SEC Form 4 · accession 0001225208-17-019078
Alexander & Baldwin, Inc. · ALEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nelson N S Chun
Officer — Sr. Vice Pres. & CLO
Period of report
Dec 26, 2017
Accepted (ET)
Dec 27, 2017 · 6:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001545654
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 26, 2017 | M | 7,788 | $14.64 | A | 95,314 | D | |
| Common StockF1 | Dec 26, 2017 | F | 5,421 | $27.62 | D | 89,893 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $14.64 | Dec 26, 2017 | M | 7,788 | D | Jan 30, 2009 | Jan 29, 2018 | Common Stock | 7,788 | 0 | D |
Explanation of responses
- F1Represents shares withheld by Issuer in connection with a net settlement of a stock option exercise.