SEC Form 4 · accession 0000899243-18-018107
Lite Strategy, Inc. · LITS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel P Gold Ph.D.
Officer — Chief Executive Officer · Director
Period of report
Jun 22, 2018
Accepted (ET)
Jun 26, 2018 · 2:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001262104
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $4.33 | Jun 22, 2018 | A | 380,000 | A | — | Jun 22, 2028 | Common Stock | 380,000 | 380,000 | D |
Explanation of responses
- F1One-quarter of such Options shall vest on June 22, 2019 and the remaining three-quarters of such options shall vest monthly over a three-year period beginning on June 22, 2019.