SEC Form 4 · accession 0000899243-18-017963
Tectonic Therapeutic, Inc. · TECX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce Booth
Director
Period of report
Jun 25, 2018
Accepted (ET)
Jun 25, 2018 · 6:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001681087
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 25, 2018 | C | 806,711 | — | A | 806,711 | I | See Footnote |
| Common StockF3,F2 | Jun 25, 2018 | C | 3,044,579 | — | A | 3,851,290 | I | See Footnote |
| Common StockF4,F2 | Jun 25, 2018 | C | 905,188 | — | A | 4,756,478 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series Seed Preferred StockF2,F3,F5 | — | Jun 25, 2018 | C | 3,333,333 | D | — | — | Common Stock | 806,711 | 0 | I |
| Series A Preferred StockF2,F3,F5 | — | Jun 25, 2018 | C | 12,580,199 | D | — | — | Common Stock | 3,044,579 | 0 | I |
| Series B Preferred StockF2,F3,F5 | — | Jun 25, 2018 | C | 3,740,239 | D | — | — | Common Stock | 905,188 | 0 | I |
Explanation of responses
- F1Represents the total number of shares of Common Stock received by Atlas Venture Fund X, L.P. ("Atlas Venture Fund X"), upon the conversion of the Issuer's Series Seed Preferred Stock in connection with the closing of the Issuer's initial public offering.
- F2The shares are held directly by Atlas Venture Fund X. The general partner of Atlas Venture Fund X is Atlas Venture Associates X, L.P. ("AVA X LP"). Atlas Venture Associates X, LLC ("AVA X LLC") is the general partner of AVA X LP. Dr. Booth is a member of AVA X LLC and disclaims beneficial ownership of such securities held by Atlas Venture Fund X, except to the extent of his pecuniary interest therein, if any.
- F3Represents the total number of shares of Common Stock received by Atlas Venture Fund X upon the conversion of the Issuer's Series A Preferred Stock in connection with the closing of the Issuer's initial public offering.
- F4Represents the total number of shares of Common Stock received by Atlas Venture Fund X upon the conversion of the Issuer's Series B Preferred Stock in connection with the closing of the Issuer's initial public offering.
- F5All series of Convertible Preferred Stock automatically converted into the Issuer's Common Stock on a 4.132-for-1 basis on June 25, 2018 and had no expiration date.