SEC Form 4 · accession 0000899243-17-029621
REED'S, INC. · REED
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Raptor/Harbor Reeds SPV LLC
10% Owner
Period of report
Dec 22, 2017
Accepted (ET)
Dec 27, 2017 · 4:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001140215
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantF1 | $1.50 | Dec 22, 2017 | J | 750,000 | A | Jun 20, 2018 | Dec 22, 2022 | Common Stock | 750,000 | 750,000 | D |
Explanation of responses
- F1In connection with the Reporting Person's backstop commitment agreement to purchase Units in the Issuer's rights offering, the Issuer granted to the Reporting Person a Warrant for the purchase of 750,000 shares of Common Stock.