Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Apr 11, 2018

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

196 filings · trading day Apr 11, 2018Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Apr 9, 2018 MForm 4 →	Apr 10, 4:16 pm EDT	CSI Compressco LPCCLP	TETRA TECHNOLOGIES INC +310% Owner	38,722	$11.43	$442,597	619,558	—
Apr 6, 2018 AForm 4 →	Apr 10, 4:37 pm EDT	WILLIS TOWERS WATSON PLCWLTW	John J HaleyChief Executive Officer, Director	1,626	$146.15	$150,032	102,327	—
Apr 6, 2018 AForm 4 →	Apr 10, 4:28 pm EDT	Orchid Island Capital, Inc.ORC	Robert E CauleyCEO, Director	11,477	$7.45	$85,500	28,628	—
Apr 10, 2018 MForm 4 →	Apr 11, 12:02 pm EDT	CITY HOLDING COCHCO	Craig G StilwellEVP Retail Banking	2,000	$37.74	$75,480	1,234	—
Apr 9, 2018 MForm 4 →	Apr 11, 11:38 am EDT	CITY HOLDING COCHCO	David L BumgarnerSVP & Chief Financial Officer	1,896	$39.34	$74,580	0	—
Apr 6, 2018 AForm 4 →	Apr 10, 4:25 pm EDT	Orchid Island Capital, Inc.ORC	G Hunter Haas IVCFO, CIO and Secretary, Director	9,390	$7.45	$69,954	23,871	—
Apr 6, 2018 AForm 4 →	Apr 10, 4:34 pm EDT	WILLIS TOWERS WATSON PLCWLTW	Julie Jarecke GebauerHead of Human Capital&Benefits	315	$146.15	$29,049	18,172	—
Apr 6, 2018 AForm 4 →	Apr 10, 4:35 pm EDT	WILLIS TOWERS WATSON PLCWLTW	Gene H WickesHead of Benefits Deliv & Admin	299	$146.15	$27,621	21,334	—
Apr 6, 2018 AForm 4 →	Apr 10, 4:33 pm EDT	WILLIS TOWERS WATSON PLCWLTW	Carl Aaron HessHead of IRR	255	$146.15	$23,519	2,904	—
Apr 6, 2018 AForm 4 →	Apr 10, 4:19 pm EDT	Monster Beverage CorpMNST	Gary P FayardDirector	313	$55.93	$17,506	902	—
Apr 6, 2018 AForm 4 →	Apr 10, 4:36 pm EDT	WILLIS TOWERS WATSON PLCWLTW	Anne Donovan BodnarChief Human Resources Officer	173	$146.15	$15,993	2,461	—
Apr 6, 2018 AForm 4 →	Apr 10, 4:31 pm EDT	WILLIS TOWERS WATSON PLCWLTW	Todd J. JonesHead- Corporate Risk & Broking	107	$146.15	$15,582	284	—
Apr 9, 2018 MForm 4 →	Apr 10, 5:10 pm EDT	Allegiance Bancshares, Inc.ABTX	Daryl D BohlsExecutive Vice President, Director	1,500	$10.00	$15,000	9,000	—
Apr 6, 2018 AForm 4 →	Apr 10, 4:20 pm EDT	Monster Beverage CorpMNST	Benjamin PolkDirector	268	$55.93	$14,989	773	—
Apr 6, 2018 AForm 4 →	Apr 10, 4:38 pm EDT	WILLIS TOWERS WATSON PLCWLTW	Michael J BurwellChief Financial Officer	41	$146.15	$3,753	41	—
Apr 6, 2018 AForm 4 →	Apr 10, 4:39 pm EDT	WILLIS TOWERS WATSON PLCWLTW	Susan Dorrance DaviesPAO and Controller	0	$146.15	$4	327	—
Apr 6, 2018 AForm 4 →	Apr 10, 4:02 pm EDT	Macy's, Inc.M	III Harry A LawtonPresident	213,049	—	—	213,049	—
Apr 6, 2018 MForm 4 →	Apr 10, 4:07 pm EDT	FLAGSTAR BANCORP INC(NYSE:FBC)	Lee Matthew SmithExecutive Vice President & COO	7,109	—	—	211,907	—
Apr 6, 2018 MForm 4 →	Apr 10, 4:09 pm EDT	FLAGSTAR BANCORP INC(NYSE:FBC)	James CiroliEVP and Chief Financ Officer	3,047	—	—	0	—
Apr 6, 2018 MForm 4 →	Apr 10, 4:09 pm EDT	TENNANT COTNC	Thomas PaulsonSr. Vice President and CFO	9,296	—	—	24,296	—
Apr 6, 2018 MForm 4 →	Apr 10, 4:10 pm EDT	FLAGSTAR BANCORP INC(NYSE:FBC)	Stephen V FigliuoloEVP and Chief Risk Officer	2,539	—	—	0	—
Apr 6, 2018 AForm 4 →	Apr 10, 4:11 pm EDT	Macy's, Inc.M	Karen M HoguetChief Financial Officer	50,335	—	—	50,335	—
Apr 6, 2018 MForm 4 →	Apr 10, 4:13 pm EDT	FLAGSTAR BANCORP INC(NYSE:FBC)	Patrick M McGuirkEVP and Gen Counsel	677	—	—	0	—
Apr 6, 2018 MForm 4 →	Apr 10, 4:14 pm EDT	FLAGSTAR BANCORP INC(NYSE:FBC)	Bryan MarxSVP Chief Accting Officer(PAO)	4,400	—	—	0	—
Apr 9, 2018 MForm 4 →	Apr 10, 4:17 pm EDT	Karyopharm Therapeutics Inc.KPTI	Sharon ShachamPresident & CSO	10,000	—	—	19,697	—
Sep 5, 2017 AForm 4 →	Apr 10, 2018, 4:17 pm EDT	McEwen Mining Inc.MUX	Robin E. DunbarDirector	100,000	—	—	100,000	—	late
Apr 26, 2017 JForm 4 →	Apr 10, 2018, 4:18 pm EDT	McEwen Mining Inc.MUX	Carmen L DigesGeneral Counsel/Corp. Secy.	24,000	—	—	1,344	—	late
Apr 6, 2018 MForm 4 →	Apr 10, 4:19 pm EDT	SCHOLASTIC CORPSCHL	Richard RobinsonCEO, Chairman and President, Director, 10% Owner	37,077	—	—	83,860	—
Apr 6, 2018 AForm 4 →	Apr 10, 4:19 pm EDT	Macy's, Inc.M	Danielle L. KirganChief Human Resources Officer	63,914	—	—	63,914	—
Apr 9, 2018 MForm 4 →	Apr 10, 4:20 pm EDT	Karyopharm Therapeutics Inc.KPTI	Michael KauffmanChief Executive Officer, Director	10,000	—	—	19,697	—
Apr 6, 2018 MForm 4 →	Apr 10, 4:25 pm EDT	TransMontaigne Partners L.P.TLP	Frederick W BoutinChief Executive Officer	3,356	—	—	35,158	—
Apr 9, 2018 AForm 4 →	Apr 10, 4:25 pm EDT	ZYNGA INCZNGA	Frank D GibeauChief Executive Officer, Director	3,586,558	—	—	1,094,191	—
Apr 6, 2018 MForm 4 →	Apr 10, 4:25 pm EDT	TransMontaigne Partners L.P.TLP	Robert T FullerExecutive VP/CFO/Treasurer	2,098	—	—	15,349	—
Apr 9, 2018 AForm 4 →	Apr 10, 4:26 pm EDT	ZYNGA INCZNGA	James Gerard GriffinChief Financial Officer	1,569,118	—	—	478,708	—
Apr 6, 2018 MForm 4 →	Apr 10, 4:26 pm EDT	TransMontaigne Partners L.P.TLP	Michael A HammellExecutive VP/Gen Counsel & SEC	2,517	—	—	12,353	—
Apr 9, 2018 AForm 4 →	Apr 10, 4:26 pm EDT	ZYNGA INCZNGA	Matthew S BrombergChief Operating Officer	1,569,118	—	—	478,708	—
Apr 6, 2018 MForm 4 →	Apr 10, 4:26 pm EDT	TransMontaigne Partners L.P.TLP	James F. DuganEVP & Chief Operating Officer	2,937	—	—	14,786	—
Apr 9, 2018 AForm 4 →	Apr 10, 4:27 pm EDT	ZYNGA INCZNGA	Bernard Jin KimPresident of Publishing	1,569,118	—	—	478,708	—
Apr 6, 2018 MForm 4 →	Apr 10, 4:27 pm EDT	TransMontaigne Partners L.P.TLP	Mark HuffPresident	4,580	—	—	24,890	—
Apr 9, 2018 AForm 4 →	Apr 10, 4:27 pm EDT	ZYNGA INCZNGA	Phuong Y. PhillipsChief Legal Officer	336,239	—	—	102,580	—
Apr 6, 2018 MForm 4 →	Apr 10, 4:27 pm EDT	TransMontaigne Partners L.P.TLP	Lisa M KearneyVP / Chief Accounting Officer	380	—	—	2,394	—
Apr 6, 2018 AForm 4 →	Apr 10, 4:29 pm EDT	Macy's, Inc.M	Felicia WilliamsEVP,Controller/Enterprise Risk	13,336	—	—	2,684	—
Apr 6, 2018 AForm 4 →	Apr 10, 4:29 pm EDT	Cerecor Inc.CERC	Simon PedderDirector	16,714	—	—	16,714	—
Apr 9, 2018 MForm 4 →	Apr 10, 4:29 pm EDT	TELEFLEX INCTFX	George Babich Jr.Director	2,500	—	—	775	—
Mar 15, 2018 AForm 4/A →	Apr 10, 4:31 pm EDT	WEX Inc.WEX	Melanie J TintoChief Human Resources Officer	2,463	—	—	2,463	—
Apr 9, 2018 AForm 4 →	Apr 10, 4:31 pm EDT	TRIMBLE INC.TRMB	James A KirklandSenior Vice President	46,125	—	—	22,500	—
Apr 9, 2018 AForm 4 →	Apr 10, 4:32 pm EDT	TRIMBLE INC.TRMB	Jurgen KliemVice President	32,104	—	—	6,400	—
Apr 9, 2018 AForm 4 →	Apr 10, 4:32 pm EDT	TRIMBLE INC.TRMB	Julie A ShepardVice President	17,120	—	—	17,120	—
Apr 9, 2018 AForm 4 →	Apr 10, 4:32 pm EDT	TRIMBLE INC.TRMB	Sachin SankpalSVP & Sector Head	5,000	—	—	5,000	—
Apr 9, 2018 AForm 4 →	Apr 10, 4:33 pm EDT	TRIMBLE INC.TRMB	Darryl R MatthewsSVP & Sector Head	15,000	—	—	15,000	—
Apr 9, 2018 AForm 4 →	Apr 10, 4:33 pm EDT	TRIMBLE INC.TRMB	Steven W BerglundPresident & CEO, Director	339,740	—	—	150,740	—
Apr 9, 2018 AForm 4 →	Apr 10, 4:33 pm EDT	TRIMBLE INC.TRMB	Bryn FosburghVice President	61,271	—	—	16,100	—
Apr 9, 2018 AForm 4 →	Apr 10, 4:34 pm EDT	TRIMBLE INC.TRMB	Chris GibsonVice President	47,193	—	—	21,300	—
Apr 6, 2018 AForm 4 →	Apr 10, 4:43 pm EDT	XEROX CORPXRX	Jeffrey JacobsonChief Executive Officer, Director	178,370	—	—	178,370	—
Apr 6, 2018 AForm 4 →	Apr 10, 4:44 pm EDT	XEROX CORPXRX	Michael David FeldmanExecutive Vice President	68,604	—	—	68,604	—
Apr 9, 2018 AForm 4 →	Apr 10, 4:50 pm EDT	SMITH A O CORPAOS	Ronald D BrownDirector	1,970	—	—	51,756	—
Mar 30, 2018 AMForm 4 →	Apr 10, 4:50 pm EDT	LINDBLAD EXPEDITIONS HOLDINGS, INC.LIND	Philip AuerbachChief Commercial Officer	26,914	—	—	14,881	—	late
Apr 9, 2018 AForm 4 →	Apr 10, 4:52 pm EDT	SMITH A O CORPAOS	William P GreubelDirector	1,970	—	—	16,694	—
Mar 30, 2018 AMForm 4 →	Apr 10, 4:52 pm EDT	LINDBLAD EXPEDITIONS HOLDINGS, INC.LIND	Craig FelensteinChief Financial Officer	26,914	—	—	14,881	—	late
Mar 30, 2018 AMForm 4 →	Apr 10, 4:53 pm EDT	LINDBLAD EXPEDITIONS HOLDINGS, INC.LIND	Trey ByusChief Expedition Officer	18,504	—	—	10,231	—	late
Mar 30, 2018 AMForm 4 →	Apr 10, 4:55 pm EDT	LINDBLAD EXPEDITIONS HOLDINGS, INC.LIND	Sven-Olof LindbladCEO, President, Director, 10% Owner	51,561	—	—	27,902	—	late amended
Apr 9, 2018 AForm 4 →	Apr 10, 4:56 pm EDT	SMITH A O CORPAOS	Bruce M SmithDirector	1,970	—	—	120,802	—
Apr 6, 2018 AForm 4 →	Apr 10, 4:57 pm EDT	XEROX CORPXRX	Kevin M WarrenExecutive Vice President	41,163	—	—	41,163	—
Apr 7, 2018 AMForm 4 →	Apr 10, 4:58 pm EDT	Nuvectra CorpNVTR	Walter Z BergerCFO	32,015	—	—	72,904	—
Apr 7, 2018 AMForm 4 →	Apr 10, 4:59 pm EDT	Nuvectra CorpNVTR	Scott F DreesCEO, Director	42,026	—	—	81,458	—
Apr 6, 2018 AForm 4 →	Apr 10, 4:59 pm EDT	XEROX CORPXRX	Herve TesslerExecutive Vice President	54,884	—	—	54,884	—
Apr 6, 2018 MForm 4 →	Apr 10, 5:00 pm EDT	AMERICAN EAGLE OUTFITTERS INCAEO	Jennifer M. FoyleGlobal Brand President-aerie	120,070	—	—	355,480	—
Apr 7, 2018 MForm 4 →	Apr 10, 5:01 pm EDT	Nuvectra CorpNVTR	Joseph Paul HanchinPresident	4,273	—	—	26,646	—
Apr 7, 2018 AMForm 4 →	Apr 10, 5:02 pm EDT	Nuvectra CorpNVTR	Norbert KaulaEVP, Research & Development	20,499	—	—	65,136	—
Apr 6, 2018 AForm 4 →	Apr 10, 5:03 pm EDT	XEROX CORPXRX	Yehia Abouelmaaty OmarSenior Vice President	27,442	—	—	27,442	—
Apr 9, 2018 AForm 4 →	Apr 10, 5:07 pm EDT	Gates Industrial Corp plcGTES	David M WisniewskiChief Accounting Officer	19,500	—	—	19,500	—
Apr 6, 2018 AForm 4 →	Apr 10, 5:07 pm EDT	XEROX CORPXRX	Stephen Patrick HooverSenior Vice President	20,582	—	—	20,582	—
Apr 9, 2018 MForm 4 →	Apr 10, 5:09 pm EDT	PLY GEM HOLDINGS INCPGEM	Timothy D JohnsonSVP and General Counsel, 10% Owner	10,125	—	—	35,208	—
Apr 6, 2018 AForm 4 →	Apr 10, 5:09 pm EDT	XEROX CORPXRX	Farooq A. MazaffarSVP, Chief Strategy & MO	20,582	—	—	20,582	—
Apr 6, 2018 MForm 4 →	Apr 10, 5:09 pm EDT	Okta, Inc.OKTA	Patrick W GradyDirector	11,765	—	—	0	—
Apr 6, 2018 MForm 4 →	Apr 10, 5:09 pm EDT	PLY GEM HOLDINGS INCPGEM	Gary E RobinettePresident, CEO and Chairman, Director, 10% Owner	109,563	—	—	0	—
Apr 8, 2018 MForm 4 →	Apr 10, 5:12 pm EDT	CARMAX INCKMX	Diane L CafritzSVP & CHRO	1,267	—	—	0	—
Dec 24, 2017 MForm 4 →	Apr 10, 2018, 5:12 pm EDT	CARMAX INCKMX	Jon G DanielsSVP, CAF	510	—	—	0	—	late
Apr 6, 2018 AForm 4 →	Apr 10, 5:13 pm EDT	XEROX CORPXRX	William F Osbourn Jr.Executive Vice President & CFO	61,744	—	—	61,744	—
Apr 8, 2018 MForm 4 →	Apr 10, 5:13 pm EDT	CARMAX INCKMX	Darren C NewberrySVP	1,107	—	—	0	—
Apr 8, 2018 MForm 4 →	Apr 10, 5:13 pm EDT	CARMAX INCKMX	Charles Joseph WilsonSVP	1,177	—	—	0	—
Apr 6, 2018 AForm 4 →	Apr 10, 5:14 pm EDT	XEROX CORPXRX	Sarah H McConnellEVP, Gen. Counsel & Corp. Sec.	30,186	—	—	30,186	—
Apr 6, 2018 MForm 4 →	Apr 10, 5:14 pm EDT	Okta, Inc.OKTA	Benjamin A HorowitzDirector	11,765	—	—	0	—
Apr 6, 2018 MForm 4 →	Apr 10, 5:16 pm EDT	Okta, Inc.OKTA	Michael R KoureyDirector	11,765	—	—	0	—
Apr 6, 2018 AForm 4 →	Apr 10, 5:18 pm EDT	XEROX CORPXRX	Darrell L FordEVP & CHRO	27,442	—	—	27,442	—
Apr 6, 2018 MForm 4 →	Apr 10, 5:18 pm EDT	Okta, Inc.OKTA	Michael A. StankeyDirector	11,765	—	—	0	—
Apr 6, 2018 AForm 4 →	Apr 10, 5:19 pm EDT	XEROX CORPXRX	Joseph H. ManciniVP & Chief Accounting Officer	16,740	—	—	4,391	—
Apr 6, 2018 MForm 4 →	Apr 10, 5:21 pm EDT	Okta, Inc.OKTA	L Michelle WilsonDirector	11,765	—	—	0	—
Apr 6, 2018 AForm 4 →	Apr 10, 5:21 pm EDT	ANI PHARMACEUTICALS INCANIP	Robert W SchrepferSVP - New Bus Dev & Spec Sales	9,600	—	—	9,600	—
Apr 6, 2018 AForm 4 →	Apr 10, 5:23 pm EDT	ANI PHARMACEUTICALS INCANIP	Arthur PrzybylPresident and CEO, Director	35,200	—	—	35,200	—
Apr 6, 2018 AForm 4 →	Apr 10, 5:25 pm EDT	ANI PHARMACEUTICALS INCANIP	Stephen P. CareyVice President and CFO	9,600	—	—	9,600	—
Apr 6, 2018 AForm 4 →	Apr 10, 5:26 pm EDT	ANI PHARMACEUTICALS INCANIP	James G. MarkenSVP Ops & Prod Dev	5,300	—	—	5,300	—
Apr 6, 2018 AForm 4 →	Apr 10, 5:28 pm EDT	PVH CORP. /DE/PVH	Daniel GriederCEO Tommy Hilfiger &PVH Europe	14,000	—	—	14,000	—
Apr 10, 2018 MForm 4 →	Apr 10, 5:34 pm EDT	ESSA Bancorp, Inc.ESSA	Gary S OlsonPresident and CEO, Director	9,003	—	—	43,277	—
Apr 9, 2018 MForm 4 →	Apr 10, 5:36 pm EDT	L3 TECHNOLOGIES, INC.LLL	Michael T StrianeseChairman of the Board, Director	39,515	—	—	14,229	—
Apr 6, 2018 AMForm 4 →	Apr 10, 5:39 pm EDT	PVH CORP. /DE/PVH	Michael A ShafferEVP, COO and CFO	62,400	—	—	9,450	—
Apr 8, 2018 AForm 4 →	Apr 10, 5:41 pm EDT	ORAMED PHARMACEUTICALS INC.ORMP	Joshua HexterChief Operating Officer	30,000	—	—	30,000	—
Apr 6, 2018 AForm 4 →	Apr 10, 5:44 pm EDT	PVH CORP. /DE/PVH	Steven B ShiffmanPresident & CEO, Calvin Klein	12,000	—	—	12,000	—
Apr 6, 2018 MForm 4 →	Apr 10, 5:49 pm EDT	Bloomin' Brands, Inc.BLMN	David J. DenoEVP & CFAO	66,603	—	—	333,397	—
Apr 6, 2018 AForm 4 →	Apr 10, 6:02 pm EDT	DSW Inc.DSW	Peter CobbDirector	87	—	—	7,669	—
Apr 6, 2018 AForm 4 →	Apr 10, 6:03 pm EDT	DSW Inc.DSW	Elaine J EisenmanDirector	668	—	—	59,164	—
Apr 6, 2018 AForm 4 →	Apr 10, 6:03 pm EDT	DSW Inc.DSW	Joanna T LauDirector	500	—	—	44,230	—
Apr 6, 2018 AForm 4 →	Apr 10, 6:03 pm EDT	DSW Inc.DSW	Carolee LeeDirector	1,079	—	—	95,643	—
Apr 6, 2018 AForm 4 →	Apr 10, 6:03 pm EDT	DSW Inc.DSW	Harvey L SonnenbergDirector	605	—	—	53,580	—
Apr 6, 2018 AForm 4 →	Apr 10, 6:03 pm EDT	DSW Inc.DSW	Allan J TanenbaumDirector	1,040	—	—	91,954	—
Apr 6, 2018 AForm 4 →	Apr 10, 6:03 pm EDT	DSW Inc.DSW	Joanne ZaiacDirector	56	—	—	4,928	—
Apr 6, 2018 AForm 4 →	Apr 10, 6:03 pm EDT	DSW Inc.DSW	Deborah L FerreeV Chairman & Chief Mdsing Off.	2,518	—	—	4,663	—	amended
Apr 6, 2018 AForm 4 →	Apr 10, 6:03 pm EDT	DSW Inc.DSW	Michele LoveEVP & COO	386	—	—	386	—
Apr 6, 2018 AForm 4 →	Apr 10, 6:03 pm EDT	DSW Inc.DSW	Simon R. NankervisEVP, Chief Commercial Officer	562	—	—	1,390	—
Apr 6, 2018 AForm 4 →	Apr 10, 6:03 pm EDT	DSW Inc.DSW	William L JordanEVP, Chief Admin Officer	800	—	—	1,549	—	amended
Apr 6, 2018 AForm 4 →	Apr 10, 6:03 pm EDT	DSW Inc.DSW	Jared A. PoffSVP & CFO	275	—	—	963	—	amended
Apr 6, 2018 AForm 4 →	Apr 10, 6:03 pm EDT	DSW Inc.DSW	Roger RawlinsChief Executive Officer, Director	2,353	—	—	3,700	—	amended
Apr 6, 2018 AForm 4 →	Apr 10, 6:03 pm EDT	DSW Inc.DSW	Jay L SchottensteinExecutive Chairman, Director, 10% Owner	1,367	—	—	2,439	—	amended
Mar 7, 2018 AMForm 4 →	Apr 10, 6:04 pm EDT	MARIN SOFTWARE INCMRIN	Bradley KinnishVP Finance, CFO	74,572	—	—	96,428	—	late
Apr 10, 2018 MForm 4 →	Apr 10, 6:11 pm EDT	Foundation Building Materials, Inc.FBM	Barbara J BitzerCAO and Senior Controller	1,366	—	—	4,099	—
Apr 9, 2018 MForm 4 →	Apr 10, 6:13 pm EDT	Bancorp 34, Inc.BCTF	Jill GutierrezCEO, Director	4,000	—	—	7,260	—
Apr 6, 2018 XForm 4 →	Apr 10, 6:21 pm EDT	CREDIT ACCEPTANCE CORPCACC	Donald A Foss10% Owner	75	—	—	0	—
Apr 9, 2018 MForm 4 →	Apr 10, 6:33 pm EDT	ICHOR HOLDINGS, LTD.ICHR	Iain MacKenzieDirector	4,680	—	—	25,782	—
Apr 6, 2018 MForm 4 →	Apr 10, 6:41 pm EDT	LANDMARK BANCORP INCLARK	Richard BallDirector	4,841	—	—	0	—
Apr 6, 2018 AForm 4 →	Apr 10, 6:42 pm EDT	Dine Brands Global, Inc.DIN	Daniel J BrestleDirector	44	—	—	1,321	—
Apr 7, 2018 MForm 4 →	Apr 10, 6:42 pm EDT	Groupon, Inc.GRPN	Dane A DrobnyGeneral Counsel and Secretary	53,594	—	—	53,594	—
Apr 6, 2018 AForm 4 →	Apr 10, 6:42 pm EDT	Dine Brands Global, Inc.DIN	Richard J DahlDirector	44	—	—	1,321	—
Apr 6, 2018 AForm 4 →	Apr 10, 6:43 pm EDT	Dine Brands Global, Inc.DIN	Stephen P JoyceChief Executive Officer, Director	2,315	—	—	1,321	—
Apr 6, 2018 AForm 4 →	Apr 10, 6:43 pm EDT	Dine Brands Global, Inc.DIN	Larry Alan KayDirector	44	—	—	1,321	—
Apr 6, 2018 AForm 4 →	Apr 10, 6:44 pm EDT	Dine Brands Global, Inc.DIN	Howard M BerkDirector	44	—	—	1,540	—
Apr 6, 2018 AForm 4 →	Apr 10, 6:44 pm EDT	Dine Brands Global, Inc.DIN	Caroline W NahasDirector	44	—	—	1,321	—
Apr 6, 2018 AForm 4 →	Apr 10, 6:44 pm EDT	Dine Brands Global, Inc.DIN	MSD CAPITAL L P +2Director	44	—	—	1,540	—
Apr 6, 2018 AForm 4 →	Apr 10, 6:44 pm EDT	Dine Brands Global, Inc.DIN	Douglas M PasqualeDirector	44	—	—	1,321	—
Apr 6, 2018 AForm 4 →	Apr 10, 6:45 pm EDT	Dine Brands Global, Inc.DIN	Gilbert T RayDirector	44	—	—	1,321	—
Apr 10, 2018 MForm 4 →	Apr 10, 6:45 pm EDT	AquaVenture Holdings LtdWAAS	Richard F ReillyDirector	9,754	—	—	0	—
Apr 6, 2018 AForm 4 →	Apr 10, 6:45 pm EDT	Dine Brands Global, Inc.DIN	Darren M RebelezPRESIDENT, IHOP	234	—	—	26,904	—
Apr 10, 2018 MForm 4 →	Apr 10, 6:45 pm EDT	AquaVenture Holdings LtdWAAS	Brian O'NeillDirector	9,754	—	—	0	—
Apr 6, 2018 AForm 4 →	Apr 10, 6:46 pm EDT	Dine Brands Global, Inc.DIN	Patrick W RoseDirector	44	—	—	1,321	—
Apr 6, 2018 AForm 4 →	Apr 10, 6:46 pm EDT	Dine Brands Global, Inc.DIN	Lilian TomovichDirector	26	—	—	1,491	—
Apr 10, 2018 MForm 4 →	Apr 10, 6:48 pm EDT	AquaVenture Holdings LtdWAAS	Paul T HanrahanDirector	9,754	—	—	0	—
Apr 10, 2018 MForm 4 →	Apr 10, 6:48 pm EDT	AquaVenture Holdings LtdWAAS	Hugh M EvansDirector	9,754	—	—	0	—
Apr 10, 2018 MForm 4 →	Apr 10, 6:54 pm EDT	VARIAN MEDICAL SYSTEMS INCVAR	Kolleen T KennedyEVP and Pres. Oncology Sys.	699	—	—	15,382	—
Apr 6, 2018 AForm 4 →	Apr 10, 6:57 pm EDT	CALADRIUS BIOSCIENCES, INC.CLBS	Joseph TalamoSVP and CFO	13,300	—	—	13,300	—
Apr 6, 2018 AForm 4 →	Apr 10, 6:59 pm EDT	CALADRIUS BIOSCIENCES, INC.CLBS	David J MazzoChief Executive Officer, Director	33,300	—	—	33,300	—
Apr 6, 2018 AForm 4 →	Apr 10, 7:00 pm EDT	CALADRIUS BIOSCIENCES, INC.CLBS	Douglas W LosordoSee Remarks	13,300	—	—	13,300	—
Apr 6, 2018 MForm 4 →	Apr 10, 7:06 pm EDT	WESTMORELAND COAL CoWLB	Nathan M. TroupPrincipal Accounting Officer	2,769	—	—	3,011	—
Apr 6, 2018 MForm 4 →	Apr 10, 7:07 pm EDT	WESTMORELAND COAL CoWLB	Gary Alan KohnChief Financial Officer	3,897	—	—	6,053	—
Apr 6, 2018 MForm 4 →	Apr 10, 7:08 pm EDT	WESTMORELAND COAL CoWLB	Jennifer S GraftonCAO, CLO & Secretary	10,025	—	—	10,899	—
Apr 6, 2018 MForm 4 →	Apr 10, 7:08 pm EDT	WESTMORELAND COAL CoWLB	Joseph Earl MichelettiChief Operating Officer	6,268	—	—	7,045	—
Apr 9, 2018 AForm 4 →	Apr 10, 7:20 pm EDT	BRIGHTCOVE INCBCOV	Kevin R RhodesCHIEF FINANCIAL OFFICER	30,000	—	—	30,000	—
Apr 9, 2018 AForm 4 →	Apr 10, 7:29 pm EDT	BRIGHTCOVE INCBCOV	David PlotkinChief Legal Officer	20,000	—	—	20,000	—
Apr 6, 2018 MForm 4 →	Apr 10, 7:29 pm EDT	NantHealth, Inc.NH	Ronald Allen LouksChief Operating Officer	10,000	—	—	60,000	—
Apr 8, 2018 AForm 4 →	Apr 10, 8:00 pm EDT	OMEROS CORPOMER	Marcia S. KelbonVP Patent and General Counsel	65,000	—	—	65,000	—
Apr 8, 2018 AForm 4 →	Apr 10, 8:00 pm EDT	OMEROS CORPOMER	Michael A JacobsenVP Finance and CAO	60,000	—	—	60,000	—
Apr 10, 2018 MForm 4 →	Apr 10, 8:01 pm EDT	SALESFORCE COM INCCRM	Keith BlockVice Chairman, Pres. and COO, Director	10,000	—	—	399,260	—
Apr 6, 2018 JForm 4 →	Apr 10, 8:52 pm EDT	CLS Holdings USA, Inc.CLSH]	Jeffrey I BinderChairman and CEO, Director, 10% Owner	—	—	—	120,000	—
Apr 6, 2018 MForm 4 →	Apr 10, 9:05 pm EDT	Rimini Street, Inc.RMNI	Sebastian GradyPresident	18,105	—	—	218,694	—
Apr 9, 2018 AForm 4 →	Apr 11, 7:55 am EDT	SYNNEX CORPSNX	Dennis PolkChief Executive Officer, Director	37,851	—	—	37,851	—
Apr 9, 2018 AForm 4 →	Apr 11, 10:27 am EDT	CSW INDUSTRIALS, INC.CSWI	Greggory W BranningEVP, CFO	4,433	—	—	15,925	—
Apr 9, 2018 AForm 4 →	Apr 11, 10:28 am EDT	CSW INDUSTRIALS, INC.CSWI	Joseph B ArmesChairman & CEO, Director	15,554	—	—	68,683	—
Apr 9, 2018 AForm 4 →	Apr 11, 10:31 am EDT	CSW INDUSTRIALS, INC.CSWI	Craig James FosterSVP & GM, Spec. Chem.	3,207	—	—	7,458	—
Apr 9, 2018 AForm 4 →	Apr 11, 10:32 am EDT	CSW INDUSTRIALS, INC.CSWI	Don SullivanSVP & GM, Ind. Products	2,147	—	—	7,628	—
Apr 9, 2018 AForm 4 →	Apr 11, 10:33 am EDT	CSW INDUSTRIALS, INC.CSWI	Luke AlversonSVP, GC & Secretary	2,750	—	—	7,951	—
Apr 9, 2018 DForm 4 →	Apr 11, 10:36 am EDT	DYNEGY INC.DYN	Henry D. JonesEVP and Chief Commercial Off.	254,664	—	—	0	—
Apr 9, 2018 DForm 4 →	Apr 11, 10:38 am EDT	DYNEGY INC.DYN	Robert C FlexonPresident and CEO, Director	1,824,616	—	—	0	—
Apr 9, 2018 DForm 4 →	Apr 11, 10:40 am EDT	DYNEGY INC.DYN	Catherine C. JamesEVP and General Counsel	354,225	—	—	0	—
Apr 9, 2018 DForm 4 →	Apr 11, 10:41 am EDT	DYNEGY INC.DYN	Clint FreelandEVP and CFO	387,417	—	—	0	—
Apr 9, 2018 DForm 4 →	Apr 11, 10:42 am EDT	DYNEGY INC.DYN	Carolyn Jeanne BurkeEVP, Strategy	362,994	—	—	0	—
Apr 9, 2018 DForm 4 →	Apr 11, 10:44 am EDT	DYNEGY INC.DYN	Julius CoxEVP	170,977	—	—	0	—
Apr 9, 2018 DForm 4 →	Apr 11, 10:45 am EDT	DYNEGY INC.DYN	Martin W. DaleyEVP and COO	204,735	—	—	0	—
Apr 9, 2018 DForm 4 →	Apr 11, 10:46 am EDT	DYNEGY INC.DYN	Sheree M. PetroneEVP, Retail	152,964	—	—	0	—
Apr 9, 2018 DForm 4 →	Apr 11, 10:47 am EDT	DYNEGY INC.DYN	Dean EllisEVP	72,834	—	—	0	—
Apr 9, 2018 DForm 4 →	Apr 11, 10:49 am EDT	DYNEGY INC.DYN	John Clinton WaldenChief Accounting Officer	91,245	—	—	0	—
Apr 9, 2018 MForm 4 →	Apr 11, 11:41 am EDT	First Savings Financial Group IncFSFG	Larry W MyersPresident & CEO, Director	11,100	—	—	15,735	—
Apr 5, 2018 AForm 4 →	Apr 11, 11:42 am EDT	BANCFIRST CORP /OK/BANF	Jennifer C WeastController	2,500	—	—	2,500	—	late
Apr 9, 2018 AForm 4 →	Apr 11, 12:25 pm EDT	Cypress Energy Partners, L.P.CELP	Henry CornellDirector	8,772	—	—	8,772	—
Apr 9, 2018 AForm 4 →	Apr 11, 12:27 pm EDT	Cypress Energy Partners, L.P.CELP	Jeffrey A HerbersSEE REMARKS	13,500	—	—	13,500	—
Apr 9, 2018 AForm 4 →	Apr 11, 12:29 pm EDT	Cypress Energy Partners, L.P.CELP	Stanley A LybargerDirector	8,772	—	—	8,772	—
Apr 9, 2018 AForm 4 →	Apr 11, 12:30 pm EDT	Cypress Energy Partners, L.P.CELP	Peter C BoylanSEE REMARKS, Director	125,000	—	—	125,000	—
Apr 9, 2018 AForm 4 →	Apr 11, 12:32 pm EDT	Cypress Energy Partners, L.P.CELP	Richard M CarsonSEE REMARKS	44,000	—	—	44,000	—
Apr 9, 2018 AForm 4 →	Apr 11, 12:33 pm EDT	Cypress Energy Partners, L.P.CELP	John T McNabb IIDirector	8,772	—	—	8,772	—
Apr 9, 2018 AForm 4 →	Apr 11, 12:55 pm EDT	Vistra Energy Corp.VST	James A BurkeEVP and COO	567,322	—	—	567,322	—
Apr 9, 2018 AForm 4 →	Apr 11, 1:07 pm EDT	Vistra Energy Corp.VST	J William Holden IIIEVP and CFO	302,572	—	—	302,572	—
Apr 9, 2018 AForm 4 →	Apr 11, 1:09 pm EDT	Vistra Energy Corp.VST	Carrie Lee KirbyEVP and Chief Admin. Officer	192,890	—	—	192,890	—
Apr 9, 2018 AForm 4 →	Apr 11, 1:11 pm EDT	Vistra Energy Corp.VST	Elizabeth Christine DobryVP and Controller	37,821	—	—	37,821	—
Apr 9, 2018 AForm 4 →	Apr 11, 1:53 pm EDT	Vistra Energy Corp.VST	Stephen J MuscatoSVP & Chief Commercial Officer	226,929	—	—	226,929	—
Apr 9, 2018 AForm 4 →	Apr 11, 2:34 pm EDT	Vistra Energy Corp.VST	Curtis A MorganPresident and CEO, Director	1,512,103	—	—	1,512,103	—
Apr 9, 2018 AForm 4 →	Apr 11, 2:36 pm EDT	Alta Mesa Resources, Inc. /DEAMR	Kimberly O. WarnicaSee Remarks	192,582	—	—	192,582	—
Apr 9, 2018 AForm 4 →	Apr 11, 2:36 pm EDT	Vistra Energy Corp.VST	Scott A HudsonSVP and President Retail	226,929	—	—	226,929	—
Apr 10, 2018 MForm 4 →	Apr 11, 3:20 pm EDT	HORMEL FOODS CORP /DE/HRL	James M SplinterGroup Vice President	48,000	—	—	0	—
Apr 9, 2018 AForm 4 →	Apr 11, 3:28 pm EDT	Vistra Energy Corp.VST	Sara GrazianoSVP Corp. Dev. and Strategy	192,890	—	—	192,890	—
Apr 9, 2018 AMForm 4 →	Apr 11, 3:45 pm EDT	Nuvectra CorpNVTR	Anthony P Bihl IIIDirector	7,537	—	—	3,350	—
Apr 9, 2018 AMForm 4 →	Apr 11, 3:46 pm EDT	Nuvectra CorpNVTR	Kenneth G HawariDirector	7,537	—	—	3,350	—
Apr 9, 2018 AMForm 4 →	Apr 11, 3:46 pm EDT	Nuvectra CorpNVTR	David D JohnsonDirector	7,537	—	—	3,350	—
Apr 9, 2018 AMForm 4 →	Apr 11, 3:47 pm EDT	Nuvectra CorpNVTR	Joseph A MillerDirector	7,537	—	—	3,350	—
Apr 9, 2018 AForm 4 →	Apr 11, 3:48 pm EDT	Vistra Energy Corp.VST	Stephanie Zapata MooreEVP and General Counsel	192,890	—	—	192,890	—
Apr 9, 2018 AMForm 4 →	Apr 11, 3:48 pm EDT	Nuvectra CorpNVTR	Fred B ParksDirector	7,537	—	—	3,350	—
Apr 9, 2018 AMForm 4 →	Apr 11, 3:49 pm EDT	Nuvectra CorpNVTR	Jon T TremmelDirector	7,537	—	—	3,350	—
Apr 9, 2018 AMForm 4 →	Apr 11, 3:50 pm EDT	Nuvectra CorpNVTR	Thomas Edward ZeliborDirector	7,537	—	—	3,350	—
Sep 7, 2017 PForm 4 →	Apr 11, 2018, 3:51 pm EDT	Meridian Waste Solutions, Inc.MRDN	Clayton A Struve10% Owner	3,965,600	—	—	181,598	—	late
Apr 10, 2018 AForm 4 →	Apr 11, 3:56 pm EDT	MANITOWOC CO INCMTW	Terrance L CollinsSVP Human Resources	13,279	—	—	13,279	—	amended

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.