Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Dec 28, 2017

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

110 filings · trading day Dec 28, 2017Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Dec 27, 2017 DForm 4 →	Dec 27, 5:42 pm EST	Fortress Investment Group LLCFIG	Wesley R EdensPrincipal, Director, 10% Owner	63,266,818	$7.79	$492,898,804	0	—
Dec 27, 2017 DForm 4 →	Dec 27, 5:30 pm EST	Fortress Investment Group LLCFIG	Peter L Briger Jr.Principal, Director, 10% Owner	60,822,385	$7.79	$474,000,960	0	—
Dec 27, 2017 DForm 4 →	Dec 27, 5:54 pm EST	Fortress Investment Group LLCFIG	Randal A NardonePrincipal and CEO, Director, 10% Owner	46,078,134	$7.79	$358,982,192	0	—
Dec 27, 2017 DForm 4 →	Dec 27, 5:38 pm EST	Fortress Investment Group LLCFIG	Daniel BassChief Financial Officer	398,080	$8.08	$3,216,486	0	—
Dec 27, 2017 DForm 4 →	Dec 27, 5:40 pm EST	Fortress Investment Group LLCFIG	David BrooksVP, Gen Counsel & Secretary	327,230	$8.08	$2,644,018	0	—
Dec 27, 2017 DForm 4 →	Dec 27, 5:52 pm EST	Fortress Investment Group LLCFIG	John KonawalikPrincipal Accounting Officer	210,634	$8.08	$1,701,923	0	—
Dec 12, 2017 FForm 4 →	Dec 28, 2:49 pm EST	FNB BANCORP/CA/FNBG	Jim D BlackPresident, Director	7,891	$18.56	$146,431	0	—	late
Dec 26, 2017 AForm 4 →	Dec 28, 9:08 am EST	SCOTTS MIRACLE-GRO COSMG	James HagedornChairman and CEO, Director, 10% Owner	871	$103.04	$89,764	92,737	—
Dec 27, 2017 MForm 4 →	Dec 28, 2:59 pm EST	AMERICAN SOFTWARE INCAMSWA	Thomas L Newberry VDirector	1,527	$8.29	$12,659	1,473	—
Dec 26, 2017 AForm 4 →	Dec 27, 8:50 pm EST	CATERPILLAR INCCAT	Denise C JohnsonGroup President	68	$156.44	$10,638	4,373	—
Dec 26, 2017 AForm 4 →	Dec 28, 9:08 am EST	SCOTTS MIRACLE-GRO COSMG	Denise StumpEVP, Global Human Resources	84	$103.04	$8,611	5,237	—
Dec 26, 2017 AForm 4 →	Dec 27, 8:50 pm EST	CATERPILLAR INCCAT	Jananne A. CopelandChief Accounting Officer	18	$156.44	$2,816	2,893	—
Dec 26, 2017 MForm 4 →	Dec 27, 4:03 pm EST	SEMPRA ENERGYSRE	Lynn SchenkDirector	12,500	—	—	0	—
Dec 22, 2017 MForm 4 →	Dec 27, 4:04 pm EST	ENVESTNET, INC.ENV	Joshua MayerChief Operating Officer	30,800	—	—	0	—
Dec 22, 2017 AForm 4 →	Dec 27, 4:05 pm EST	pSivida Corp.PSDV	Leonard S RossSee Remarks	62,892	—	—	62,892	—
Dec 22, 2017 MForm 4 →	Dec 27, 4:07 pm EST	AMERIPRISE FINANCIAL INCAMP	David Kent StewartSr Vice Pres and Controller	11,874	—	—	0	—
Dec 22, 2017 MForm 4 →	Dec 27, 4:10 pm EST	CAPITAL ONE FINANCIAL CORPCOF	Yajnik SanjivPresident, Financial Services	60,965	—	—	0	—
Dec 22, 2017 MForm 4 →	Dec 27, 4:10 pm EST	CAPITAL ONE FINANCIAL CORPCOF	Michael SlocumPresident, Commercial Banking	26,405	—	—	0	—
Dec 22, 2017 CForm 4 →	Dec 27, 4:11 pm EST	Rosehill Resources Inc.ROSE	Geode Capital Master Fund Ltd. - Geode Diversified Fund10% Owner	500	—	—	7,500	—
Dec 22, 2017 MForm 4 →	Dec 27, 4:14 pm EST	PENNYMAC FINANCIAL SERVICES, INC.PFSI	Anne McCallionChief Enterprise Ops Officer	5,000	—	—	630,720	—
Dec 22, 2017 MForm 4 →	Dec 27, 4:17 pm EST	REGENXBIO Inc.RGNX	Curran SimpsonSVP, Technical Operations	30,000	—	—	180,500	—
Dec 22, 2017 MForm 4 →	Dec 27, 4:19 pm EST	Nielsen Holdings plcNLSN	Stephen HaskerChief Operating Officer	145,718	—	—	0	—
Dec 22, 2017 AForm 4 →	Dec 27, 4:19 pm EST	SS&C Technologies Holdings IncSSNC	William C StoneChairman of the Board & CEO, Director, 10% Owner	350,000	—	—	350,000	—
Dec 22, 2017 AForm 4 →	Dec 27, 4:21 pm EST	SS&C Technologies Holdings IncSSNC	Normand A BoulangerPresident and COO, Director	180,000	—	—	180,000	—
Dec 22, 2017 AForm 4 →	Dec 27, 4:22 pm EST	SS&C Technologies Holdings IncSSNC	Patrick J PedontiSVP and CFO	140,000	—	—	140,000	—
Dec 22, 2017 AForm 4 →	Dec 27, 4:23 pm EST	SS&C Technologies Holdings IncSSNC	Rahul KanwarExecutive Vice President	180,000	—	—	180,000	—
Dec 22, 2017 AForm 4 →	Dec 27, 4:24 pm EST	SS&C Technologies Holdings IncSSNC	Paul Gerard IgoeSVP & General Counsel	60,000	—	—	60,000	—
Dec 22, 2017 JForm 4 →	Dec 27, 4:25 pm EST	REED'S, INC.REED	Raptor/Harbor Reeds SPV LLC10% Owner	750,000	—	—	750,000	—
Apr 6, 2017 MForm 4 →	Dec 27, 4:29 pm EST	HONEYWELL INTERNATIONAL INCHON	Jaime Chico /fa PardoDirector	5,028	—	—	0	—	late
Dec 22, 2017 MForm 4 →	Dec 27, 4:32 pm EST	Dova Pharmaceuticals, Inc.DOVA	Alex SapirPresident & CEO, Director	26,809	—	—	887,291	—
Dec 22, 2017 MForm 4 →	Dec 27, 4:35 pm EST	PERRIGO Co plcPRGO	Ronald WinowieckiInterim CFO	846	—	—	0	—
Dec 26, 2017 MForm 4 →	Dec 27, 4:35 pm EST	SNYDER'S-LANCE, INC.LNCE	Andrea L. FrohningChief Human Resources Officer	5,235	—	—	10,470	—
Dec 27, 2017 AForm 4 →	Dec 27, 4:48 pm EST	Cue Biopharma, Inc.CUE	Colin SandercockSVP, General Counsel and Sec	150,000	—	—	150,000	—
Dec 25, 2017 MForm 4 →	Dec 27, 4:52 pm EST	LendingClub CorpLC	Sameer GulatiChief Operations Officer	15,725	—	—	456,030	—
Dec 22, 2017 MForm 4 →	Dec 27, 4:53 pm EST	MICRON TECHNOLOGY INCMU	April S ArnzenSVP, Human Resources	27,878	—	—	24,480	—
Dec 17, 2017 AForm 4 →	Dec 27, 4:55 pm EST	Vystar CorpVYST	Steven RotmanChief Executive Officer, Director	500,000	—	—	500,000	—	late
Dec 17, 2017 AForm 4 →	Dec 27, 5:00 pm EST	Vystar CorpVYST	Bryan Lawrence StoneDirector	500,000	—	—	500,000	—	late
Dec 17, 2017 AForm 4 →	Dec 27, 5:04 pm EST	Vystar CorpVYST	Joseph AllegraDirector, 10% Owner	500,000	—	—	500,000	—	late
Dec 22, 2017 MForm 4 →	Dec 27, 5:07 pm EST	FCB FINANCIAL HOLDINGS, INC.FCB	Kent S EllertPresident & CEO, Director	13,646	—	—	276,172	—
Dec 26, 2017 MForm 4 →	Dec 27, 5:07 pm EST	IROBOT CORPIRBT	Colin M AngleChief Executive Officer, Director	45,200	—	—	0	—
Dec 21, 2017 CXForm 4 →	Dec 27, 5:10 pm EST	Altice USA, Inc.ATUS	Next Alt S.a.r.l. +4Director, 10% Owner	16,939,996	—	—	46,177,079	—	late
Dec 27, 2017 MForm 4 →	Dec 27, 5:11 pm EST	KLX Inc.KLXI	Michael F SenftVice President, CFO, Treasurer	28,868	—	—	0	—
Dec 22, 2017 MForm 4 →	Dec 27, 5:11 pm EST	EVERBRIDGE, INC.EVBG	Imad MoulineSVP & Chief Technology Officer	6,986	—	—	18,051	—
Dec 23, 2017 MForm 4 →	Dec 27, 5:11 pm EST	BlueLinx Holdings Inc.BXC	Mark L. WassonVP, Sourcing/Product Mgmt	2,702	—	—	0	—
Dec 27, 2017 MForm 4 →	Dec 27, 5:12 pm EST	KLX Inc.KLXI	Amin J KhouryChairman & Chief Exec. Officer, Director	577,354	—	—	0	—
Dec 27, 2017 MForm 4 →	Dec 27, 5:14 pm EST	KLX Inc.KLXI	Thomas P McCaffreyPresident & Chief Op. Officer	288,677	—	—	0	—
Dec 22, 2017 XForm 4 →	Dec 27, 5:16 pm EST	S&W Seed CoSANW	WYNNEFIELD PARTNERS SMALL CAP VALUE LP +710% Owner	214,285	—	—	0	—
Dec 26, 2017 CForm 4 →	Dec 27, 5:18 pm EST	VEEVA SYSTEMS INCVEEV	Timothy S CabralChief Financial Officer	10,000	—	—	281,934	—
Dec 12, 2017 EForm 4 →	Dec 27, 5:21 pm EST	FC Global Realty IncFCRE	Dror Yoav Ben10% Owner	57,500	—	—	0	—	late
Dec 22, 2017 AForm 4 →	Dec 27, 5:23 pm EST	DigiPath,Inc.DIGP	Todd DenkinPresident & COO, Director	500,000	—	—	500,000	—
Dec 22, 2017 MForm 4 →	Dec 27, 5:32 pm EST	Paragon Commercial CORPPBNC	Steven E CrouseE.V.P. and C.F.O.	2,875	—	—	0	—
Dec 26, 2017 MForm 4 →	Dec 27, 5:47 pm EST	NETFLIX INCNFLX	David B WellsCFO	1,000	—	—	420	—
Dec 23, 2017 MForm 4 →	Dec 27, 6:05 pm EST	BASIC ENERGY SERVICES INCBAS	Thomas Monroe PattersonPresident and CEO, Director	83,640	—	—	83,640	—
Dec 23, 2017 MForm 4 →	Dec 27, 6:05 pm EST	BASIC ENERGY SERVICES INCBAS	Alan KrenekSVP, CFO, Secretary, Treasurer	29,679	—	—	29,678	—
Dec 23, 2017 MForm 4 →	Dec 27, 6:06 pm EST	BASIC ENERGY SERVICES INCBAS	James F. NewmanSVP, Region Operations	29,679	—	—	29,678	—
Dec 23, 2017 MForm 4 →	Dec 27, 6:07 pm EST	BASIC ENERGY SERVICES INCBAS	Eric LannenVice President -Human Resource	8,094	—	—	8,094	—
Dec 27, 2017 MForm 4 →	Dec 27, 6:07 pm EST	GLAUKOS CorpGKOS	Thomas William BurnsChief Executive Officer, Director	20,000	—	—	47,000	—
Dec 23, 2017 MForm 4 →	Dec 27, 6:07 pm EST	BASIC ENERGY SERVICES INCBAS	Lanny Trampas PoldrackVP, Safety and Operations	8,094	—	—	8,094	—
Dec 26, 2017 MForm 4 →	Dec 27, 6:07 pm EST	Alexander & Baldwin, Inc.ALEX	Nelson N S ChunSr. Vice Pres. & CLO	7,788	—	—	0	—
Dec 23, 2017 MForm 4 →	Dec 27, 6:08 pm EST	BASIC ENERGY SERVICES INCBAS	Doug RogersVP - Marketing	10,792	—	—	10,792	—
Dec 23, 2017 MForm 4 →	Dec 27, 6:08 pm EST	BASIC ENERGY SERVICES INCBAS	William Timothy DameVP - Pumping Services	16,188	—	—	16,188	—
Dec 23, 2017 MForm 4 →	Dec 27, 6:09 pm EST	BASIC ENERGY SERVICES INCBAS	Brett J. TaylorVP, Manufacturing & Equipment	10,792	—	—	10,792	—
Dec 23, 2017 MForm 4 →	Dec 27, 6:10 pm EST	BASIC ENERGY SERVICES INCBAS	John Cody BissettVP, Controller and CAO	8,094	—	—	8,094	—
Dec 22, 2017 MForm 4 →	Dec 27, 6:22 pm EST	NEXSTAR MEDIA GROUP, INC.NXST	Blake RussellSVP, Station Operations	20,000	—	—	35,000	—
Dec 22, 2017 MForm 4 →	Dec 27, 6:35 pm EST	Floor & Decor Holdings, Inc.FND	Brian K RobbinsEVP - Supply Chain	5,800	—	—	57,008	—
Dec 22, 2017 AForm 4 →	Dec 27, 6:35 pm EST	U.S. GOLD CORP.USAU	Edward M KarrCEO & President, Chairman, Director	500,000	—	—	125,000	—
Dec 22, 2017 MForm 4 →	Dec 27, 6:35 pm EST	Floor & Decor Holdings, Inc.FND	David Victor ChristophersonSVP & General Counsel	16,090	—	—	965	—
Dec 22, 2017 AForm 4 →	Dec 27, 6:35 pm EST	U.S. GOLD CORP.USAU	Andrew J KaplanDirector	50,000	—	—	25,000	—
Dec 22, 2017 MForm 4 →	Dec 27, 6:36 pm EST	Floor & Decor Holdings, Inc.FND	Lisa LaubeEVP & CMO	83,000	—	—	84,971	—
Dec 22, 2017 MForm 4 →	Dec 27, 6:37 pm EST	Floor & Decor Holdings, Inc.FND	Thomas V TaylorChief Executive Officer, Director	155,392	—	—	495,539	—
Dec 22, 2017 AForm 4 →	Dec 27, 6:39 pm EST	U.S. GOLD CORP.USAU	John N BracaDirector	50,000	—	—	25,000	—
Dec 22, 2017 AForm 4 →	Dec 27, 6:42 pm EST	U.S. GOLD CORP.USAU	David C. MathewsonVP of Exploration	125,000	—	—	31,250	—
Dec 22, 2017 AForm 4 →	Dec 27, 6:42 pm EST	U.S. GOLD CORP.USAU	Neil WhitmerOperations Manager	50,000	—	—	12,500	—
Dec 22, 2017 AForm 4 →	Dec 27, 6:44 pm EST	U.S. GOLD CORP.USAU	Timothy Mark JankeDirector	50,000	—	—	25,000	—
Dec 27, 2017 MForm 4 →	Dec 27, 6:47 pm EST	NETGEAR, INCNTGR	Patrick J Collins IIISVP, Arlo Smart Home Devices	834	—	—	11,250	—
Dec 26, 2017 MForm 4 →	Dec 27, 6:47 pm EST	NETGEAR, INCNTGR	Michael F FalconSVP, Operations	521	—	—	14,063	—
Dec 22, 2017 AForm 4 →	Dec 27, 6:47 pm EST	U.S. GOLD CORP.USAU	David RectorCOO, Secretary	250,000	—	—	62,500	—
Dec 26, 2017 MForm 4 →	Dec 27, 6:53 pm EST	NEXSTAR MEDIA GROUP, INC.NXST	William SallySee Remarks	5,000	—	—	27,500	—
Dec 26, 2017 MForm 4 →	Dec 27, 7:06 pm EST	ELLIE MAE INCELLI	Gates Cathleen SchreinerEVP, Sales & Marketing	2,881	—	—	3,093	—
Dec 27, 2017 AForm 4 →	Dec 27, 7:23 pm EST	ALIGN TECHNOLOGY INCALGN	Stuart A HockridgeVP, Global Human Resources	4,799	—	—	4,799	—
Dec 22, 2017 AForm 4 →	Dec 27, 8:34 pm EST	LEMAITRE VASCULAR INCLMAT	George W LeMaitreChairman and CEO, Director, 10% Owner	58,261	—	—	58,261	—
Dec 22, 2017 AForm 4 →	Dec 27, 8:37 pm EST	LEMAITRE VASCULAR INCLMAT	Joseph P Pellegrino Jr.Chief Financial Officer, Director	17,303	—	—	17,303	—
Dec 22, 2017 AForm 4 →	Dec 27, 8:39 pm EST	LEMAITRE VASCULAR INCLMAT	David B RobertsPresident and Director, Director	17,303	—	—	17,303	—
Dec 22, 2017 AForm 4 →	Dec 27, 8:40 pm EST	LEMAITRE VASCULAR INCLMAT	Trent G KamkeSenior V. P., Operations	7,959	—	—	7,959	—
Dec 22, 2017 AForm 4 →	Dec 27, 8:43 pm EST	LEMAITRE VASCULAR INCLMAT	Lawrence J JasinskiDirector	7,500	—	—	7,500	—
Dec 22, 2017 AForm 4 →	Dec 27, 8:45 pm EST	LEMAITRE VASCULAR INCLMAT	John James O'ConnorDirector	7,500	—	—	7,500	—
Dec 22, 2017 AForm 4 →	Dec 27, 8:47 pm EST	LEMAITRE VASCULAR INCLMAT	John A RoushDirector	7,500	—	—	7,500	—
Dec 22, 2017 AForm 4 →	Dec 27, 8:48 pm EST	LEMAITRE VASCULAR INCLMAT	Michael H ThomasDirector	7,500	—	—	7,500	—
Dec 23, 2017 MForm 4 →	Dec 27, 9:18 pm EST	BofI Holding, Inc.BOFI	Derrick WalshSVP, Chief Accounting Officer	474	—	—	10,219	—
Dec 27, 2017 MForm 4 →	Dec 27, 9:32 pm EST	NEXSTAR MEDIA GROUP, INC.NXST	Lisbeth McNabbDirector	5,000	—	—	22,500	—
Dec 27, 2017 MForm 4 →	Dec 27, 9:34 pm EST	NEXSTAR MEDIA GROUP, INC.NXST	Julie PruettSee remarks	5,000	—	—	27,500	—
Dec 23, 2017 MForm 4 →	Dec 27, 9:36 pm EST	Inspired Entertainment, Inc.INSE	Stewart Frank Bradley BakerChief Financial Officer	13,201	—	—	26,401	—
Dec 23, 2017 MForm 4 →	Dec 27, 9:38 pm EST	Inspired Entertainment, Inc.INSE	Steven Robert RogersSee Remarks	39,578	—	—	79,158	—
Dec 23, 2017 MForm 4 →	Dec 27, 9:39 pm EST	Inspired Entertainment, Inc.INSE	Lee William GregorySee Remarks	39,578	—	—	79,158	—
Dec 27, 2017 MForm 4 →	Dec 27, 9:42 pm EST	NEXSTAR MEDIA GROUP, INC.NXST	Timothy C BuschPresident Nexstar Brdcstng Inc	10,000	—	—	100,000	—
Dec 27, 2017 MForm 4 →	Dec 28, 11:14 am EST	LIGHTPATH TECHNOLOGIES INCLPTH	Robert RippDirector	30,000	—	—	0	—
Dec 26, 2017 MForm 4 →	Dec 28, 11:56 am EST	REINSURANCE GROUP OF AMERICA INCRGA	John P Laughlin Jr.EVP	500	—	—	500	—
Dec 26, 2017 MForm 4 →	Dec 28, 11:57 am EST	COMCAST CORPCMCSA	Arthur R BlockEVP, GC and Secretary	7,368	—	—	5,774	—
Dec 26, 2017 AForm 4 →	Dec 28, 12:07 pm EST	Cardtronics plcCATM	Aimie Marie KilleenEVP Gen Counsel & Secretary	1,613	—	—	1,613	—
Dec 27, 2017 JPForm 4 →	Dec 28, 1:46 pm EST	REED'S, INC.REED	Raptor/Harbor Reeds SPV LLC10% Owner	2,466,667	—	—	1,333,333	—
Dec 28, 2017 AForm 4 →	Dec 28, 2:26 pm EST	SteadyMed Ltd.STDY	Elizabeth CermakDirector	21,029	—	—	8,000	—
Dec 28, 2017 AForm 4 →	Dec 28, 2:29 pm EST	SteadyMed Ltd.STDY	Donald D HuffmanDirector	21,029	—	—	8,000	—
Dec 28, 2017 AForm 4 →	Dec 28, 2:33 pm EST	SteadyMed Ltd.STDY	Stephen J FarrDirector	21,029	—	—	8,000	—
Dec 28, 2017 AForm 4 →	Dec 28, 2:36 pm EST	SteadyMed Ltd.STDY	Brian Jay StarkDirector, 10% Owner	21,029	—	—	8,000	—
Dec 28, 2017 AForm 4 →	Dec 28, 2:39 pm EST	SteadyMed Ltd.STDY	Bank KeithDirector, 10% Owner	21,029	—	—	8,000	—
Dec 27, 2017 DForm 4 →	Dec 28, 2:59 pm EST	SNYDER'S-LANCE, INC.LNCE	Alexander W PeaseExecutive VP and CFO	10,101	—	—	20,202	—
Dec 28, 2017 AForm 4 →	Dec 28, 3:18 pm EST	SteadyMed Ltd.STDY	Ron GinorDirector	21,209	—	—	8,000	—
Dec 28, 2017 AForm 4 →	Dec 28, 3:24 pm EST	SteadyMed Ltd.STDY	David W. NassifEVP and CFO	15,987	—	—	15,987	—
Dec 28, 2017 AForm 4 →	Dec 28, 3:31 pm EST	SteadyMed Ltd.STDY	Jonathan RigbyPresident and CEO, Director	163,394	—	—	163,394	—
Dec 27, 2017 MForm 4 →	Dec 28, 3:48 pm EST	ConnectOne Bancorp, Inc.CNOB	Frank Sorrentino IIIChairman, President & CEO, Director	4,750	—	—	6,937	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.