SEC Form 4 · accession 0001209191-18-039485
DOCUSIGN, INC. · DOCU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Neil Hudspith
Officer — President, Worldwide Field Ops
Period of report
Jun 21, 2018
Accepted (ET)
Jun 25, 2018 · 8:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001261333
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 21, 2018 | M | 36,728 | $2.14 | A | 626,818 | D | |
| Common Stock | Jun 21, 2018 | M | 13,345 | $7.55 | A | 640,163 | D | |
| Common Stock | Jun 21, 2018 | M | 111 | $13.43 | A | 640,274 | D | |
| Common Stock | Jun 21, 2018 | M | 2,402 | $16.65 | A | 642,676 | D | |
| Common Stock | Jun 21, 2018 | M | 5,220 | $18.87 | A | 647,896 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $2.14 | Jun 21, 2018 | M | 36,728 | D | — | Mar 25, 2023 | Common Stock | 36,728 | 751,272 | D |
| Stock Option (Right to Buy)F1 | $7.55 | Jun 21, 2018 | M | 13,245 | D | — | Apr 29, 2024 | Common Stock | 13,245 | 86,755 | D |
| Stock Option (Right to Buy)F1 | $7.55 | Jun 21, 2018 | M | 100 | D | — | Apr 29, 2024 | Common Stock | 100 | 0 | D |
| Stock Option (Right to Buy)F1 | $13.43 | Jun 21, 2018 | M | 111 | D | — | Mar 10, 2025 | Common Stock | 111 | 0 | D |
| Stck Option (Right to Buy)F2 | $16.65 | Jun 21, 2018 | M | 2,402 | D | — | Jun 10, 2025 | Common Stock | 2,402 | 97,598 | D |
| Stock Option (Right to Buy)F1 | $18.87 | Jun 21, 2018 | M | 5,220 | D | — | Sep 19, 2026 | Common Stock | 5,220 | 94,780 | D |
Explanation of responses
- F1Fully vested.
- F21/12th of the shares subject to the option shall vest monthly from 2/1/18.