SEC Form 4 · accession 0001127602-17-029906
PRICE T ROWE GROUP INC · TROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
W. Sharps Robert
Officer — Vice President
Period of report
Oct 13, 2017
Accepted (ET)
Oct 17, 2017 · 7:52 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001113169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 13, 2017 | A | 13 | $90.8206 | A | 476,959 | D | |
| Common Stock | Oct 13, 2017 | M | 30,000 | $48.56 | A | 506,959 | D | |
| Common Stock | Oct 13, 2017 | F | 22,753 | $94.94 | D | 484,206 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $48.56 | Oct 13, 2017 | M | 30,000 | D | Nov 1, 2012 | Sep 8, 2021 | Common Stock | 30,000 | 0 | D |
Explanation of responses
- F1Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.
- F209/08/2011 Grant - The option vests 20% annually over a 5 year period beginning on 11/01/2012.