SEC Form 4 · accession 0001127602-17-030347
BALL Corp · BALL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cathy D Ross
Director
Period of report
Oct 24, 2017
Accepted (ET)
Oct 26, 2017 · 5:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009389
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Oct 24, 2017 | A | 3,495 | A | — | — | Common Stock | 3,495 | 3,495 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
- F2Director Election Restricted Stock Unit Grant.
- F3Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan.