SEC Form 4 · accession 0001127602-18-014355
TD SYNNEX CORP · SNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis Polk
Officer — Chief Executive Officer · Director
Period of report
Apr 9, 2018
Accepted (ET)
Apr 11, 2018 · 7:55 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001177394
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 9, 2018 | A | 3,887 | $0.00 | A | 24,295 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $96.46 | Apr 9, 2018 | A | 37,851 | A | — | Apr 9, 2028 | Common Stock | 37,851 | 37,851 | D |
Explanation of responses
- F1Represents shares of restricted stock awarded under the 2013 Stock Incentive Plan. The restricted stock vests as to 20% of the shares on each of the first five anniversaries of October 3, 2017.
- F2This stock option vests as to 20% of the shares on the first anniversary of October 3, 2017 and vests as to 1/60th of the shares monthly thereafter.