SEC Form 4 · accession 0001209191-17-057061
TransDigm Group INC · TDG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert S Henderson
Officer — Exec.V.P.
Period of report
Oct 16, 2017
Accepted (ET)
Oct 17, 2017 · 8:34 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001260221
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 16, 2017 | M | 15,000 | $27.08 | A | 40,000 | D | |
| Common StockF1 | Oct 16, 2017 | S | 1,526 | $262.6608 | D | 38,474 | D | |
| Common StockF2 | Oct 16, 2017 | S | 8,893 | $263.6058 | D | 29,581 | D | |
| Common StockF3 | Oct 16, 2017 | S | 4,481 | $264.3324 | D | 25,100 | D | |
| Common StockF4 | Oct 16, 2017 | S | 100 | $265.8046 | D | 25,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $27.08 | Oct 16, 2017 | M | 15,000 | D | Sep 30, 2009 | Nov 17, 2018 | Common Stock | 15,000 | 0 | D |
Explanation of responses
- F1Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $261.95 - $262.97. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F2Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $262.98 - $263.94. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F3Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $263.98 - $264.78. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F4Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $265.80 - $265.81. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Remarks
All transactions hereunder were made pursuant to an established 10b5-1 plan.