SEC Form 4 · accession 0001209191-17-067403
Nielsen Holdings plc · NLSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen Hasker
Officer — Chief Operating Officer
Period of report
Dec 22, 2017
Accepted (ET)
Dec 27, 2017 · 4:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001492633
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 22, 2017 | M | 23,437 | $16.00 | A | 136,136 | D | |
| Common Stock | Dec 22, 2017 | F | 17,606 | $36.63 | D | 118,530 | D | |
| Common Stock | Dec 22, 2017 | M | 3,906 | $32.00 | A | 122,436 | D | |
| Common Stock | Dec 22, 2017 | F | 3,689 | $36.61 | D | 118,747 | D | |
| Common Stock | Dec 22, 2017 | M | 15,625 | $32.00 | A | 134,372 | D | |
| Common Stock | Dec 22, 2017 | F | 14,756 | $36.61 | D | 119,616 | D | |
| Common Stock | Dec 22, 2017 | M | 44,000 | $36.56 | A | 163,616 | D | |
| Common Stock | Dec 22, 2017 | F | 43,979 | $36.60 | D | 119,637 | D | |
| Common Stock | Dec 22, 2017 | M | 18,750 | $30.19 | A | 138,387 | D | |
| Common Stock | Dec 22, 2017 | F | 17,303 | $36.585 | D | 121,084 | D | |
| Common Stock | Dec 22, 2017 | M | 40,000 | $27.98 | A | 161,084 | D | |
| Common Stock | Dec 22, 2017 | F | 35,837 | $36.605 | D | 125,247 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to Purchase Common Stock (right to buy)F2,F1 | $16.00 | Dec 22, 2017 | M | 23,437 | D | — | Dec 21, 2019 | Common Stock | 23,437 | 0 | D |
| Options to Purchase Common Stock (right to buy)F2,F1 | $32.00 | Dec 22, 2017 | M | 3,906 | D | — | Dec 21, 2019 | Common Stock | 3,906 | 0 | D |
| Options to Purchase Common Stock (right to buy)F2,F1 | $32.00 | Dec 22, 2017 | M | 15,625 | D | — | Dec 21, 2019 | Common Stock | 15,625 | 0 | D |
| Options to Purchase Common Stock (right to buy)F2,F1 | $36.56 | Dec 22, 2017 | M | 44,000 | D | — | Sep 25, 2020 | Common Stock | 44,000 | 0 | D |
| Options to Purchase Common Stock (right to buy)F2,F1 | $30.19 | Dec 22, 2017 | M | 18,750 | D | — | May 11, 2018 | Common Stock | 18,750 | 0 | D |
| Options to Purchase Common Stock (right to buy)F2,F1 | $27.98 | Dec 22, 2017 | M | 40,000 | D | — | Jul 26, 2019 | Common Stock | 40,000 | 0 | D |
Explanation of responses
- F1The Reporting Person will be resigning from the Issuer effective December 31, 2017. The Reporting Person exercised these options that otherwise would expire upon effectiveness of his resignation pursuant to the terms thereof.
- F2These options to purchase shares of common stock are currently vested and are exercisable.