SEC Form 4 · accession 0001225208-17-016582
CAI International, Inc. · CAI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel James Hallahan
Officer — Senior VP, Global Marketing
Period of report
Oct 24, 2017
Accepted (ET)
Oct 26, 2017 · 7:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001388430
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 24, 2017 | M | 7,500 | $17.77 | A | 47,020 | D | |
| Common StockF2 | Oct 24, 2017 | F | 3,428 | $38.88 | D | 43,592 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F4,F3 | $17.77 | Oct 24, 2017 | M | 7,500 | D | — | Jun 11, 2022 | Common Stock | 7,500 | 0 | D |
Explanation of responses
- F1Reflects the previous transfer of 13,250 shares of common stock to the reporting person's former spouse pursuant to a domestic relations order. The reporting person disclaims beneficial ownership of such shares of common stock transferred to his former spouse.
- F2Represents shares withheld by the issuer to cover the exercise price upon exercise of the option.
- F3The option was fully vested on June 12, 2016.
- F4The economic benefit to the remainder of the option was previously transferred to the reporting person's former spouse pursuant to a domestic relations order.