Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Oct 17, 2017

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

214 filings · trading day Oct 17, 2017Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Oct 16, 2017 PForm 4 →	Oct 17, 6:03 am EDT	Arbutus Biopharma CorpABUS	Patrick Machado10% Owner	500,000	$100.00	$50,000,000	500,000	—
Oct 16, 2017 PForm 4 →	Oct 17, 6:31 am EDT	Arbutus Biopharma CorpABUS	Roivant Sciences Ltd.10% Owner	500,000	$100.00	$50,000,000	500,000	—
Oct 16, 2017 PForm 4 →	Oct 17, 8:19 am EDT	Arbutus Biopharma CorpABUS	Andrew Lo10% Owner	500,000	$100.00	$50,000,000	500,000	—
Oct 16, 2017 PForm 4 →	Oct 17, 8:54 am EDT	Arbutus Biopharma CorpABUS	VIKING GLOBAL PERFORMANCE LLC +510% Owner	500,000	$100.00	$50,000,000	500,000	—
Oct 16, 2017 PForm 4 →	Oct 17, 8:55 am EDT	Arbutus Biopharma CorpABUS	VIKING GLOBAL INVESTORS LP +610% Owner	500,000	$100.00	$50,000,000	500,000	—
Oct 16, 2017 PForm 4 →	Oct 17, 9:03 am EDT	Arbutus Biopharma CorpABUS	SVF Investments (UK) Ltd +310% Owner	500,000	$100.00	$50,000,000	500,000	—
Oct 16, 2017 PForm 4 →	Oct 17, 9:16 am EDT	Arbutus Biopharma CorpABUS	QVT Associates GP LLC +1Director, 10% Owner	500,000	$100.00	$50,000,000	500,000	—
Oct 13, 2017 DMForm 4 →	Oct 16, 5:17 pm EDT	SCICLONE PHARMACEUTICALS INCSCLN	Friedhelm BlobelPresident, CEO, Director, Director	1,257,610	$4.60	$5,348,391	0	—
Oct 13, 2017 DForm 4 →	Oct 16, 5:16 pm EDT	SCICLONE PHARMACEUTICALS INCSCLN	Jon S SaxeDirector	270,000	$5.61	$1,515,900	0	—
Oct 13, 2017 DForm 4 →	Oct 16, 5:11 pm EDT	SCICLONE PHARMACEUTICALS INCSCLN	Anthony Gregg LapointeDirector	265,000	$5.68	$1,506,250	0	—
Oct 13, 2017 DMForm 4 →	Oct 16, 5:14 pm EDT	SCICLONE PHARMACEUTICALS INCSCLN	Hong ZhaoCEO, China Operations	394,000	$3.21	$1,098,360	0	—
Oct 13, 2017 DForm 4 →	Oct 16, 5:06 pm EDT	SCICLONE PHARMACEUTICALS INCSCLN	Richard J HawkinsDirector	180,000	$4.00	$719,400	0	—
Oct 13, 2017 DMForm 4 →	Oct 16, 5:03 pm EDT	SCICLONE PHARMACEUTICALS INCSCLN	Wilson Wai-Shun CheungCFO & Senior VP, Finance	338,167	$2.49	$712,918	0	—
Oct 13, 2017 DForm 4 →	Oct 16, 5:12 pm EDT	SCICLONE PHARMACEUTICALS INCSCLN	Simon LiDirector	152,500	$4.22	$643,825	0	—
Oct 13, 2017 DMForm 4 →	Oct 16, 5:16 pm EDT	SCICLONE PHARMACEUTICALS INCSCLN	Raymond Anthony LowVP, Finance & Controller, Director	166,250	$3.42	$529,400	0	—
Oct 13, 2017 DMForm 4 →	Oct 16, 5:07 pm EDT	SCICLONE PHARMACEUTICALS INCSCLN	Lan XieVP Finance, China CFO	94,834	$3.01	$261,305	0	—
Mar 25, 2015 JForm 5 →	Oct 17, 2017, 11:43 am EDT	Bravo Multinational Inc.BRVO	Paul ParliamentCEO/President, Director, 10% Owner	1,500,000	$0.10	$150,000	0	—
Mar 25, 2015 JForm 5 →	Oct 17, 2017, 2:26 pm EDT	Bravo Multinational Inc.BRVO	Richard Kaiser KaiserSecretary/ Acting CFO, Director	750,000	$0.10	$75,000	0	—
Oct 13, 2017 DForm 4 →	Oct 16, 5:12 pm EDT	SCICLONE PHARMACEUTICALS INCSCLN	Nancy T ChangDirector	60,000	$1.16	$69,300	0	—
Oct 13, 2017 DMForm 4 →	Oct 16, 5:07 pm EDT	SCICLONE PHARMACEUTICALS INCSCLN	Carey ChernGeneral Counsel	110,000	$0.83	$66,400	0	—
Oct 13, 2017 AForm 4 →	Oct 17, 1:03 pm EDT	SCANA CORPSCG	James W RoquemoreDirector	1,170	$49.38	$57,750	32,532	—
Oct 13, 2017 AForm 4 →	Oct 17, 1:03 pm EDT	SCANA CORPSCG	Lynne M MillerDirector	1,109	$49.38	$54,750	69,973	—
Mar 25, 2015 JForm 5 →	Oct 17, 2017, 12:09 pm EDT	Bravo Multinational Inc.BRVO	Douglas Barry BrooksVice-president, Director	500,000	$0.10	$50,000	0	—
Oct 13, 2017 AForm 4 →	Oct 17, 1:03 pm EDT	SCANA CORPSCG	D Maybank HagoodDirector	665	$49.38	$32,850	27,998	—
Oct 13, 2017 AForm 4 →	Oct 17, 1:02 pm EDT	SCANA CORPSCG	Gregory E AliffDirector	665	$49.38	$32,850	4,620	—
Oct 13, 2017 AForm 4 →	Oct 17, 1:03 pm EDT	SCANA CORPSCG	James A BennettDirector	665	$49.38	$32,850	50,231	—
Oct 13, 2017 AForm 4 →	Oct 17, 1:03 pm EDT	SCANA CORPSCG	John F A Cecil VDirector	665	$49.38	$32,850	4,099	—
Oct 12, 2017 AForm 4 →	Oct 16, 4:53 pm EDT	ALLIANT ENERGY CORPLNT	Patrick E AllenDirector	639	$43.01	$27,500	17,467	—
Oct 12, 2017 AForm 4 →	Oct 16, 4:54 pm EDT	ALLIANT ENERGY CORPLNT	Michael L BennettDirector	639	$43.01	$27,500	92,330	—
Oct 12, 2017 AForm 4 →	Oct 16, 5:14 pm EDT	ALLIANT ENERGY CORPLNT	Susan D WhitingDirector	512	$43.01	$22,031	13,323	—
Oct 13, 2017 AForm 4 →	Oct 16, 4:46 pm EDT	Zoetis Inc.ZTS	Juan Ramon AlaixChief Executive Officer, Director	665	$20.82	$13,846	61,098	—
Oct 12, 2017 FForm 4 →	Oct 16, 4:26 pm EDT	FIRST DATA CORPFDC	Matthew CagwinSee remarks	724	$17.54	$12,699	23,823	—
Oct 13, 2017 AForm 4 →	Oct 16, 4:30 pm EDT	KELLOGG COK	John A BryantChairman/Trustee, Director, 10% Owner	135	$61.96	$8,335	13,125	—
Oct 13, 2017 AForm 4 →	Oct 17, 3:56 pm EDT	INTERNATIONAL FLAVORS & FRAGRANCES INCIFF	Andreas FibigCEO, Director	55	$148.18	$8,150	20,991	—
Oct 13, 2017 AForm 4 →	Oct 16, 4:54 pm EDT	Zoetis Inc.ZTS	Clinton A. Lewis Jr.Executive Vice President	366	$20.82	$7,615	17,786	—
Oct 13, 2017 AForm 4 →	Oct 16, 4:55 pm EDT	Zoetis Inc.ZTS	Kristin C PeckExecutive Vice President	366	$20.82	$7,615	24,429	—
Oct 13, 2017 AForm 4 →	Oct 16, 4:49 pm EDT	Zoetis Inc.ZTS	Glenn DavidChief Financial Officer	333	$20.82	$6,923	11,307	—
Oct 13, 2017 AForm 4 →	Oct 16, 4:52 pm EDT	Zoetis Inc.ZTS	Catherine A. KnuppExecutive Vice President	333	$20.82	$6,923	726	—
Oct 13, 2017 AForm 4 →	Oct 17, 1:09 pm EDT	INTERNATIONAL FLAVORS & FRAGRANCES INCIFF	Anne ChwatEVP, GC, & Corp. Sec'y	42	$148.18	$6,224	9,880	—
Oct 13, 2017 AForm 4 →	Oct 16, 4:47 pm EDT	Zoetis Inc.ZTS	Alejandro BernalExecutive Vice President	294	$20.82	$6,115	11,513	—
Oct 13, 2017 AForm 4 →	Oct 16, 4:48 pm EDT	Zoetis Inc.ZTS	Heidi C. ChenExecutive Vice President	291	$20.82	$6,058	13,528	—
Oct 13, 2017 AForm 4 →	Oct 16, 4:51 pm EDT	Zoetis Inc.ZTS	Andrew FentonExecutive Vice President	272	$20.82	$5,654	7,141	—
Oct 13, 2017 AForm 4 →	Oct 17, 11:49 am EDT	BlackRock Health Sciences TrustBME	Jerrold B HarrisDirector	152	$36.70	$5,577	2,373	—
Oct 13, 2017 AForm 4 →	Oct 16, 4:53 pm EDT	Zoetis Inc.ZTS	Roxanne LaganoExecutive Vice President	266	$20.82	$5,538	14,949	—
Oct 13, 2017 AForm 4 →	Oct 17, 11:48 am EDT	BLACKROCK FLOATING RATE INCOME TRUSTBGT	Jerrold B HarrisDirector	388	$14.09	$5,462	20,448	—
Oct 13, 2017 AForm 4 →	Oct 17, 11:48 am EDT	BlackRock Energy & Resources TrustBGR	Jerrold B HarrisDirector	400	$13.55	$5,425	14,682	—
Oct 13, 2017 AForm 4 →	Oct 17, 10:40 am EDT	CHURCH & DWIGHT CO INC /DE/CHD	Rick SpannEVP, Global Operations	113	$47.96	$5,401	976	—
Oct 13, 2017 AForm 4 →	Oct 17, 11:49 am EDT	BLACKROCK Ltd DURATION INCOME TRUSTBLW	Jerrold B HarrisDirector	331	$16.20	$5,363	18,694	—
Oct 13, 2017 AForm 4 →	Oct 17, 11:49 am EDT	BlackRock Enhanced International Dividend TrustBGY	Jerrold B HarrisDirector	796	$6.68	$5,319	37,348	—
Oct 13, 2017 AForm 4 →	Oct 17, 11:52 am EDT	BlackRock Health Sciences TrustBME	Robert Glenn HubbardDirector	141	$36.70	$5,164	2,234	—
Oct 13, 2017 AForm 4 →	Oct 17, 11:51 am EDT	BLACKROCK FLOATING RATE INCOME TRUSTBGT	Robert Glenn HubbardDirector	359	$14.09	$5,057	21,624	—
Oct 13, 2017 AForm 4 →	Oct 17, 11:50 am EDT	BLACKROCK CORPORATE HIGH YIELD FUND, INC.HYT	Jerrold B HarrisDirector	443	$11.39	$5,048	28,033	—
Oct 13, 2017 AForm 4 →	Oct 17, 11:50 am EDT	BLACKROCK CREDIT ALLOCATION INCOME TRUSTBTZ	Jerrold B HarrisDirector	375	$13.44	$5,035	21,561	—
Oct 13, 2017 AForm 4 →	Oct 17, 11:51 am EDT	BlackRock Energy & Resources TrustBGR	Robert Glenn HubbardDirector	371	$13.55	$5,023	14,177	—
Oct 13, 2017 AForm 4 →	Oct 17, 11:52 am EDT	BLACKROCK Ltd DURATION INCOME TRUSTBLW	Robert Glenn HubbardDirector	307	$16.20	$4,966	20,213	—
Oct 13, 2017 AForm 4 →	Oct 17, 11:48 am EDT	BlackRock Enhanced Equity Dividend TrustBDJ	Jerrold B HarrisDirector	547	$9.07	$4,959	33,998	—
Oct 13, 2017 AForm 4 →	Oct 17, 11:51 am EDT	BlackRock Enhanced International Dividend TrustBGY	Robert Glenn HubbardDirector	737	$6.68	$4,925	36,340	—
Oct 13, 2017 AForm 4 →	Oct 17, 11:52 am EDT	BLACKROCK CORPORATE HIGH YIELD FUND, INC.HYT	Robert Glenn HubbardDirector	410	$11.39	$4,674	30,593	—
Oct 13, 2017 AForm 4 →	Oct 17, 11:52 am EDT	BLACKROCK CREDIT ALLOCATION INCOME TRUSTBTZ	Robert Glenn HubbardDirector	347	$13.44	$4,662	21,325	—
Oct 16, 2017 AForm 4 →	Oct 16, 4:56 pm EDT	CubeSmartCUBE	William M Diefenderfer IIIDirector	178	$26.10	$4,646	17,417	—
Oct 13, 2017 AForm 4 →	Oct 17, 11:50 am EDT	BlackRock Enhanced Equity Dividend TrustBDJ	Robert Glenn HubbardDirector	506	$9.07	$4,591	32,455	—
Oct 16, 2017 AForm 4 →	Oct 16, 4:56 pm EDT	CubeSmartCUBE	Timothy M MartinCFO	164	$26.10	$4,280	15,995	—
Oct 13, 2017 AForm 4 →	Oct 17, 11:47 am EDT	BlackRock Health Sciences TrustBME	Richard CavanaghDirector	93	$36.70	$3,408	1,130	—
Oct 13, 2017 AForm 4 →	Oct 17, 11:46 am EDT	BLACKROCK FLOATING RATE INCOME TRUSTBGT	Richard CavanaghDirector	237	$14.09	$3,338	12,394	—
Oct 13, 2017 AForm 4 →	Oct 17, 11:45 am EDT	BlackRock Energy & Resources TrustBGR	Richard CavanaghDirector	245	$13.55	$3,315	8,032	—
Oct 13, 2017 AForm 4 →	Oct 17, 11:47 am EDT	BLACKROCK Ltd DURATION INCOME TRUSTBLW	Richard CavanaghDirector	202	$16.20	$3,277	11,550	—
Oct 13, 2017 AForm 4 →	Oct 17, 11:46 am EDT	BlackRock Enhanced International Dividend TrustBGY	Richard CavanaghDirector	487	$6.68	$3,250	20,209	—
Oct 13, 2017 AForm 4 →	Oct 17, 11:47 am EDT	BLACKROCK CORPORATE HIGH YIELD FUND, INC.HYT	Richard CavanaghDirector	271	$11.39	$3,085	17,733	—
Oct 13, 2017 AForm 4 →	Oct 17, 11:47 am EDT	BLACKROCK CREDIT ALLOCATION INCOME TRUSTBTZ	Richard CavanaghDirector	229	$13.44	$3,077	12,365	—
Oct 13, 2017 AForm 4 →	Oct 17, 11:42 am EDT	BlackRock Health Sciences TrustBME	Michael J CastellanoDirector	84	$36.70	$3,074	1,360	—
Oct 13, 2017 AForm 4 →	Oct 17, 11:45 am EDT	BlackRock Enhanced Equity Dividend TrustBDJ	Richard CavanaghDirector	334	$9.07	$3,030	18,688	—
Oct 13, 2017 AForm 4 →	Oct 17, 11:41 am EDT	BLACKROCK FLOATING RATE INCOME TRUSTBGT	Michael J CastellanoDirector	214	$14.09	$3,010	6,744	—
Oct 13, 2017 AForm 4 →	Oct 17, 11:41 am EDT	BlackRock Energy & Resources TrustBGR	Michael J CastellanoDirector	221	$13.55	$2,990	5,221	—
Oct 13, 2017 AForm 4 →	Oct 17, 11:42 am EDT	BLACKROCK Ltd DURATION INCOME TRUSTBLW	Michael J CastellanoDirector	182	$16.20	$2,956	6,045	—
Oct 13, 2017 AForm 4 →	Oct 17, 11:42 am EDT	BlackRock Enhanced International Dividend TrustBGY	Michael J CastellanoDirector	439	$6.68	$2,931	13,973	—
Oct 13, 2017 AForm 4 →	Oct 17, 11:43 am EDT	BLACKROCK CORPORATE HIGH YIELD FUND, INC.HYT	Michael J CastellanoDirector	244	$11.39	$2,782	8,383	—
Oct 13, 2017 AForm 4 →	Oct 17, 11:43 am EDT	BLACKROCK CREDIT ALLOCATION INCOME TRUSTBTZ	Michael J CastellanoDirector	206	$13.44	$2,775	6,821	—
Oct 13, 2017 AForm 4 →	Oct 17, 11:40 am EDT	BlackRock Enhanced Equity Dividend TrustBDJ	Michael J CastellanoDirector	301	$9.07	$2,733	11,560	—
Oct 13, 2017 AForm 4 →	Oct 17, 10:38 am EDT	CHURCH & DWIGHT CO INC /DE/CHD	Britta BomhardEVP & Chief Marketing Officer	55	$47.96	$2,646	1,750	—
Oct 13, 2017 AForm 4 →	Oct 17, 10:41 am EDT	CHURCH & DWIGHT CO INC /DE/CHD	Matthew FarrellPresident and CEO, Director	43	$47.96	$2,083	81,634	—
Oct 13, 2017 AForm 4 →	Oct 17, 11:57 am EDT	BlackRock Health Sciences TrustBME	Catherine A. LynchDirector	56	$36.70	$2,049	238	—
Oct 13, 2017 AForm 4 →	Oct 17, 11:56 am EDT	BLACKROCK FLOATING RATE INCOME TRUSTBGT	Catherine A. LynchDirector	142	$14.09	$2,007	575	—
Oct 13, 2017 AForm 4 →	Oct 17, 11:56 am EDT	BlackRock Energy & Resources TrustBGR	Catherine A. LynchDirector	147	$13.55	$1,993	597	—
Oct 13, 2017 AForm 4 →	Oct 17, 11:57 am EDT	BLACKROCK Ltd DURATION INCOME TRUSTBLW	Catherine A. LynchDirector	122	$16.20	$1,970	510	—
Oct 13, 2017 AForm 4 →	Oct 17, 11:57 am EDT	BlackRock Enhanced International Dividend TrustBGY	Catherine A. LynchDirector	293	$6.68	$1,954	1,317	—
Oct 13, 2017 AForm 4 →	Oct 17, 11:58 am EDT	BLACKROCK CORPORATE HIGH YIELD FUND, INC.HYT	Catherine A. LynchDirector	163	$11.39	$1,855	685	—
Oct 13, 2017 AForm 4 →	Oct 17, 11:58 am EDT	BLACKROCK CREDIT ALLOCATION INCOME TRUSTBTZ	Catherine A. LynchDirector	138	$13.44	$1,850	571	—
Oct 13, 2017 AForm 4 →	Oct 17, 11:56 am EDT	BlackRock Enhanced Equity Dividend TrustBDJ	Catherine A. LynchDirector	201	$9.07	$1,822	865	—
Oct 13, 2017 AForm 4 →	Oct 17, 12:00 pm EDT	BlackRock Health Sciences TrustBME	Karen P RobardsDirector	37	$36.70	$1,371	510	—
Oct 13, 2017 AForm 4 →	Oct 17, 11:59 am EDT	BLACKROCK FLOATING RATE INCOME TRUSTBGT	Karen P RobardsDirector	95	$14.09	$1,343	8,649	—
Oct 13, 2017 AForm 4 →	Oct 17, 11:59 am EDT	BlackRock Energy & Resources TrustBGR	Karen P RobardsDirector	98	$13.55	$1,334	5,782	—
Oct 13, 2017 AForm 4 →	Oct 17, 11:55 am EDT	BlackRock Health Sciences TrustBME	W Carl KesterDirector	36	$36.70	$1,322	1,124	—
Oct 13, 2017 AForm 4 →	Oct 17, 12:00 pm EDT	BLACKROCK Ltd DURATION INCOME TRUSTBLW	Karen P RobardsDirector	81	$16.20	$1,319	8,026	—
Oct 13, 2017 AForm 4 →	Oct 17, 12:00 pm EDT	BlackRock Enhanced International Dividend TrustBGY	Karen P RobardsDirector	196	$6.68	$1,308	14,747	—
Oct 13, 2017 AForm 4 →	Oct 17, 11:53 am EDT	BLACKROCK FLOATING RATE INCOME TRUSTBGT	W Carl KesterDirector	92	$14.09	$1,295	11,262	—
Oct 13, 2017 AForm 4 →	Oct 17, 11:53 am EDT	BlackRock Energy & Resources TrustBGR	W Carl KesterDirector	95	$13.55	$1,286	7,883	—
Oct 13, 2017 AForm 4 →	Oct 17, 11:54 am EDT	BLACKROCK Ltd DURATION INCOME TRUSTBLW	W Carl KesterDirector	78	$16.20	$1,271	10,313	—
Oct 13, 2017 AForm 4 →	Oct 17, 11:54 am EDT	BlackRock Enhanced International Dividend TrustBGY	W Carl KesterDirector	189	$6.68	$1,261	20,203	—
Oct 13, 2017 AForm 4 →	Oct 17, 12:01 pm EDT	BLACKROCK CORPORATE HIGH YIELD FUND, INC.HYT	Karen P RobardsDirector	109	$11.39	$1,241	12,332	—
Oct 13, 2017 AForm 4 →	Oct 17, 12:01 pm EDT	BLACKROCK CREDIT ALLOCATION INCOME TRUSTBTZ	Karen P RobardsDirector	92	$13.44	$1,238	9,161	—
Oct 13, 2017 AForm 4 →	Oct 17, 11:59 am EDT	BlackRock Enhanced Equity Dividend TrustBDJ	Karen P RobardsDirector	134	$9.07	$1,219	14,321	—
Oct 16, 2017 AForm 4 →	Oct 17, 3:05 pm EDT	BADGER METER INCBMI	Todd A. AdamsDirector	24	$49.00	$1,200	2,478	—
Oct 13, 2017 AForm 4 →	Oct 17, 11:55 am EDT	BLACKROCK CORPORATE HIGH YIELD FUND, INC.HYT	W Carl KesterDirector	105	$11.39	$1,197	15,579	—
Oct 13, 2017 AForm 4 →	Oct 17, 11:55 am EDT	BLACKROCK CREDIT ALLOCATION INCOME TRUSTBTZ	W Carl KesterDirector	89	$13.44	$1,193	11,918	—
Oct 13, 2017 AForm 4 →	Oct 17, 11:53 am EDT	BlackRock Enhanced Equity Dividend TrustBDJ	W Carl KesterDirector	130	$9.07	$1,175	18,771	—
Oct 13, 2017 AForm 4 →	Oct 17, 10:36 am EDT	CHURCH & DWIGHT CO INC /DE/CHD	Richard A DierkerEVP Finance & CFO	24	$47.96	$1,152	2,236	—
Oct 16, 2017 AForm 4 →	Oct 16, 4:56 pm EDT	CubeSmartCUBE	Christopher P MarrCEO, Director	43	$26.10	$1,122	4,151	—
Oct 13, 2017 AForm 4 →	Oct 16, 5:26 pm EDT	PFIZER INCPFE	Albert BourlaGroup President	20	$36.34	$727	10,815	—
Oct 16, 2017 JForm 4 →	Oct 17, 12:53 pm EDT	HOST HOTELS & RESORTS, INC.HST	Ann McLaughlin KorologosDirector	31	$19.40	$610	3,084	—
Oct 13, 2017 AForm 4 →	Oct 16, 6:01 pm EDT	XCEL ENERGY INCXEL	Christopher B ClarkPresident, NSPM	9	$48.61	$425	268	—
Oct 13, 2017 AForm 4 →	Oct 16, 5:26 pm EDT	PFIZER INCPFE	John D YoungGroup President	11	$36.34	$400	8,834	—
Oct 12, 2017 JForm 4 →	Oct 16, 5:37 pm EDT	BARINGS CORPORATE INVESTORSMCI	Thomas F FinkeOther	22	$16.02	$346	26,489	—
Oct 13, 2017 AForm 4 →	Oct 16, 6:21 pm EDT	XCEL ENERGY INCXEL	Jeffrey S SavageSVP & Controller	5	$48.61	$250	27,853	—
Oct 13, 2017 AForm 4 →	Oct 16, 5:26 pm EDT	PFIZER INCPFE	Rady A JohnsonExecutive Vice President	4	$36.34	$145	4,267	—
Sep 15, 2017 JForm 4 →	Oct 16, 4:35 pm EDT	OLD NATIONAL BANCORP /IN/ONB	Todd C ClarkEXEC VP - CIO	1	$16.40	$16	149	—	late
Oct 12, 2017 AForm 4 →	Oct 16, 4:05 pm EDT	GelTech Solutions, Inc.GLTC	Michael Lloyd RegerPresident, 10% Owner	142,857	—	—	142,857	—
Oct 15, 2017 CMForm 4 →	Oct 16, 4:11 pm EDT	Wayfair Inc.W	John Champlin MullikenChief Technology Officer	6,000	—	—	0	—
Oct 12, 2017 MForm 4 →	Oct 16, 4:19 pm EDT	CARMAX INCKMX	Edwin J HillEVP	25,000	—	—	44,815	—
Sep 19, 2017 AForm 4 →	Oct 16, 4:23 pm EDT	Celcuity Inc.CELC	Brian F SullivanChief Executive Officer, Director, 10% Owner	8,220	—	—	8,220	—	late
Sep 19, 2017 AForm 4 →	Oct 16, 4:26 pm EDT	Celcuity Inc.CELC	Lance G. LaingChief Science Officer, Director, 10% Owner	4,110	—	—	4,110	—	late
Oct 12, 2017 CForm 4 →	Oct 16, 4:29 pm EDT	Square, Inc.SQ	Sarah FriarChief Financial Officer	38,400	—	—	493,116	—
Oct 13, 2017 MForm 4 →	Oct 16, 4:30 pm EDT	DELTA AIR LINES INC /DE/DAL	Joanne D SmithEVP & Chief HR Officer	30,000	—	—	48,500	—
Oct 13, 2017 MForm 4 →	Oct 16, 4:30 pm EDT	TOLL BROTHERS INCTOL	Paul E ShapiroDirector	16,250	—	—	0	—
Oct 12, 2017 AForm 4 →	Oct 16, 4:40 pm EDT	Novan, Inc.NOVN	Paula B StaffordDirector	68,401	—	—	68,401	—
Oct 13, 2017 MForm 4 →	Oct 16, 4:44 pm EDT	PUBLIC SERVICE ENTERPRISE GROUP INCPEG	Ralph IzzoChairman, President and CEO, Director	39,960	—	—	79,920	—
Oct 12, 2017 MForm 4 →	Oct 16, 4:59 pm EDT	VERTEX PHARMACEUTICALS INC / MAVRTX	Michael PariniEVP, CL&AO	2,125	—	—	23,375	—
Oct 12, 2017 MForm 4 →	Oct 16, 4:59 pm EDT	KB HOMEKBH	Brian J WoramEVP and General Counsel	49,529	—	—	30,000	—
Sep 25, 2017 PForm 4 →	Oct 16, 5:00 pm EDT	Resonant IncRESN	Longboard Capital Advisors, LLC10% Owner	10,600	—	—	5,300	—	late
Oct 12, 2017 MForm 4 →	Oct 16, 5:01 pm EDT	ExlService Holdings, Inc.EXLS	Rohit KapoorCEO & Vice Chairman, Director	3,929	—	—	0	—
Oct 12, 2017 MForm 4 →	Oct 16, 5:02 pm EDT	ExlService Holdings, Inc.EXLS	Vishal ChhibbarEVP & CFO	3,000	—	—	42,000	—
Oct 13, 2017 MForm 4 →	Oct 16, 5:05 pm EDT	SEMTECH CORPSMTC	Gary BeauchampEVP & GM	21,666	—	—	0	—
Oct 13, 2017 MForm 4 →	Oct 16, 5:10 pm EDT	HORMEL FOODS CORP /DE/HRL	John L MorrisonDirector	74,400	—	—	0	—
Oct 13, 2017 MForm 4 →	Oct 16, 5:15 pm EDT	ACADIA PHARMACEUTICALS INCACAD	BAKER BROS. ADVISORS LP +6Director, 10% Owner	1,426,590	—	—	0	—
Oct 13, 2017 AForm 4 →	Oct 16, 5:36 pm EDT	American Midstream Partners, LPAMID	Michael Scott McCraryVP-Crude Gathering & Logistics	15,000	—	—	15,000	—
Oct 12, 2017 MForm 4 →	Oct 16, 5:41 pm EDT	SPLUNK INCSPLK	Godfrey SullivanDirector	25,000	—	—	362,515	—
Oct 16, 2017 CForm 4 →	Oct 16, 5:56 pm EDT	CarGurus, Inc.CARG	Allen & CO LLCOther	946,600	—	—	0	—
Oct 12, 2017 MForm 4 →	Oct 16, 5:59 pm EDT	OLD POINT FINANCIAL CORPOPOF	Robert F Shuford Jr.President/CEO, Director	3,125	—	—	0	—
Oct 16, 2017 CForm 4 →	Oct 16, 6:05 pm EDT	ORTHOPEDIATRICS CORPKIDS	Mark C ThrodahlPresident and CEO, Director	11,403	—	—	0	—
Oct 16, 2017 CForm 4 →	Oct 16, 6:06 pm EDT	ORTHOPEDIATRICS CORPKIDS	Bernie B Berry IIIDirector	6,000	—	—	0	—
Oct 16, 2017 CForm 4 →	Oct 16, 6:07 pm EDT	ORTHOPEDIATRICS CORPKIDS	David R PelizzonDirector	5,157,960	—	—	0	—
Oct 16, 2017 CForm 4 →	Oct 16, 6:07 pm EDT	ORTHOPEDIATRICS CORPKIDS	Squadron Capital LLC10% Owner	5,157,960	—	—	0	—
Oct 15, 2017 MForm 4 →	Oct 16, 6:10 pm EDT	VONAGE HOLDINGS CORPVG	Alan MasarekChief Executive Officer, Director	166,667	—	—	0	—
Oct 9, 2017 MForm 4 →	Oct 16, 6:12 pm EDT	Vystar CorpVYST	William R. DoyleChairman, President & CEO, Director	481,884	—	—	1,268,116	—	late
Oct 16, 2017 MForm 4 →	Oct 16, 6:31 pm EDT	Edwards Lifesciences CorpEW	Larry L WoodCVP, THV Replacement	18,960	—	—	37,920	—
Oct 12, 2017 ACMForm 4 →	Oct 16, 6:55 pm EDT	VEEVA SYSTEMS INCVEEV	Matthew J WallachPresident	72,000	—	—	210,671	—
Oct 12, 2017 MForm 4 →	Oct 16, 7:01 pm EDT	BARD C R INC /NJ/BCR	Timothy P CollinsGroup President	55,818	—	—	0	—
Oct 16, 2017 AForm 4 →	Oct 16, 7:18 pm EDT	Loop Industries, Inc.LLPP	Shaun B HigginsDirector	6,208	—	—	6,208	—
Oct 16, 2017 AForm 4 →	Oct 16, 7:18 pm EDT	Loop Industries, Inc.LLPP	Leslie A MurphyDirector	8,774	—	—	8,774	—
Oct 16, 2017 AForm 4 →	Oct 16, 7:21 pm EDT	Loop Industries, Inc.LLPP	Jay Howard StubinaDirector	9,560	—	—	9,560	—
Oct 16, 2017 AForm 4 →	Oct 16, 7:21 pm EDT	Loop Industries, Inc.LLPP	Donald L DanksDirector	9,560	—	—	9,560	—
Oct 12, 2017 MForm 4 →	Oct 16, 7:34 pm EDT	FIVE PRIME THERAPEUTICS INCFPRX	Aron Marc KnickerbockerChief Operating Officer, Director	11,051	—	—	14,735	—
Oct 15, 2017 MForm 4 →	Oct 16, 8:29 pm EDT	Zendesk, Inc.ZEN	Mikkel SvaneChairman and CEO, Director	1,898	—	—	22,576	—
Oct 15, 2017 MForm 4 →	Oct 16, 8:29 pm EDT	Zendesk, Inc.ZEN	Elena GomezChief Financial Officer	3,150	—	—	10,034	—
Oct 15, 2017 MForm 4 →	Oct 16, 8:29 pm EDT	Zendesk, Inc.ZEN	John GeschkeCLO and SVP Administration	632	—	—	8,601	—
Oct 15, 2017 MForm 4 →	Oct 16, 8:30 pm EDT	Zendesk, Inc.ZEN	John T. KeiserChief Operating Officer	3,117	—	—	8,601	—
Oct 15, 2017 MForm 4 →	Oct 16, 8:30 pm EDT	Zendesk, Inc.ZEN	Adrian McDermottPresident of Products	3,064	—	—	10,034	—
Oct 12, 2017 MForm 4 →	Oct 16, 8:51 pm EDT	Hortonworks, Inc.HDP	Shaun ConnollyChief Strategy Officer	2,084	—	—	22,137	—
Oct 12, 2017 MForm 4 →	Oct 16, 9:06 pm EDT	AMICUS THERAPEUTICS INCFOLD	John F CrowleyChairman & CEO, Director	449,295	—	—	92,243	—	amended
Oct 12, 2017 MForm 4 →	Oct 16, 9:07 pm EDT	AMICUS THERAPEUTICS INCFOLD	Daphne QuimiSVP, Finance	7,000	—	—	0	—
Oct 12, 2017 MForm 4 →	Oct 16, 9:10 pm EDT	AMICUS THERAPEUTICS INCFOLD	Michael RaabDirector	10,000	—	—	5,000	—
Oct 12, 2017 MForm 4 →	Oct 16, 9:12 pm EDT	AMICUS THERAPEUTICS INCFOLD	Hung DoChief Science Officer	50,194	—	—	35,418	—
Oct 16, 2017 MForm 4 →	Oct 16, 9:23 pm EDT	Guidewire Software, Inc.GWRE	Scott RozaChief Business Officer	781	—	—	583	—
Mar 3, 2014 MForm 4 →	Oct 16, 2017, 9:24 pm EDT	AMICUS THERAPEUTICS INCFOLD	Jay BarthChief Medical Officer	5,000	—	—	140,000	—	late
Oct 16, 2017 MForm 4 →	Oct 16, 9:25 pm EDT	Guidewire Software, Inc.GWRE	Michael PolelleChief Delivery Officer	208	—	—	1,251	—
Oct 12, 2017 MForm 4 →	Oct 16, 9:33 pm EDT	AMICUS THERAPEUTICS INCFOLD	William D Baird IIIChief Financial Officer	40,000	—	—	6,224	—
Oct 16, 2017 AForm 4 →	Oct 16, 9:53 pm EDT	WESTERN DIGITAL CORPWDC	Martin I ColeDirector	24	—	—	99	—
Oct 16, 2017 AForm 4 →	Oct 16, 9:53 pm EDT	WESTERN DIGITAL CORPWDC	Kathleen A CoteDirector	24	—	—	99	—
Oct 16, 2017 AForm 4 →	Oct 16, 9:54 pm EDT	WESTERN DIGITAL CORPWDC	Michael D CordanoPresident and COO	1,271	—	—	7,185	—
Oct 16, 2017 AForm 4 →	Oct 16, 9:55 pm EDT	WESTERN DIGITAL CORPWDC	Jacqueline DeMariaEVP & Chief Human Res Officer	485	—	—	2,957	—
Oct 16, 2017 AForm 4 →	Oct 16, 9:55 pm EDT	WESTERN DIGITAL CORPWDC	Henry T DeneroDirector	24	—	—	99	—
Oct 16, 2017 AForm 4 →	Oct 16, 9:56 pm EDT	WESTERN DIGITAL CORPWDC	Martin FinkEVP & CTO	358	—	—	777	—
Oct 16, 2017 AForm 4 →	Oct 16, 9:56 pm EDT	WESTERN DIGITAL CORPWDC	Michael D LambertDirector	24	—	—	99	—
Oct 16, 2017 AForm 4 →	Oct 16, 9:57 pm EDT	WESTERN DIGITAL CORPWDC	Len J LauerDirector	27	—	—	112	—
Oct 16, 2017 AForm 4 →	Oct 16, 9:57 pm EDT	WESTERN DIGITAL CORPWDC	Mark P LongPres WD Capital, CSO & CFO	1,080	—	—	7,259	—
Oct 16, 2017 AForm 4 →	Oct 16, 9:57 pm EDT	WESTERN DIGITAL CORPWDC	Matthew E MassengillDirector	29	—	—	121	—
Oct 16, 2017 AForm 4 →	Oct 16, 9:58 pm EDT	WESTERN DIGITAL CORPWDC	Stephen D MilliganChief Executive Officer, Director	1,870	—	—	7,249	—
Oct 16, 2017 AForm 4 →	Oct 16, 9:58 pm EDT	WESTERN DIGITAL CORPWDC	Paula A PriceDirector	44	—	—	322	—
Oct 16, 2017 AForm 4 →	Oct 16, 9:59 pm EDT	WESTERN DIGITAL CORPWDC	Michael Charles RayEVP, Chief Legal Officer & Sec	559	—	—	3,363	—
Oct 16, 2017 AForm 4 →	Oct 16, 9:59 pm EDT	WESTERN DIGITAL CORPWDC	Srinivasan SivaramEVP, Memory Technology	576	—	—	3,062	—
Oct 16, 2017 XForm 4 →	Oct 17, 7:40 am EDT	TRANSENTERIX INC.TRXC	Andrea BiffiDirector	250,000	—	—	0	—
Oct 13, 2017 MForm 4 →	Oct 17, 7:52 am EDT	PRICE T ROWE GROUP INCTROW	W. Sharps RobertVice President	30,000	—	—	0	—
Oct 16, 2017 MForm 4 →	Oct 17, 8:34 am EDT	TransDigm Group INCTDG	Robert S HendersonExec.V.P.	15,000	—	—	0	—
Oct 16, 2017 MForm 4 →	Oct 17, 9:18 am EDT	Amtrust Financial Services, Inc.AFSI	Stephen UngarSVP, GC and Secretary	200	—	—	1,582	—
Oct 16, 2017 MForm 4 →	Oct 17, 9:25 am EDT	TransDigm Group INCTDG	Raymond F LaubenthalDirector	6,000	—	—	131,000	—
Oct 10, 2017 MForm 4 →	Oct 17, 10:13 am EDT	OLD POINT FINANCIAL CORPOPOF	James Reade ChismanDirector	1,250	—	—	0	—	late
Oct 13, 2017 MForm 4 →	Oct 17, 11:23 am EDT	NEW PEOPLES BANKSHARES INCNWPP	Richard G Preservati10% Owner	506,666	—	—	0	—
Oct 16, 2017 MForm 4 →	Oct 17, 12:01 pm EDT	ORACLE CORPORCL	Hector Garcia-MolinaDirector	3,750	—	—	13,125	—
Oct 16, 2017 AForm 4 →	Oct 17, 1:20 pm EDT	TELLURIAN INC. /DE/TELL	Antoine Jean LafargueSVP and CFO	75,000	—	—	75,000	—
Oct 16, 2017 AForm 4 →	Oct 17, 1:20 pm EDT	TELLURIAN INC. /DE/TELL	R Keith TeagueExecutive VP and COO	90,000	—	—	90,000	—
Oct 16, 2017 AForm 4 →	Oct 17, 1:21 pm EDT	TELLURIAN INC. /DE/TELL	Meg GentlePresident and CEO, Director	161,000	—	—	161,000	—
Oct 16, 2017 AForm 4 →	Oct 17, 1:24 pm EDT	TELLURIAN INC. /DE/TELL	Daniel BelhumeurGeneral Counsel	80,000	—	—	80,000	—
Oct 16, 2017 AForm 4 →	Oct 17, 1:25 pm EDT	TELLURIAN INC. /DE/TELL	Khaled SharafeldinChief Accounting Officer	58,000	—	—	58,000	—
Oct 15, 2017 AForm 4 →	Oct 17, 2:01 pm EDT	Franklin Financial Network Inc.FSB	James W Cross IVDirector	3,125	—	—	3,125	—
Oct 15, 2017 AForm 4 →	Oct 17, 2:01 pm EDT	Franklin Financial Network Inc.FSB	Henry W. Brockman Jr.Director	3,125	—	—	3,125	—
Oct 15, 2017 AForm 4 →	Oct 17, 2:04 pm EDT	Franklin Financial Network Inc.FSB	David H. KempDirector	3,125	—	—	3,125	—
Oct 15, 2017 AForm 4 →	Oct 17, 2:05 pm EDT	Franklin Financial Network Inc.FSB	Paul M. Pratt Jr.Director	3,125	—	—	3,125	—
Oct 15, 2017 AForm 4 →	Oct 17, 2:08 pm EDT	Franklin Financial Network Inc.FSB	Pamela J. StephensDirector	3,125	—	—	3,125	—
Oct 15, 2017 AForm 4 →	Oct 17, 2:09 pm EDT	Franklin Financial Network Inc.FSB	Melody J. SullivanDirector	3,125	—	—	3,125	—
Oct 15, 2017 AForm 4 →	Oct 17, 2:10 pm EDT	Franklin Financial Network Inc.FSB	Jimmy E. AllenDirector	3,125	—	—	3,125	—
Oct 15, 2017 AForm 4 →	Oct 17, 2:10 pm EDT	Franklin Financial Network Inc.FSB	Greg WaldronDirector	3,125	—	—	3,125	—
Oct 15, 2017 AForm 4 →	Oct 17, 2:12 pm EDT	Franklin Financial Network Inc.FSB	Benjamin WyndDirector	3,125	—	—	3,125	—
Oct 12, 2017 MForm 4 →	Oct 17, 2:15 pm EDT	OLD POINT FINANCIAL CORPOPOF	John Cabot IshonDirector	1,250	—	—	0	—	late
Oct 17, 2017 CForm 4 →	Oct 17, 2:17 pm EDT	OptiNose, Inc.OPTN	Entrepreneurs Fund LP +210% Owner	584,220	—	—	0	—
Oct 13, 2017 MForm 4 →	Oct 17, 2:53 pm EDT	CONAGRA BRANDS INC.CAG	Colleen BatchelerEVP Gen Counsel & Corp Secty	133,869	—	—	72,082	—
Oct 13, 2017 MForm 4 →	Oct 17, 3:05 pm EDT	DAVEY TREE EXPERT COno symbol	Karl J WarnkeDirector	431,580	—	—	0	—
Oct 17, 2017 JForm 4 →	Oct 17, 3:09 pm EDT	Wolverine Bancorp, Inc.WBKC	Richard M. ReynoldsDirector	15,022	—	—	0	—
Oct 17, 2017 JForm 4 →	Oct 17, 3:11 pm EDT	Wolverine Bancorp, Inc.WBKC	Eric P. BlackhurstDirector	15,022	—	—	0	—
Oct 17, 2017 JForm 4 →	Oct 17, 3:11 pm EDT	Wolverine Bancorp, Inc.WBKC	J. Donald SheetsDirector	15,022	—	—	0	—
Oct 17, 2017 JForm 4 →	Oct 17, 3:12 pm EDT	Wolverine Bancorp, Inc.WBKC	James W. FisherDirector	15,022	—	—	0	—
Oct 17, 2017 JForm 4 →	Oct 17, 3:13 pm EDT	Wolverine Bancorp, Inc.WBKC	Roberta N. ArnoldDirector	15,022	—	—	0	—
Oct 17, 2017 JForm 4 →	Oct 17, 3:14 pm EDT	Wolverine Bancorp, Inc.WBKC	Howard I UngerleiderDirector	15,022	—	—	0	—
Oct 17, 2017 JForm 4 →	Oct 17, 3:16 pm EDT	Wolverine Bancorp, Inc.WBKC	Joseph M. VanderKelenDirector	15,022	—	—	0	—
Oct 17, 2017 JForm 4 →	Oct 17, 3:18 pm EDT	Wolverine Bancorp, Inc.WBKC	David H. DunnPresident and CEO, Director	8,711	—	—	0	—
Oct 17, 2017 JForm 4 →	Oct 17, 3:24 pm EDT	Wolverine Bancorp, Inc.WBKC	Rick A. RosinskiCOO and Treasurer	2,590	—	—	0	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.