SEC Form 4 · accession 0001104659-17-075246
Floor & Decor Holdings, Inc. · FND
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lisa Laube
Officer — EVP & CMO
Period of report
Dec 22, 2017
Accepted (ET)
Dec 27, 2017 · 6:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001507079
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A common stock, par value $0.001 | Dec 22, 2017 | M | 37,000 | $4.33 | A | 152,987 | D | |
| Class A common stock, par value $0.001 | Dec 22, 2017 | M | 37,000 | $2.85 | A | 189,987 | D | |
| Class A common stock, par value $0.001 | Dec 22, 2017 | M | 9,000 | $9.99 | A | 198,987 | D | |
| Class A common stock, par value $0.001 | Dec 22, 2017 | S | 96,000 | $45.00 | D | 102,987 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $4.33 | Dec 22, 2017 | M | 37,000 | D | Feb 23, 2016 | Feb 23, 2022 | Class A common stock | 37,000 | 296,093 | D |
| Stock Option (right to buy) | $2.85 | Dec 22, 2017 | M | 37,000 | D | Feb 23, 2016 | Feb 23, 2022 | Class A common stock | 37,000 | 296,093 | D |
| Stock Option (right to buy)F2 | $9.99 | Dec 22, 2017 | M | 9,000 | D | — | Sep 30, 2026 | Class A common stock | 9,000 | 84,971 | D |
Explanation of responses
- F1The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by Ms. Laube on August 8, 2017.
- F2The option vests in five equal annual installments. The first installment vested and became exercisable on September 30, 2017. The remaining four installments vest and become exercisable on September 30 of each of 2018, 2019, 2020 and 2021.