SEC Form 4 · accession 0000091142-18-000036
SMITH A O CORP · AOS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William P Greubel
Director
Period of report
Apr 9, 2018
Accepted (ET)
Apr 10, 2018 · 4:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000091142
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3,F2 | $63.48 | Apr 9, 2018 | A | 1,970 | A | — | — | Common Stock | 1,970 | 16,694 | D |
Explanation of responses
- F1Payment of retainer in Restricted Stock Units under the A. O. Smith Nonqualified Deferred Compensation Plan based on the market price of the Common Stock on April 9, 2018.
- F2The Plan permits the participant to defer the receipt of the award, and Mr. Greubel has made a deferral.
- F3The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of dividends received was 40 units of Restricted Stock Units.