SEC Form 4 · accession 0001140361-17-038857

Wolverine Bancorp, Inc. · WBKC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — COO and Treasurer

Period of report

Oct 17, 2017

Accepted (ET)

Oct 17, 2017 · 3:24 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001500836

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	D/I	Nature of ownership
Common Stock^F1	Oct 17, 2017	J	14,447	—	D	D
Common Stock^F1	Oct 17, 2017	J	2,713	—	D	I	By 401(k)
Common Stock^F1	Oct 17, 2017	J	6,596	—	D	I	By ESOP
Common Stock^F1	Oct 17, 2017	J	10,257	—	D	I	By Long Term Incentive Plan

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Options^F2	$17.30	Oct 17, 2017	J	90	D	Aug 21, 2013	Aug 21, 2022	Common Stock	90	0	D
Stock Options^F2	$26.03	Oct 17, 2017	J	2,500	D	Dec 15, 2016	Dec 15, 2025	Common Stock	2,500	0	D

F1Each share of common stock was converted into and became exchangeable for the right to receive 1.0152 shares of Horizon Bancorp common stock and $14.00 in cash.
F2Stock options have been cancelled and each option holder will receive a cash payment upon such cancellation in an amount equal to the product of (i) the number of shares of Issuer common stock provided for by such option and (ii) $40.00 minus the exercise price of the option.