Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Oct 27, 2017

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

142 filings · trading day Oct 27, 2017Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Oct 25, 2017 AForm 4 →	Oct 27, 3:50 pm EDT	CSX CORPCSX	James M FooteEVP & COO	76,040	$52.92	$4,024,037	76,040	—
Oct 25, 2017 IForm 4 →	Oct 27, 11:32 am EDT	BALL CorpBLL	Lisa Ann PauleySR VP, HR & Administration	33,704	$42.45	$1,430,735	33,704	—
Oct 24, 2017 AForm 4 →	Oct 26, 5:19 pm EDT	BALL CorpBLL	Cathy D RossDirector	3,495	$42.92	$150,005	3,495	—
Oct 25, 2017 MForm 4 →	Oct 26, 5:35 pm EDT	GREAT SOUTHERN BANCORP, INC.GSBC	Rex A CopelandTreasurer	5,250	$26.75	$140,427	3,150	—
Oct 26, 2017 AForm 4 →	Oct 27, 3:19 pm EDT	LIGHTPATH TECHNOLOGIES INCLPTH	Joseph J Gaynor Jr.President and CEO, Director	54,149	$4.24	$122,091	28,795	—
Oct 26, 2017 AForm 4 →	Oct 27, 3:40 pm EDT	LIGHTPATH TECHNOLOGIES INCLPTH	Alan SymmonsExecutive VP- Operations	19,339	$4.24	$43,604	10,284	—
Oct 26, 2017 AForm 4 →	Oct 27, 3:58 pm EDT	LIGHTPATH TECHNOLOGIES INCLPTH	Dorothy M CipollaCFO	18,372	$4.24	$41,425	9,770	—
Oct 26, 2017 MForm 4 →	Oct 27, 11:21 am EDT	AMERICAN SOFTWARE INCAMSWA	James B Miller Jr.Director	3,000	$7.82	$23,460	0	—	amended
Oct 27, 2017 MForm 4 →	Oct 27, 2:08 pm EDT	UNITY BANCORP INC /NJ/UNTY	Mary E. GrossDirector	1,467	$10.97	$16,093	4,533	—
Oct 25, 2017 CMForm 4 →	Oct 26, 5:46 pm EDT	Trade Desk, Inc.TTD	Paul RossChief Financial Officer	11,115	$3.36	$12,449	0	—
Oct 25, 2017 AForm 4 →	Oct 26, 6:40 pm EDT	FRANKLIN RESOURCES INCBEN	Mariann H ByerwalterDirector	34	$44.15	$1,500	11,716	—
Oct 26, 2017 AForm 4 →	Oct 26, 4:04 pm EDT	SONIC CORPSONC	Jose A DuenasExecutive Vice President	4,000	—	—	4,000	—
Oct 25, 2017 MForm 4 →	Oct 26, 4:04 pm EDT	STANLEY BLACK & DECKER, INC.SWK	Jeffrey D AnsellEVP & Group Executive-GT&S	15,000	—	—	5,000	—
Oct 24, 2017 MForm 4 →	Oct 26, 4:06 pm EDT	CHIASMA, INCCHMA	Roni MamlukDirector	2,389	—	—	7,167	—
Oct 24, 2017 MForm 4 →	Oct 26, 4:10 pm EDT	Rapid7, Inc.RPD	Lee David WeinerChief Product Officer	21,125	—	—	0	—
Oct 24, 2017 MForm 4 →	Oct 26, 4:11 pm EDT	AMERISOURCEBERGEN CORPABC	Peyton R HowellExecutive Vice President	3,000	—	—	39,946	—
Oct 24, 2017 CForm 4 →	Oct 26, 4:13 pm EDT	TILLY'S, INC.TLYS	Tilly Levine10% Owner	20,000	—	—	3,713,147	—
Oct 24, 2017 MForm 4 →	Oct 26, 4:15 pm EDT	NCR CORPNCR	J. Robert CimineraEVP, Hardware & Operations	3,425	—	—	0	—
Oct 24, 2017 MForm 4 →	Oct 26, 4:17 pm EDT	NCR CORPNCR	Robert P FishmanEVP, CFO and CAO	7,339	—	—	0	—
Oct 24, 2017 MForm 4 →	Oct 26, 4:18 pm EDT	NCR CORPNCR	Edward R GallagherSVP, GC & Secy	652	—	—	0	—
Oct 24, 2017 MForm 4 →	Oct 26, 4:19 pm EDT	NCR CORPNCR	Paul LangenbahnEVP, Software	3,425	—	—	0	—
Oct 24, 2017 MForm 4 →	Oct 26, 4:20 pm EDT	NCR CORPNCR	Andrea LedfordEVP CAO, Chief HR Officer	4,403	—	—	0	—
Oct 24, 2017 MForm 4 →	Oct 26, 4:21 pm EDT	NCR CORPNCR	Frederick MarquardtEVP, Svs, Enter.Qual & T&T	6,360	—	—	0	—
Oct 24, 2017 MForm 4 →	Oct 26, 4:22 pm EDT	NCR CORPNCR	William NutiChairman and CEO, Director	48,923	—	—	0	—
Oct 25, 2017 AForm 4 →	Oct 26, 4:30 pm EDT	ACUITY BRANDS INCAYI	Vernon J NagelChairman, President, and CEO, Director	15,922	—	—	15,922	—
Oct 24, 2017 AForm 4 →	Oct 26, 4:30 pm EDT	UNIFI INCUFI	Mark A. McNeillExecutive Vice President	8,846	—	—	8,846	—
Oct 26, 2017 MForm 4 →	Oct 26, 4:30 pm EDT	FEDEX CORPFDX	Henry J MaierPresident and CEO/FedEx Ground	11,150	—	—	0	—
Oct 25, 2017 AForm 4 →	Oct 26, 4:30 pm EDT	ACUITY BRANDS INCAYI	Richard K ReeceEVP/Chief Financial Officer	7,961	—	—	7,961	—
Oct 24, 2017 MForm 4 →	Oct 26, 4:33 pm EDT	TETRA TECH INCTTEK	Ronald J ChuEXECUTIVE VICE PRESIDENT	14,112	—	—	22,216	—
Oct 26, 2017 MForm 4 →	Oct 26, 4:44 pm EDT	CELGENE CORP /DE/CELG	Robert J Huginsee remarks, Director	62,020	—	—	0	—
Oct 24, 2017 MForm 4 →	Oct 26, 4:49 pm EDT	KEYCORP /NEW/KEY	Andrew J Paine IIICo-Head Corporate Bank	79,696	—	—	0	—
Oct 24, 2017 MForm 4 →	Oct 26, 4:56 pm EDT	GREEN DOT CORPGDOT	Steven W StreitPresident and CEO, Director	7,995	—	—	112,055	—
Oct 24, 2017 PForm 4 →	Oct 26, 5:01 pm EDT	SYNTHESIS ENERGY SYSTEMS INCSYMX	PAULSON & CO. INC.10% Owner	1,000,000	—	—	1,000,000	—
Oct 24, 2017 MForm 4 →	Oct 26, 5:03 pm EDT	SYSCO CORPSYY	Wayne ShurtsExecutive Vice President	15,600	—	—	124,394	—
Oct 24, 2017 MForm 4 →	Oct 26, 5:04 pm EDT	AxoGen, Inc.AXGN	Mark Louis FriedmanVP,Regulatory & Quality	67,767	—	—	0	—
Oct 24, 2017 MForm 4 →	Oct 26, 5:09 pm EDT	CONSUMER PORTFOLIO SERVICES INCCPSS	Daniel S WoodDirector	10,000	—	—	0	—
Oct 25, 2017 MForm 4 →	Oct 26, 5:09 pm EDT	JPMORGAN CHASE & COJPM	Stacey FriedmanGeneral Counsel	4,752	—	—	0	—
Oct 25, 2017 MForm 4 →	Oct 26, 5:09 pm EDT	JPMORGAN CHASE & COJPM	Nicole GilesCorporate Controller	1,856	—	—	5,570	—
Oct 24, 2017 MForm 4 →	Oct 26, 5:09 pm EDT	JPMORGAN CHASE & COJPM	Douglas B PetnoCEO Commercial Banking	133,116	—	—	0	—
Oct 25, 2017 MForm 4 →	Oct 26, 5:09 pm EDT	tronc, Inc.TRNC	Julie K. XandersEVP and General Counsel	4,928	—	—	14,786	—
Oct 24, 2017 MForm 4 →	Oct 26, 5:13 pm EDT	YELP INCYELP	Geoffrey L DonakerDirector	6,000	—	—	413,000	—
Oct 24, 2017 AForm 4 →	Oct 26, 5:14 pm EDT	MICRON TECHNOLOGY INCMU	Sanjay MehrotraPresident & CEO	205,083	—	—	64,775	—
Oct 25, 2017 MForm 4 →	Oct 26, 5:15 pm EDT	JPMORGAN CHASE & COJPM	Lori A BeerChief Information Officer	11,137	—	—	33,414	—
Oct 24, 2017 AForm 4 →	Oct 26, 5:15 pm EDT	MICRON TECHNOLOGY INCMU	Sumit SadanaEVP & Chief Business Officer	82,032	—	—	25,909	—
Oct 26, 2017 MForm 4 →	Oct 26, 5:15 pm EDT	WINTRUST FINANCIAL CORPWTFC	Thomas P ZidarEXECUTIVE VICE PRESIDENT	3,178	—	—	0	—
Oct 24, 2017 AForm 4 →	Oct 26, 5:16 pm EDT	MICRON TECHNOLOGY INCMU	Manish H BhatiaEVP, Global Operations	77,933	—	—	24,616	—
Oct 24, 2017 AForm 4 →	Oct 26, 5:18 pm EDT	MICRON TECHNOLOGY INCMU	Ernest E MaddockSVP & Chief Financial Officer	61,525	—	—	19,433	—
Oct 19, 2016 AMForm 4 →	Oct 26, 2017, 5:19 pm EDT	MICRON TECHNOLOGY INCMU	Scott J DeboerEVP, Technology Development	58,724	—	—	0	—	late
Oct 24, 2017 AMForm 4 →	Oct 26, 5:21 pm EDT	MICRON TECHNOLOGY INCMU	Steven L. Thorsen Jr.SVP, Worldwide Sales	44,366	—	—	7,452	—
Oct 25, 2017 AForm 4 →	Oct 26, 5:21 pm EDT	PRGX GLOBAL, INC.PRGX	Ronald E. StewartPresident & CEO, Director	500,000	—	—	500,000	—
Oct 24, 2017 AMForm 4 →	Oct 26, 5:23 pm EDT	MICRON TECHNOLOGY INCMU	Joel L PoppenSVP Legal Affairs Gen Counsel	39,616	—	—	0	—
Oct 24, 2017 AMForm 4 →	Oct 26, 5:24 pm EDT	MICRON TECHNOLOGY INCMU	April S ArnzenSVP, Human Resources	22,696	—	—	0	—
Oct 25, 2017 MForm 4 →	Oct 26, 5:24 pm EDT	ILLINOIS TOOL WORKS INCITW	Steven L MartindaleExecutive Vice President	64,818	—	—	0	—
Oct 25, 2017 MForm 4 →	Oct 26, 5:24 pm EDT	ILLINOIS TOOL WORKS INCITW	Juan VallsExecutive Vice President	48,622	—	—	0	—
Oct 24, 2017 AForm 4 →	Oct 26, 5:41 pm EDT	CULLEN/FROST BANKERS, INC.CFR	Annette M AlonzoGroup Executive Vice President	1,390	—	—	1,390	—
Oct 24, 2017 AForm 4 →	Oct 26, 5:42 pm EDT	CULLEN/FROST BANKERS, INC.CFR	Bobby BermanGroup Executive Vice President	1,213	—	—	1,213	—
Oct 24, 2017 AForm 4 →	Oct 26, 5:43 pm EDT	CULLEN/FROST BANKERS, INC.CFR	Paul BracherPresident of CFBI	2,275	—	—	2,275	—
Oct 24, 2017 AForm 4 →	Oct 26, 5:44 pm EDT	CULLEN/FROST BANKERS, INC.CFR	Patrick B FrostPresident of Frost Bank, Director	1,643	—	—	1,643	—
Oct 24, 2017 AForm 4 →	Oct 26, 5:45 pm EDT	CULLEN/FROST BANKERS, INC.CFR	Phillip D GreenChairman and CEO, Director	8,595	—	—	8,595	—
Oct 24, 2017 AForm 4 →	Oct 26, 5:46 pm EDT	CULLEN/FROST BANKERS, INC.CFR	Gary C McKnightGroup Executive Vice President	1,213	—	—	1,213	—
Oct 24, 2017 AForm 4 →	Oct 26, 5:46 pm EDT	CULLEN/FROST BANKERS, INC.CFR	William L PerottiGEVP and Chief Risk Officer	1,643	—	—	1,643	—
Oct 24, 2017 AForm 4 →	Oct 26, 5:47 pm EDT	CULLEN/FROST BANKERS, INC.CFR	Jerry SalinasGEVP and CFO	2,275	—	—	2,275	—
Oct 24, 2017 AForm 4 →	Oct 26, 5:48 pm EDT	CULLEN/FROST BANKERS, INC.CFR	Jimmy SteadGroup Executive Vice President	1,031	—	—	1,031	—
Oct 24, 2017 AForm 4 →	Oct 26, 5:49 pm EDT	CULLEN/FROST BANKERS, INC.CFR	Candace K WolfshohlGroup Executive Vice President	1,264	—	—	1,264	—
Oct 24, 2017 AMForm 4 →	Oct 26, 5:51 pm EDT	AMCON DISTRIBUTING CODIT	Andrew Charles PlummerCFO and Secretary	2,733	—	—	1,367	—
Oct 24, 2017 MForm 4 →	Oct 26, 5:52 pm EDT	Yext, Inc.YEXT	Tom Christopher DixonChief Technology Officer	12,500	—	—	679,985	—
Oct 24, 2017 AMForm 4 →	Oct 26, 6:06 pm EDT	AMCON DISTRIBUTING CODIT	Christopher H AtayanCEO and Chairman, Director, 10% Owner	13,200	—	—	6,600	—
Oct 25, 2017 AForm 4 →	Oct 26, 6:14 pm EDT	DELTIC TIMBER CORPDEL	Byrom WalkerInterim VP, CFO; Controller	593	—	—	148	—
Oct 26, 2017 MForm 4 →	Oct 26, 6:21 pm EDT	Amphastar Pharmaceuticals, Inc.AMPH	Stephen B. ShohetDirector	7,862	—	—	55,038	—
Oct 25, 2017 MForm 4 →	Oct 26, 6:29 pm EDT	GoDaddy Inc.GDDY	Nima KellyEVP - General Counsel	8,112	—	—	0	—
Oct 24, 2017 XForm 4 →	Oct 26, 6:29 pm EDT	GoDaddy Inc.GDDY	Barbara J RechtermanChief Marketing Officer	35,000	—	—	136,047	—
Oct 24, 2017 AForm 4 →	Oct 26, 6:45 pm EDT	WILLIAMS SONOMA INCWSM	Christiana Smith ShiDirector	93	—	—	93	—
Oct 24, 2017 MForm 4 →	Oct 26, 6:51 pm EDT	ILLUMINA INCILMN	Jay T FlatleyDirector	20,000	—	—	35,000	—
Oct 24, 2017 MForm 4 →	Oct 26, 6:59 pm EDT	STAMPS.COM INCSTMP	John Roland ClemChief Product & Strategy Offic	10,000	—	—	170,745	—
Oct 24, 2017 MForm 4 →	Oct 26, 7:00 pm EDT	STAMPS.COM INCSTMP	Sebastian BuerbaChief Marketing Officer	20,000	—	—	150,745	—
Oct 24, 2017 MForm 4 →	Oct 26, 7:31 pm EDT	CAI International, Inc.CAI	Daniel James HallahanSenior VP, Global Marketing	7,500	—	—	0	—
Oct 24, 2017 MForm 4 →	Oct 26, 7:35 pm EDT	GREENBRIER COMPANIES INCGBX	Martin Raymond BakerSVP, GC, & Compliance Officer	5,500	—	—	32,201	—
Oct 24, 2017 MForm 4 →	Oct 26, 7:37 pm EDT	GREENBRIER COMPANIES INCGBX	Alejandro CenturionEVP and President, GMO	9,000	—	—	48,702	—
Oct 24, 2017 MForm 4 →	Oct 26, 7:38 pm EDT	GREENBRIER COMPANIES INCGBX	Adrian J DownesSVP & CAO	4,250	—	—	19,088	—
Oct 25, 2017 MForm 4 →	Oct 26, 7:39 pm EDT	Horizon Pharma plcHZNP	David HappelEVP, Commercial Dev & Strategy	7,953	—	—	23,860	—
Oct 24, 2017 MForm 4 →	Oct 26, 7:39 pm EDT	GREENBRIER COMPANIES INCGBX	William A FurmanPresident & CEO, Director	30,000	—	—	186,019	—
Oct 24, 2017 MForm 4 →	Oct 26, 7:43 pm EDT	GREENBRIER COMPANIES INCGBX	Walter T. HannanSVP & CHRO	4,450	—	—	18,739	—
Oct 24, 2017 MForm 4 →	Oct 26, 7:45 pm EDT	GREENBRIER COMPANIES INCGBX	Anne ManningVP Corporate Controller	3,000	—	—	13,156	—
Oct 24, 2017 MForm 4 →	Oct 26, 7:46 pm EDT	GREENBRIER COMPANIES INCGBX	Mark J RittenbaumEVP, Commercial & Leasing	9,500	—	—	46,585	—
Oct 24, 2017 MForm 4 →	Oct 26, 7:47 pm EDT	GREENBRIER COMPANIES INCGBX	Lorie TekoriusEVP & CFO	4,250	—	—	38,328	—
Oct 25, 2017 AForm 4 →	Oct 26, 8:06 pm EDT	ORACLE CORPORCL	Thomas KurianPresident-Product Development	3,187	—	—	836,894	—
Oct 24, 2017 AForm 4 →	Oct 26, 8:10 pm EDT	UNIVERSAL BIOSENSORS INCUBI	Rick L LegleiterChief Executive Officer	7,600,000	—	—	3,300,000	—
Oct 24, 2017 MForm 4 →	Oct 26, 8:18 pm EDT	Tesla, Inc.TSLA	Eric BranderizVP, Chief Accounting Officer	1,736	—	—	15,290	—
Oct 24, 2017 MForm 4 →	Oct 26, 8:41 pm EDT	UNIVERSAL BIOSENSORS INCUBI	Salesh BalakChief Financial Officer	16,667	—	—	0	—
Oct 24, 2017 MForm 4 →	Oct 26, 8:44 pm EDT	UNIVERSAL BIOSENSORS INCUBI	Garry ChambersVP Technology Development	25,000	—	—	0	—
Oct 24, 2017 MForm 4 →	Oct 26, 8:51 pm EDT	UNIVERSAL BIOSENSORS INCUBI	Alastair HodgesChief Scientist	25,000	—	—	0	—
Oct 24, 2017 MForm 4 →	Oct 26, 9:03 pm EDT	QUANTENNA COMMUNICATIONS INCQTNA	Lionel BonnotSVP Mktg & Business Dev.	7,500	—	—	8,227	—
Oct 24, 2017 CForm 4 →	Oct 26, 9:15 pm EDT	PHIBRO ANIMAL HEALTH CORPPAHC	BFI Co., LLC10% Owner	12,000	—	—	20,602,836	—
Oct 24, 2017 CForm 4 →	Oct 26, 9:17 pm EDT	PHIBRO ANIMAL HEALTH CORPPAHC	Jack BendheimPresident and CEO, Director, 10% Owner	12,000	—	—	20,602,836	—
Oct 25, 2017 AForm 4 →	Oct 26, 9:28 pm EDT	CATALYST BIOSCIENCES, INC.CBIO	Andrea HuntDirector	10,000	—	—	10,000	—
Oct 26, 2017 MForm 4 →	Oct 27, 8:01 am EDT	UNITED THERAPEUTICS CorpUTHR	Martine A RothblattChairman & CEO, Director	2,177	—	—	10,883	—
Oct 26, 2017 MForm 4 →	Oct 27, 9:37 am EDT	TORCHMARK CORPTMK	Gary L ColemanCo-Chairman & CEO, Director	37,500	—	—	0	—
Oct 26, 2017 MForm 4 →	Oct 27, 9:49 am EDT	TORCHMARK CORPTMK	Larry M HutchisonCo-Chaiman & CEO, Director	37,500	—	—	0	—
Oct 26, 2017 MForm 4 →	Oct 27, 9:53 am EDT	EATON VANCE CORPEV	Dorothy E PuhyDirector	11,322	—	—	0	—
Oct 26, 2017 MForm 4 →	Oct 27, 10:01 am EDT	TORCHMARK CORPTMK	Roger C SmithOther	30,000	—	—	30,000	—
Oct 25, 2017 MForm 4 →	Oct 27, 10:11 am EDT	Territorial Bancorp Inc.TBNK	Vernon HirataVice Chairman & Co-COO	25,000	—	—	92,410	—
Oct 25, 2017 MForm 4 →	Oct 27, 10:12 am EDT	Territorial Bancorp Inc.TBNK	Allan S KitagawaChairman, President and CEO, Director	25,000	—	—	75,000	—
Oct 26, 2017 MForm 4 →	Oct 27, 10:57 am EDT	ARROW FINANCIAL CORPAROW	David D KaiserSVP	3,138	—	—	0	—
Oct 25, 2017 MForm 4 →	Oct 27, 11:08 am EDT	MAXIM INTEGRATED PRODUCTS INCMXIM	Bruce E KiddooSENIOR VP and CFO	25,000	—	—	3,062	—
Oct 26, 2017 MForm 4 →	Oct 27, 11:13 am EDT	OVERSTOCK.COM, INCOSTK	Vidya Ranya JwalaSVP, Demand Fulfillment	5,000	—	—	25,000	—
Oct 26, 2017 MForm 4 →	Oct 27, 11:30 am EDT	SONOCO PRODUCTS COSON	Barry L SaundersSr VP, CFO	39,456	—	—	0	—
Oct 26, 2017 MForm 4 →	Oct 27, 11:35 am EDT	CONMED CORPCNMD	John Jed KennedyVP GM CET	560	—	—	1,200	—
Oct 25, 2017 MForm 4 →	Oct 27, 11:35 am EDT	FIRST SOUTH BANCORP INC /VA/FSBK	John F Nicholson Jr.EVP - Chief Credit Officer	9,000	—	—	0	—
Oct 25, 2017 MForm 4 →	Oct 27, 11:40 am EDT	ADVANCED DRAINAGE SYSTEMS, INC.WMS	Thomas M FussnerEVP and Co-COO	23,812	—	—	0	—
Oct 26, 2017 MForm 4 →	Oct 27, 12:01 pm EDT	V F CORPVFC	Scott A. RoeVP & CFO	18,952	—	—	0	—
Oct 26, 2017 MForm 4 →	Oct 27, 12:04 pm EDT	V F CORPVFC	Laura C MeagherVice Pres. & General Counsel	14,036	—	—	0	—
Oct 26, 2017 MForm 4 →	Oct 27, 12:06 pm EDT	NOVAGOLD RESOURCES INCNG	Gregory A. LangPresident and CEO, Director	100,000	—	—	510,000	—
Oct 25, 2017 MForm 4 →	Oct 27, 12:13 pm EDT	BERRY GLOBAL GROUP INCBERY	Curt BeglePresident	6,397	—	—	241,622	—
Oct 26, 2017 MForm 4 →	Oct 27, 12:14 pm EDT	INTUITIVE SURGICAL INCISRG	Craig H BarrattDirector	7,500	—	—	0	—
Oct 26, 2017 MForm 4 →	Oct 27, 12:21 pm EDT	TORCHMARK CORPTMK	W Michael PressleyEVP & Chief Inv. Officer	52,500	—	—	0	—
Oct 25, 2017 AForm 4 →	Oct 27, 12:34 pm EDT	City Office REIT, Inc.CIO	James Thomas FarrarChief Executive Officer, Director	1,838	—	—	103,752	—
Oct 25, 2017 AForm 4 →	Oct 27, 12:35 pm EDT	City Office REIT, Inc.CIO	Gregory TyleePresident & COO	1,838	—	—	103,752	—
Oct 25, 2017 AForm 4 →	Oct 27, 12:36 pm EDT	City Office REIT, Inc.CIO	Anthony MareticChief Financial Officer	953	—	—	53,806	—
Oct 25, 2017 AForm 4 →	Oct 27, 12:38 pm EDT	City Office REIT, Inc.CIO	Jeffrey David KohnDirector	37	—	—	2,113	—
Oct 25, 2017 AForm 4 →	Oct 27, 12:39 pm EDT	City Office REIT, Inc.CIO	Stephen B ShraibergDirector	78	—	—	4,393	—
Oct 25, 2017 AForm 4 →	Oct 27, 12:40 pm EDT	City Office REIT, Inc.CIO	John SweetDirector	37	—	—	2,113	—
Oct 25, 2017 AForm 4 →	Oct 27, 12:42 pm EDT	City Office REIT, Inc.CIO	John R. McLernonDirector	78	—	—	4,410	—
Oct 25, 2017 AForm 4 →	Oct 27, 12:43 pm EDT	City Office REIT, Inc.CIO	William R FlattDirector	79	—	—	4,432	—
Oct 25, 2017 AForm 4 →	Oct 27, 12:44 pm EDT	City Office REIT, Inc.CIO	Mark Wilhelm MurskiDirector	118	—	—	6,686	—
Oct 3, 2017 PForm 4 →	Oct 27, 1:49 pm EDT	RITTER PHARMACEUTICALS INCRTTR	Javelin Venture Partners, L.P.10% Owner	5,000,000	—	—	5,000,000	—	late
Oct 26, 2017 AForm 4 →	Oct 27, 1:51 pm EDT	LIGHTPATH TECHNOLOGIES INCLPTH	Craig T DunhamDirector	16,260	—	—	16,260	—
Oct 3, 2017 PForm 4 →	Oct 27, 1:53 pm EDT	RITTER PHARMACEUTICALS INCRTTR	Noah DoyleDirector, 10% Owner	5,000,000	—	—	5,000,000	—	late
Oct 3, 2017 PForm 4 →	Oct 27, 1:57 pm EDT	RITTER PHARMACEUTICALS INCRTTR	Ira E. RitterExec. Chairman, CSO, Director, 10% Owner	187,500	—	—	187,500	—	late
Oct 3, 2017 PForm 4 →	Oct 27, 2:00 pm EDT	RITTER PHARMACEUTICALS INCRTTR	Andrew J RitterPresident, 10% Owner	187,500	—	—	187,500	—	late
Oct 26, 2017 AForm 4 →	Oct 27, 2:10 pm EDT	LIGHTPATH TECHNOLOGIES INCLPTH	Steven R J BrueckDirector	16,260	—	—	16,260	—
Oct 26, 2017 MForm 4 →	Oct 27, 2:10 pm EDT	WESTAMERICA BANCORPORATIONWABC	James J SchneckVP/General Auditor	6,000	—	—	0	—
Oct 26, 2017 MForm 4 →	Oct 27, 2:14 pm EDT	WESTAMERICA BANCORPORATIONWABC	John A ThorsonSVP/Chief Financial Officer	12,468	—	—	0	—
Oct 26, 2017 MForm 4 →	Oct 27, 2:17 pm EDT	PUBLIC SERVICE ENTERPRISE GROUP INCPEG	Ralph IzzoChairman, President and CEO, Director	6,427	—	—	73,493	—
Oct 26, 2017 AForm 4 →	Oct 27, 2:21 pm EDT	LIGHTPATH TECHNOLOGIES INCLPTH	M. Scott FarisDirector	16,260	—	—	16,260	—
Oct 26, 2017 MForm 4 →	Oct 27, 2:25 pm EDT	TORCHMARK CORPTMK	Steven John DichiaroOther	11,000	—	—	0	—
Oct 26, 2017 AForm 4 →	Oct 27, 2:30 pm EDT	LIGHTPATH TECHNOLOGIES INCLPTH	Sohail A KhanDirector	16,260	—	—	16,260	—
Oct 26, 2017 AForm 4 →	Oct 27, 2:37 pm EDT	LIGHTPATH TECHNOLOGIES INCLPTH	Louis LeeburgDirector	16,260	—	—	16,260	—
Oct 26, 2017 AForm 4 →	Oct 27, 2:43 pm EDT	LIGHTPATH TECHNOLOGIES INCLPTH	Robert RippDirector	16,260	—	—	16,260	—
Oct 26, 2017 MForm 4 →	Oct 27, 2:46 pm EDT	TORCHMARK CORPTMK	Robert Brian MitchellEVP and General Counsel	18,750	—	—	0	—
Oct 26, 2017 MForm 4 →	Oct 27, 3:09 pm EDT	TORCHMARK CORPTMK	Michael Clay MajorsVP & Dir Investor Relations	7,500	—	—	3,000	—
Oct 26, 2017 MForm 4 →	Oct 27, 3:37 pm EDT	MASCO CORP /DE/MAS	John P LindowVP, Controller and CAO	52,309	—	—	0	—
Oct 27, 2017 MForm 4 →	Oct 27, 3:37 pm EDT	MASCO CORP /DE/MAS	John G SznewajsVP and CFO	165,248	—	—	0	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.