SEC Form 4 · accession 0001593806-17-000041
Guidewire Software, Inc. · GWRE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott Roza
Officer — Chief Business Officer
Period of report
Oct 16, 2017
Accepted (ET)
Oct 16, 2017 · 9:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001528396
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 16, 2017 | M | 583 | $45.80 | A | 1,383 | D | |
| Common Stock | Oct 16, 2017 | M | 199 | $45.80 | A | 1,582 | D | |
| Common Stock | Oct 16, 2017 | S | 782 | $78.51 | D | 800 | D | |
| Common Stock | holding | — | — | — | 500 | I | by Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (right to buy)F2 | $45.80 | Oct 16, 2017 | M | 198 | D | — | Dec 5, 2023 | Common Stock | 198 | 199 | D |
| Non-Qualified Stock Option (right to buy)F2 | $45.80 | Oct 16, 2017 | M | 583 | D | — | Dec 5, 2023 | Common Stock | 583 | 583 | D |
Explanation of responses
- F1Automatic option exercise and sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 22, 2016.
- F2When both ISO and NQ Stock Options granted on December 5, 2013 are combined, they vest over four years of continuous service as follows: 1/4th of the underlying shares vest on the one year anniversary of the vesting commencement date of November 15, 2013 and an additional 1/48th of the underlying shares vest monthly thereafter.