SEC Form 4 · accession 0000794367-18-000044
Macy's, Inc. · M
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Felicia Williams
Officer — EVP,Controller/Enterprise Risk
Period of report
Apr 6, 2018
Accepted (ET)
Apr 10, 2018 · 4:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000794367
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common StockF1 | $29.80 | Apr 6, 2018 | A | 10,652 | A | — | Apr 6, 2028 | Common Stock | 10,652 | 10,652 | D |
| Restricted Stock UnitsF2,F3 | — | Apr 6, 2018 | A | 2,684 | A | — | — | Common Stock | 2,684 | 2,684 | D |
Explanation of responses
- F1Grant to reporting person of options to purchase 10,652 shares of common stock under the Issuer's Amended and Restated 2009 Omnibus Incentive Compensation Plan. The options become exercisable in 25% increments on April 6, 2019, April 6, 2020, April 6, 2021, and April 6, 2022.
- F2Each restricted stock unit represents a contingent right to receive one share of Macy's, Inc. common stock.
- F3The restricted stock units vest one-fourth on each of the first, second, third and fourth anniversaries of the date granted.