SEC Form 4 · accession 0001437749-18-006688
Nuvectra Corp · NVTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth G Hawari
Director
Period of report
Apr 9, 2018
Accepted (ET)
Apr 11, 2018 · 3:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001648893
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 10, 2018 | M | 837 | $13.53 | A | 23,700 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $13.47 | Apr 9, 2018 | A | 3,350 | A | Jul 9, 2018 | Apr 9, 2028 | Common Stock | 3,350 | 21,852 | D |
| Restricted Stock UnitF3 | $0.00 | Apr 9, 2018 | A | 3,350 | A | Jul 9, 2018 | Apr 9, 2019 | Common Stock | 3,350 | 4,187 | D |
| Restricted Stock UnitF1 | $0.00 | Apr 10, 2018 | M | 837 | D | Apr 10, 2018 | Apr 10, 2018 | Common Stock | 837 | 3,350 | D |
Explanation of responses
- F1Vesting of Restricted Stock Units.
- F2Grant of stock options, which vests in four equal quarterly installments beginning on July 9, 2018.
- F3Grant of restricted stock units, which vests in four equal quarterly installments beginning on July 9, 2018. Each restricted stock unit represents the right to receive, at settlement, one share of common stock.