SEC Form 5 · accession 0001091818-17-000163
Bravo Multinational Inc. · BRVO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas Barry Brooks
Officer — Vice-president · Director
Period of report
Dec 31, 2016
Accepted (ET)
Oct 17, 2017 · 12:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001444839
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 3, 2016 | A | 1,176,470 | $0.017 | A | 17,609,152 | D | |
| Common StockF2,F3 | Oct 3, 2016 | J | 13,591,363 | $0.0325 | D | 4,017,789 | D | |
| Common StockF2 | Dec 7, 2016 | S | 400,000 | $0.005 | D | 3,617,789 | D | |
| Common StockF2 | Dec 8, 2016 | S | 1,000,000 | $0.005 | D | 2,617,789 | D | |
| Common StockF2 | Dec 14, 2016 | S | 500,000 | $0.005 | D | 2,117,789 | D | |
| Common StockF2 | Dec 16, 2016 | S | 900,000 | $0.004 | D | 1,217,789 | D | |
| Common StockF2 | Dec 19, 2016 | S | 478,000 | $0.004 | D | 739,789 | D | |
| Common StockF2 | Dec 21, 2016 | S | 500,000 | $0.005 | D | 239,789 | D | |
| Common StockF2 | Dec 23, 2016 | S | 239,789 | $0.005 | D | 0 | D | |
| Common StockF1,F4 | Aug 6, 2017 | A | 78,432 | $0.51 | A | 78,432 | D | |
| Common StockF1,F4 | Aug 6, 2017 | A | 97,660 | $0.85 | A | 176,092 | D | |
| Common StockF4 | Sep 27, 2017 | S | 200 | $0.90 | D | 175,892 | D | |
| Common StockF1,F4 | Sep 28, 2017 | A | 23,530 | $0.85 | A | 199,422 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class A Convertable PreferredF5 | $0.10 | Mar 25, 2015 | J | 500,000 | A | Mar 25, 2015 | Jun 18, 2017 | Common Shares | 5,000,000 | 0 | D |
Explanation of responses
- F1Shares issued under S-8 registration for compensation per employment agreement.
- F2Shares listed pre-split prior to 300:1 reverse stock split April 3, 2017
- F3Promissory note issued, share returned to corporate treasury.
- F4Shares listed post-split after a 300:1 reverse stock split on April 3, 2017
- F5Each Series A Preferred has voting rights to 100 shares of common shares and conversion rights to 10 shares of common shares. If holder decides on complete liquidation of the Series A its liquidation value is $0.10. On June 18, 2017 the board of directors and all shareholders of the Series A decided to return the shares to Company's treasury, no monetary transaction occurred.