SEC Form 4 · accession 0000794367-18-000042
Macy's, Inc. · M
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karen M Hoguet
Officer — Chief Financial Officer
Period of report
Apr 6, 2018
Accepted (ET)
Apr 10, 2018 · 4:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000794367
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 3,204 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Apr 6, 2018 | A | 50,335 | A | — | — | Common Stock | 50,335 | 50,335 | D |
Explanation of responses
- F1Reflects the reporting person's interest in Macy's stock under the Issuer's 401(k) plan, derived by dividing the value of the undivided interest of the reporting person in the applicable investment fund as of April 6, 2018 by $29.80, the stock price on such date.
- F2Each restricted stock unit represents a contingent right to receive one share of Macy's, Inc. common stock.
- F3The restricted stock units vest one-third on each of the first, second and third anniversaries of the date granted.