SEC Form 4 · accession 0001015328-17-000211
WINTRUST FINANCIAL CORP · WTFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas P Zidar
Officer — EXECUTIVE VICE PRESIDENT
Period of report
Oct 26, 2017
Accepted (ET)
Oct 26, 2017 · 5:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001015328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 26, 2017 | M | 3,178 | $33.28 | A | 31,239 | D | |
| Common Stock | Oct 26, 2017 | S | 3,178 | $80.00 | D | 28,061 | D | |
| Common Stock | holding | — | — | — | 6,492 | I | By ESPP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $33.28 | Oct 26, 2017 | M | 3,178 | D | Aug 3, 2014 | Aug 3, 2018 | Common Stock | 3,178 | 0 | D |