SEC Form 4 · accession 0001104659-17-075247

Floor & Decor Holdings, Inc. · FND

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Thomas V Taylor

Officer — Chief Executive Officer · Director

Period of report

Dec 22, 2017

Accepted (ET)

Dec 27, 2017 · 6:37 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001507079

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A common stock, par value $0.001	Dec 22, 2017	M	20,207	$3.15	A	24,726	D
Class A common stock, par value $0.001^F2	Dec 22, 2017	S	20,207	$45.07	D	4,519	D
Class A common stock, par value $0.001	Dec 26, 2017	M	61,478	$3.15	A	65,997	D
Class A common stock, par value $0.001^F3	Dec 26, 2017	S	61,478	$45.17	D	4,519	D
Class A common stock, par value $0.001	Dec 27, 2017	M	73,707	$3.15	A	78,226	D
Class A common stock, par value $0.001^F4	Dec 27, 2017	S	43,859	$46.03	D	34,367	D
Class A common stock, par value $0.001^F5	Dec 27, 2017	S	29,848	$46.79	D	4,519	D
Class A common stock, par value $0.001	holding	—	—		—	96,546	I	By the Taylor Grantor Retained Annuity Trust, of which Mr. Taylor is the trustee.
Class A common stock, par value $0.001	holding	—	—		—	965	I	By son
Class A common stock, par value $0.001	holding	—	—		—	965	I	By son
Class A common stock, par value $0.001	holding	—	—		—	965	I	By daughter

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (right to buy)	$3.15	Dec 22, 2017	M	20,207	D	Dec 3, 2016	Dec 13, 2022	Class A common stock	20,207	630,724	D
Stock Option (right to buy)	$3.15	Dec 26, 2017	M	61,478	D	Dec 3, 2016	Dec 13, 2022	Class A common stock	61,478	569,246	D
Stock Option (right to buy)	$3.15	Dec 27, 2017	M	73,707	D	Dec 3, 2016	Dec 13, 2022	Class A common stock	73,707	495,539	D

Explanation of responses

F1The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Taylor on August 8, 2017.
F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.00 to $45.32, inclusive. The reporting person undertakes to provide to Floor & Decor Holdings, Inc., any security holder of Floor & Decor Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the range set forth in this footnote.
F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.00 to $45.37, inclusive. The reporting person undertakes to provide to Floor & Decor Holdings, Inc., any security holder of Floor & Decor Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the range set forth in this footnote.
F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.53 to $46.51, inclusive. The reporting person undertakes to provide to Floor & Decor Holdings, Inc., any security holder of Floor & Decor Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the range set forth in this footnote.
F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.52 to $47.32, inclusive. The reporting person undertakes to provide to Floor & Decor Holdings, Inc., any security holder of Floor & Decor Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the range set forth in this footnote.