael J HigginsDirector	45,000	—	—	45,000	—
Jun 21, 2018 CForm 4 →	Jun 25, 8:16 pm EDT	Facebook IncFB	Mark ZuckerbergCOB and CEO, Director, 10% Owner	285,000	—	—	365,659,567	—
Jun 21, 2018 AForm 4 →	Jun 25, 8:18 pm EDT	GENOCEA BIOSCIENCES, INC.GNCA	Ali BehbahaniDirector	50,000	—	—	50,000	—
Jun 25, 2018 MForm 4 →	Jun 25, 8:28 pm EDT	IONIS PHARMACEUTICALS INCIONS	Spencer R BerthelsenDirector	15,000	—	—	0	—
Jun 21, 2018 AForm 4 →	Jun 25, 8:31 pm EDT	Performant Financial CorpPFMT	Bruce Edward HansenDirector	34,884	—	—	34,884	—
Jun 21, 2018 AForm 4 →	Jun 25, 8:36 pm EDT	Performant Financial CorpPFMT	Bradley M FluegelDirector	34,884	—	—	34,884	—
Jun 21, 2018 MForm 4 →	Jun 25, 8:37 pm EDT	Natera, Inc.NTRA	Jonathan SheenaChief Technology Officer, Director	1,117	—	—	12,290	—
Jun 21, 2018 MForm 4 →	Jun 25, 8:37 pm EDT	Natera, Inc.NTRA	Michael Burkes BrophyChief Financial Officer	1,117	—	—	12,290	—
Jun 22, 2018 AForm 4 →	Jun 25, 8:39 pm EDT	Invitae CorpNVTA	Eric AguiarDirector	10,000	—	—	10,000	—
Jun 22, 2018 AForm 4 →	Jun 25, 8:44 pm EDT	Invitae CorpNVTA	Sean E GeorgePresident & CEO	200,000	—	—	200,000	—
Jun 22, 2018 AForm 4 →	Jun 25, 8:44 pm EDT	Invitae CorpNVTA	Christine Marie GorjancDirector	10,000	—	—	10,000	—
Jun 22, 2018 AForm 4 →	Jun 25, 8:48 pm EDT	Invitae CorpNVTA	Randal W ScottExecutive Chairman, Director	10,000	—	—	10,000	—
Jun 22, 2018 AForm 4 →	Jun 25, 8:50 pm EDT	Invitae CorpNVTA	Geoffrey CrouseDirector	10,000	—	—	10,000	—
Jun 21, 2018 MForm 4 →	Jun 25, 8:51 pm EDT	DOCUSIGN INCDOCU	William Neil HudspithPresident, Worldwide Field Ops	57,806	—	—	94,780	—
Jun 19, 2018 AForm 4 →	Jun 25, 8:56 pm EDT	Arbutus Biopharma CorpABUS	Richard C Henriques Jr.Director	22,000	—	—	22,000	—	late
Jun 21, 2018 AForm 4 →	Jun 25, 9:00 pm EDT	Dicerna Pharmaceuticals IncDRNA	Martin I FreedDirector	25,000	—	—	25,000	—
Jun 21, 2018 AForm 4 →	Jun 25, 9:00 pm EDT	Dicerna Pharmaceuticals IncDRNA	Dennis LangerDirector	25,000	—	—	25,000	—
Jun 21, 2018 AForm 4 →	Jun 25, 9:00 pm EDT	Dicerna Pharmaceuticals IncDRNA	Peter KolchinskyDirector	25,000	—	—	25,000	—
Jun 21, 2018 AForm 4 →	Jun 25, 9:00 pm EDT	Dicerna Pharmaceuticals IncDRNA	Stephen J HoffmanDirector	25,000	—	—	25,000	—
Jun 21, 2018 AForm 4 →	Jun 25, 9:02 pm EDT	Dicerna Pharmaceuticals IncDRNA	David MaddenDirector	33,000	—	—	33,000	—
Jun 25, 2018 CForm 4 →	Jun 25, 9:14 pm EDT	Kezar Life Sciences, Inc.KZR	Onyx Therapeutics, Inc. +110% Owner	1,121,384	—	—	0	—
Jun 14, 2018 MForm 4 →	Jun 25, 9:23 pm EDT	VBI Vaccines Inc/BCVBIV	Steven GillisDirector	18,750	—	—	18,750	—	late
Jun 25, 2018 AJForm 4 →	Jun 25, 9:29 pm EDT	i3 Verticals, Inc.IIIV	Clay M WhitsonChief Financial Officer, Director	398,862	—	—	50,573	—
Jun 25, 2018 AJForm 4 →	Jun 25, 9:29 pm EDT	i3 Verticals, Inc.IIIV	Timothy McKennaDirector	48,587	—	—	38,587	—
Jun 25, 2018 AJForm 4 →	Jun 25, 9:30 pm EDT	i3 Verticals, Inc.IIIV	John C. HarrisonDirector	1,769,478	—	—	1,759,478	—
Jun 25, 2018 AJForm 4 →	Jun 25, 9:30 pm EDT	i3 Verticals, Inc.IIIV	David Scott MeriwetherSVP - Finance	167,519	—	—	67,519	—
Jun 25, 2018 AJForm 4 →	Jun 25, 9:31 pm EDT	i3 Verticals, Inc.IIIV	Robert Burton HarveyDirector	1,742,379	—	—	117,090	—
Jun 21, 2018 MForm 4 →	Jun 25, 9:31 pm EDT	Natera, Inc.NTRA	Steven Leonard ChapmanChief Operating Officer	88,036	—	—	11,503	—
Jun 25, 2018 AForm 4 →	Jun 25, 9:31 pm EDT	i3 Verticals, Inc.IIIV	David K. MorganDirector	40,000	—	—	40,000	—
Jun 25, 2018 AJForm 4 →	Jun 25, 9:32 pm EDT	i3 Verticals, Inc.IIIV	Robert BertkeChief Technology Officer	134,868	—	—	34,868	—
Jun 25, 2018 AJForm 4 →	Jun 25, 9:32 pm EDT	i3 Verticals, Inc.IIIV	David M WildsDirector, 10% Owner	3,391,863	—	—	3,103,388	—
Jun 25, 2018 AJForm 4 →	Jun 25, 9:33 pm EDT	i3 Verticals, Inc.IIIV	Paul MapleGeneral Counsel and Secretary	127,894	—	—	27,894	—
Jun 25, 2018 AJForm 4 →	Jun 25, 9:34 pm EDT	i3 Verticals, Inc.IIIV	Frederick StanfordPresident	302,577	—	—	202,577	—
Jun 25, 2018 JForm 4 →	Jun 25, 9:34 pm EDT	i3 Verticals, Inc.IIIV	Gregory S DailyChief Executive Officer, Director, 10% Owner	7,221,892	—	—	2,543,211	—
Jun 25, 2018 AForm 4 →	Jun 25, 9:39 pm EDT	i3 Verticals, Inc.IIIV	Elizabeth S. CourtneyDirector	40,000	—	—	40,000	—
Apr 27, 2018 AForm 4 →	Jun 25, 9:44 pm EDT	LiveXLive Media, Inc.LIVX	Jerome N. GoldChief Strategy Officer & EVP, Director	250,000	—	—	250,000	—	late
Jun 25, 2018 MForm 4 →	Jun 26, 9:45 am EDT	BANCFIRST CORP /OK/BANF	David SeatRegional Executive	7,500	—	—	1,100	—
Jun 22, 2018 DMForm 4 →	Jun 26, 1:53 pm EDT	ANALOGIC CORPALOG	James J JudgeDirector	23,186	—	—	0	—
Jun 22, 2018 MForm 4 →	Jun 26, 1:54 pm EDT	ANALOGIC CORPALOG	Bernard C BaileyDirector	12,757	—	—	0	—
Jun 22, 2018 MForm 4 →	Jun 26, 1:58 pm EDT	ANALOGIC CORPALOG	Joseph E WhittersDirector	1,460	—	—	0	—
Jun 22, 2018 MForm 4 →	Jun 26, 1:59 pm EDT	ANALOGIC CORPALOG	Jeffrey P BlackDirector	12,522	—	—	0	—
Jun 22, 2018 MForm 4 →	Jun 26, 2:00 pm EDT	ANALOGIC CORPALOG	John J FrySee Remarks	40,804	—	—	0	—
Jun 22, 2018 MForm 4 →	Jun 26, 2:01 pm EDT	ANALOGIC CORPALOG	Michael J. BourqueSee Remarks	8,723	—	—	0	—
Jun 22, 2018 MForm 4 →	Jun 26, 2:03 pm EDT	ANALOGIC CORPALOG	Mervat FaltasSee Remarks	16,882	—	—	0	—
Jun 22, 2018 MForm 4 →	Jun 26, 2:04 pm EDT	ANALOGIC CORPALOG	Brooks WestSee Remarks	7,572	—	—	0	—
Jun 22, 2018 DMForm 4 →	Jun 26, 2:05 pm EDT	ANALOGIC CORPALOG	Michael T ModicDirector	25,868	—	—	0	—
Jun 22, 2018 MForm 4 →	Jun 26, 2:06 pm EDT	ANALOGIC CORPALOG	Fred B ParksSee Remarks, Director	35,514	—	—	0	—
Jun 21, 2018 AForm 4 →	Jun 26, 2:09 pm EDT	EyePoint Pharmaceuticals, Inc.EYPT	David J MazzoDirector	41,666	—	—	8,333	—	late
Jun 21, 2018 AForm 4 →	Jun 26, 2:12 pm EDT	EyePoint Pharmaceuticals, Inc.EYPT	Douglas Evan GodshallDirector	33,334	—	—	6,667	—	late
Jun 21, 2018 AForm 4 →	Jun 26, 2:12 pm EDT	EyePoint Pharmaceuticals, Inc.EYPT	Michael W RogersDirector	33,334	—	—	6,667	—	late
Jun 21, 2018 AForm 4 →	Jun 26, 2:13 pm EDT	EyePoint Pharmaceuticals, Inc.EYPT	Jay S. DukerDirector	33,334	—	—	6,667	—	late
Jun 21, 2018 AForm 4 →	Jun 26, 2:14 pm EDT	EyePoint Pharmaceuticals, Inc.EYPT	Kristine PetersonDirector	73,334	—	—	40,000	—	late
Jun 22, 2018 AForm 4 →	Jun 26, 2:27 pm EDT	MEI Pharma, Inc.MEIP	David M UrsoSr. V.P. and General Counsel	130,000	—	—	130,000	—
Jun 22, 2018 AForm 4 →	Jun 26, 2:27 pm EDT	MEI Pharma, Inc.MEIP	Robert D. MassChief Medical Officer	100,000	—	—	100,000	—
Jun 22, 2018 AForm 4 →	Jun 26, 2:27 pm EDT	MEI Pharma, Inc.MEIP	Daniel P Gold Ph.D.Chief Executive Officer, Director	380,000	—	—	380,000	—
Jun 22, 2018 AForm 4 →	Jun 26, 2:33 pm EDT	MEI Pharma, Inc.MEIP	Brian G. DrazbaChief Financial Officer	130,000	—	—	130,000	—
Jun 25, 2018 MForm 4 →	Jun 26, 3:13 pm EDT	DARDEN RESTAURANTS INCDRI	Ricardo CardenasSVP Chief Financial Officer	10,666	—	—	0	—
Jun 25, 2018 MForm 4 →	Jun 26, 3:14 pm EDT	CHARLES RIVER LABORATORIES INTERNATIONAL INCCRL	George MassaroDirector	3,530	—	—	0	—
Jun 25, 2018 AForm 4 →	Jun 26, 3:32 pm EDT	OMNOVA SOLUTIONS INCOMN	Frank P Esposito Jr.Corporate Secretary	1,600	—	—	3,800	—
Jun 26, 2018 MForm 4 →	Jun 26, 3:36 pm EDT	HOMEFED CORPHOFD	Joseph S SteinbergDirector	1,000	—	—	0	—
Jun 25, 2018 AForm 4 →	Jun 26, 3:36 pm EDT	OMNOVA SOLUTIONS INCOMN	Charles M ChrismanVice President of Sales	5,000	—	—	7,300	—
Jun 25, 2018 AForm 4 →	Jun 26, 3:41 pm EDT	OMNOVA SOLUTIONS INCOMN	Donald B. McMillanChief Accounting Officer	2,200	—	—	4,900	—
Jun 25, 2018 AForm 4 →	Jun 26, 3:48 pm EDT	OMNOVA SOLUTIONS INCOMN	Stephen B FalloonGeneral Manager, CAST	4,500	—	—	7,500	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.