SEC Form 4 · accession 0001033012-18-000040
FLAGSTAR BANCORP INC · (NYSE:FBC)
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bryan Marx
Officer — SVP Chief Accting Officer(PAO)
Period of report
Apr 6, 2018
Accepted (ET)
Apr 10, 2018 · 4:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001033012
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Flagstar Bancorp, Inc. Common Stock | Apr 6, 2018 | M | 3,385 | $0.00 | A | 7,126 | D | |
| Flagstar Bancorp, Inc. Common Stock | Apr 6, 2018 | M | 1,050 | $0.00 | A | 8,176 | D | |
| Flagstar Bancorp, Inc. Common Stock | Apr 6, 2018 | F | 1,372 | $0.00 | D | 6,804 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F3 | — | Apr 6, 2018 | M | 3,385 | D | — | — | Flagstar Bancorp, Inc. Common Stock | 3,385 | 1,015 | D |
| Restricted Stock UnitF2,F4 | — | Apr 6, 2018 | M | 1,015 | D | — | — | Flagstar Bancorp, Inc. Common Stock | 1,015 | 0 | D |
Explanation of responses
- F1These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.
- F2Each restricted stock unit represents a contingent right to receive one share of Flagstar Bancorp, Inc. Common Stock.
- F3The restricted stock units were granted on April 6, 2015, and will vest 100% on the third anniversary of the grant date.
- F4The restricted stock units were granted on April 6, 2015, and will vest 25% on both the first and second anniversary of the grant date, and the remaining 50% on the third anniversary of the grant date.