SEC Form 4 · accession 0000899243-18-018009
Invitae Corp · NVTA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sean E George
Officer — President & CEO
Period of report
Jun 22, 2018
Accepted (ET)
Jun 25, 2018 · 8:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001501134
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 22, 2018 | A | 100,000 | $0.00 | A | 504,289 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $8.08 | Jun 22, 2018 | A | 200,000 | A | — | Jun 22, 2028 | Common Stock | 200,000 | 200,000 | D |
Explanation of responses
- F1Shares issuable upon settlement of a restricted stock unit award that vests in three equal installments, with 1/3rd of the total award vesting on each of: August 15, 2019, 2020 and 2021.
- F2The option vests over four years as follows: 25% of the shares vest on August 15, 2019, and 1/48th of the shares vest each month thereafter for the remaining three years.