SEC Form 4 · accession 0001382963-17-000168
AIxCrypto Holdings, Inc. · AIXC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Noah Doyle
Director · 10% Owner
Period of report
Oct 3, 2017
Accepted (ET)
Oct 27, 2017 · 1:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001460702
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 3, 2017 | P$0 | 5,000,000 | — | A | 7,047,804 | I | by Javelin Venture Partners, L.P. |
| Common StockF3 | holding | — | — | — | 322,753 | I | by Javelin Venture Partners I SPV I, LLC | |
| Common Stock | holding | — | — | — | 22,727 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants (right to buy)F1,F2 | $0.44 | Oct 3, 2017 | P | 5,000,000 | A | Oct 3, 2017 | Oct 3, 2022 | Common Stock | 5,000,000 | 5,000,000 | I |
Explanation of responses
- F1Javelin Venture Partners, L.P. ("Javelin") purchased 5,000,000 Class A Units of the Issuer, consisting of 5,000,000 shares of common stock and warrants to purchase 5,000,000 shares of common stock, in the Issuer's October 2017 public offering at the public offering price of $0.40 per Class A Unit. The shares of common stock and warrants that are part of the Class A Units sold to Javelin in the puble offering were immediately separable and were issued separately in the offering.
- F2As the managing director of Javelin, the Reporting Person may be deemed the beneficial owner of the securities sold to Javelin in the public offering. The Reporting Person expressly disclaims beneficial ownership over these securities except to the extent of his pecuniary interest therein.
- F3As the managing director of Javelin Venture Partners I SPV I LLC. the Reporting Person may be deemed the beneficial owner of these shares. The Reporting Person expressly disclaims beneficial ownership over these shares except to the extent of his pecuniary interest therein.