SEC Form 4 · accession 0001127602-17-029856
Toll Brothers, Inc. · TOL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul E Shapiro
Director
Period of report
Jun 12, 2017
Accepted (ET)
Oct 16, 2017 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000794170
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 12, 2017 | G | 625 | $0.00 | D | 131,693 | D | |
| Common Stock | Oct 13, 2017 | M | 16,250 | $20.76 | A | 147,943 | D | |
| Common StockF1,F2 | Oct 13, 2017 | S | 16,250 | $42.5752 | D | 131,693 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F3 | $20.76 | Oct 13, 2017 | M | 16,250 | D | Dec 20, 2008 | Dec 20, 2017 | Common Stock | 16,250 | 0 | D |
Explanation of responses
- F1The Reporting person will provide, upon request by SEC staff, the issuer or a security holder, the full information about the number of shares sold at each separate sales price.
- F2Weighted average sales price. Actual sale prices ranged from $42.56 to $42.601.
- F3Exercisable 50% on 12/20/2008, 12/20/2009