SEC Form 4 · accession 0001225208-17-016298
BARD C R INC /NJ/ · BCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy P Collins
Officer — Group President
Period of report
Oct 12, 2017
Accepted (ET)
Oct 16, 2017 · 7:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009892
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 12, 2017 | M | 23,910 | $97.685 | A | 50,556 | D | |
| Common Stock | Oct 12, 2017 | M | 17,832 | $136.37 | A | 68,388 | D | |
| Common Stock | Oct 12, 2017 | M | 9,418 | $168.865 | A | 77,806 | D | |
| Common Stock | Oct 12, 2017 | M | 4,390 | $186.425 | A | 82,196 | D | |
| Common Stock | Oct 12, 2017 | M | 268 | $84.575 | A | 82,464 | D | |
| Common StockF2 | Oct 12, 2017 | S | 55,818 | $322.0267 | D | 26,646 | D | |
| Common Stock | holding | — | — | — | 356 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F3,F4 | $186.425 | Oct 12, 2017 | M | 4,390 | D | — | Dec 9, 2025 | Common Stock | 4,390 | 13,172 | D |
| Option (Right to Buy)F3,F5 | $168.865 | Oct 12, 2017 | M | 9,418 | D | — | Dec 10, 2024 | Common Stock | 9,418 | 9,419 | D |
| Option (Right to Buy)F3,F6 | $136.37 | Oct 12, 2017 | M | 17,832 | D | — | Dec 11, 2023 | Common Stock | 17,832 | 5,944 | D |
| Option (Right to Buy)F3,F7 | $97.685 | Oct 12, 2017 | M | 23,910 | D | — | Dec 12, 2022 | Common Stock | 23,910 | 0 | D |
| Option (Right to Buy)F8,F7 | $84.575 | Oct 12, 2017 | M | 268 | D | — | Dec 14, 2021 | Common Stock | 268 | 0 | D |
Explanation of responses
- F1Option exercise and sales are pursuant to a previously disclosed 10b5-1 plan.
- F2Represents the weighted average sales price for price increments ranging from $322.00 to $322.16. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- F3Options granted under 2012 Long Term Incentive Plan of C. R. Bard, Inc. (as Amended and Restated).
- F4Of this option grant 4,390 options fully vested and the remaining options vest in three annual installments beginning on December 9, 2017.
- F5Of this option grant 9,418 options fully vested and the remaining options vest in two annual installments beggining on December 10, 2017.
- F6Of this option grant 17,832 options fully vested and the remaining options vest on December 11, 2017.
- F7Options fully vested and are currently exercisable.
- F8Options granted under 2003 Long Term Incentive Plan of C. R. Bard, Inc. (as Amended and Restated).