SEC Form 4 · accession 0001127602-18-014337
XEROX CORP · XRX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Farooq A. Mazaffar
Officer — SVP, Chief Strategy & MO
Period of report
Apr 6, 2018
Accepted (ET)
Apr 10, 2018 · 5:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000108772
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | Apr 6, 2018 | A | 6,702 | $27.98 | A | 26,001 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $27.98 | Apr 6, 2018 | A | 20,582 | A | — | Apr 6, 2028 | Common Stock | 20,582 | 20,582 | D |
Explanation of responses
- F1This award of restricted stock units vests in three installments of 25%, 25% and 50% on the first, second and third anniversaries of the date of grant, April 6, 2018.
- F2This award of stock options vests in three installments of 25%, 25% and 50% on the first, second and third anniversaries of the date of grant, April 6, 2018.