SEC Form 4 · accession 0001675043-17-000003
ALIGN TECHNOLOGY INC · ALGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stuart A Hockridge
Officer — VP, Global Human Resources
Period of report
Dec 27, 2017
Accepted (ET)
Dec 27, 2017 · 7:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001097149
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | $0.0001 | Dec 27, 2017 | A | 4,799 | A | — | — | Common Stock | 4,799 | 4,799 | D |
Explanation of responses
- F1Represents par value of ALGN common stock.
- F21/4th of the restricted stock unit granted on December 27, 2017 will become vested on December 27, 2018 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on each vest date.