SEC Form 4 · accession 0000914190-17-000312
Celcuity Inc. · CELC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lance G. Laing
Officer — Chief Science Officer · Director · 10% Owner
Period of report
Sep 19, 2017
Accepted (ET)
Oct 16, 2017 · 4:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001603454
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 1,250,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $9.50 | Sep 19, 2017 | A | 4,110 | A | Sep 19, 2018 | Sep 19, 2027 | Common Stock | 4,110 | 4,110 | D |
| Stock Option (right to buy)F1 | $8.40 | holding | — | — | — | — | May 17, 2027 | Common Stock | 16,125 | 16,125 | D |
Explanation of responses
- F1Fully vested.