SEC Form 4 · accession 0001179110-18-009033
Natera, Inc. · NTRA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan Sheena
Officer — Chief Technology Officer · Director
Period of report
Jun 21, 2018
Accepted (ET)
Jun 25, 2018 · 8:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001604821
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 21, 2018 | M | 1,117 | — | A | 513,347 | D | |
| Common Stock | Jun 22, 2018 | S | 381 | $13.95 | D | 512,966 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F4 | — | Jun 21, 2018 | M | 1,117 | A | — | — | Common Stock | 1,117 | 12,290 | D |
Explanation of responses
- F1Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 21, 2018.
- F2Each RSU represents a contingent right to receive one share of the common stock of the issuer.
- F3The sale of shares was effected in order to satisfy tax liabilities due at the time of vesting.
- F4The RSUs vest over four years. 25% of the RSUs vest on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter.