SEC Form 4 · accession 0001314692-18-000002
CITY HOLDING CO · CHCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David L Bumgarner
Officer — SVP & Chief Financial Officer
Period of report
Apr 9, 2018
Accepted (ET)
Apr 11, 2018 · 11:38 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000726854
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 9, 2018 | M | 1,555 | $37.74 | A | 12,520 | D | |
| Common Stock | Apr 9, 2018 | M | 341 | $46.61 | A | 12,861 | D | |
| Common StockF1 | holding | — | — | — | 2,107 | I | by 401(k) Plan and Trust | |
| Common Stock | holding | — | — | — | 115 | I | by IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option to Buy | $37.74 | Apr 9, 2018 | M | 1,555 | D | Feb 27, 2018 | Feb 26, 2023 | Common Stock | 1,555 | 0 | D |
| Stock Option to Buy | $46.61 | Apr 9, 2018 | M | 341 | D | Feb 26, 2018 | Feb 25, 2025 | Common Stock | 341 | 0 | D |
| Restricted Stock UnitF2,F3 | $0.00 | holding | — | — | — | — | — | Common Stock | 361 | 361 | D |
| Stock Option to BuyF4 | $44.43 | holding | — | — | — | Mar 26, 2018 | Mar 25, 2024 | Common Stock | 485 | 485 | D |
| Stock Option to BuyF4 | $44.43 | holding | — | — | — | Mar 26, 2019 | Mar 25, 2024 | Common Stock | 485 | 970 | D |
| Stock Option to BuyF4 | $46.61 | holding | — | — | — | Feb 26, 2019 | Feb 25, 2025 | Common Stock | 341 | 682 | D |
| Stock Option to BuyF4 | $46.61 | holding | — | — | — | Feb 26, 2020 | Feb 25, 2025 | Common Stock | 342 | 1,024 | D |
| Stock Option to BuyF4 | $43.73 | holding | — | — | — | Feb 24, 2019 | Feb 23, 2026 | Common Stock | 825 | 825 | D |
| Stock Option to BuyF4 | $43.73 | holding | — | — | — | Feb 24, 2020 | Feb 23, 2026 | Common Stock | 825 | 1,650 | D |
| Stock Option to BuyF4 | $43.73 | holding | — | — | — | Feb 24, 2021 | Feb 23, 2026 | Common Stock | 825 | 2,475 | D |
| Stock Option to BuyF4 | $66.32 | holding | — | — | — | Feb 22, 2020 | Feb 21, 2027 | Common Stock | 554 | 554 | D |
| Stock Option to BuyF4 | $66.32 | holding | — | — | — | Feb 22, 2021 | Feb 21, 2027 | Common Stock | 554 | 1,108 | D |
| Stock Option to BuyF4 | $66.32 | holding | — | — | — | Feb 22, 2022 | Feb 21, 2027 | Common Stock | 556 | 1,664 | D |
Explanation of responses
- F1Includes shares acquired pursuant to the Company's 401(k) Plan & Trust during the fiscal year in transactions exempt from 16b under old Rule 16a8(b). Share totals are reported as of the 12/31/2017 plan valuation date.
- F2Each restricted stock unit represents the right to receive, at settlement, one share of common stock.
- F3One-third of these restricted stock units are scheduled to vest on each of February 20, 2019; February 20, 2020; and February 20, 2021.
- F4Options shares granted from City Holding Company's 2013 Incentive Plan are subject to both time-based and performance-based vesting.