SEC Form 4 · accession 0000947871-18-000526
Optimum Communications, Inc. · OPTU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Victoria Mink
Officer — SVP & Chief Accounting Officer
Period of report
Jun 21, 2018
Accepted (ET)
Jun 25, 2018 · 6:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001702780
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A common stockF1 | Jun 21, 2018 | X | 188,143 | — | A | 226,645 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class C UnitF1 | — | Jun 21, 2018 | X | 188,143 | D | — | — | Class A common stock | 188,143 | 235,561 | D |
Explanation of responses
- F1Class C Units represent a contingent right to receive, following vesting, shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC.