SEC Form 4 · accession 0001144215-17-000107
ACUITY INC. (DE) · AYI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vernon J Nagel
Officer — Chairman, President, and CEO · Director
Period of report
Oct 24, 2017
Accepted (ET)
Oct 26, 2017 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001144215
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 24, 2017 | F | 3,222 | $159.00 | D | 200,778 | D | |
| Common StockF2,F3,F4 | Oct 25, 2017 | A | 8,526 | $0.00 | A | 209,304 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF5,F6 | $156.39 | Oct 25, 2017 | A | 15,922 | A | — | Oct 25, 2027 | Non-Qualified Stock Option | 15,922 | 15,922 | D |
Explanation of responses
- F1The transaction reported relates to the vesting of restricted stock held by the reporting person.
- F2The shares being reported result from the award of restricted stock pursuant to the Acuity Brands, Inc. 2012 Omnibus Stock Incentive Compensation Plan.
- F3This restricted stock vests ratably over a four-year period and will become fully vested on October 25, 2021.
- F4The total direct shares owned includes 38,851 time-vesting restricted shares.
- F5The shares being reported result from the award of nonqualified stock options pursuant to the Acuity Brands, Inc. 2012 Omnibus Stock Incentive Plan.
- F6This option vests ratably over a three-year period and will become fully vested on October 25, 2020.