Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Jul 17, 2017

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

148 filings · trading day Jul 17, 2017Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Jul 12, 2017 DForm 4 →	Jul 14, 5:28 pm EDT	CHARTER COMMUNICATIONS, INC. /MO/CHTR	ADVANCE/NEWHOUSE PARTNERSHIP +4Director, 10% Owner	619,085	$338.54	$209,585,036	26,455,705	—
Apr 26, 2017 JForm 4 →	Jul 14, 5:52 pm EDT	LILIS ENERGY, INC.LLEX	George G Hicks +910% Owner	548,389	$5.50	$3,016,140	886,225	—	late
Apr 26, 2017 JForm 4 →	Jul 14, 5:54 pm EDT	LILIS ENERGY, INC.LLEX	VARDE INVESTMENT PARTNERS LP +310% Owner	548,389	$5.50	$3,016,140	886,225	—	late
Jul 12, 2017 AForm 4 →	Jul 14, 4:00 pm EDT	PAYCHEX INCPAYX	Stephanie L SchaefferCLO, Secretary	20,579	$57.24	$1,177,942	20,579	—
Jul 12, 2017 AForm 4 →	Jul 14, 4:03 pm EDT	PAYCHEX INCPAYX	Laurie L. ZauchaVice President	20,579	$57.24	$1,177,942	20,579	—
Jul 12, 2017 AForm 4 →	Jul 14, 4:01 pm EDT	PAYCHEX INCPAYX	Jennifer R. VosslerVP/Controller	19,436	$57.24	$1,112,517	19,436	—
Jul 13, 2017 MForm 4 →	Jul 14, 6:34 pm EDT	Bank of Marin BancorpBMRC	Michaela K RodenoDirector	8,040	$43.97	$353,519	2,011	—
Jul 12, 2017 FMForm 4 →	Jul 14, 4:35 pm EDT	ARRIS International plcARRS	Bruce William McClellandCEO, Director	16,820	$28.06	$226,360	0	—
Jul 12, 2017 FMForm 4 →	Jul 14, 4:35 pm EDT	ARRIS International plcARRS	David PottsEVP OF FINANCE, CFO	15,650	$28.06	$210,618	0	—
Jun 20, 2017 AForm 4 →	Jul 14, 5:19 pm EDT	CCA INDUSTRIES INCCAW	Douglas J HaasPresident/COO	50,000	$3.30	$165,000	110,000	—	late
Jun 20, 2017 AForm 4 →	Jul 14, 5:36 pm EDT	CCA INDUSTRIES INCCAW	Stephen HeitChief Financial Officer, Director	35,000	$3.30	$115,500	105,000	—	late
Jul 13, 2017 AForm 4 →	Jul 17, 3:37 pm EDT	FULLER H B COFUL	Thomas W HandleyDirector	2,248	$51.15	$115,000	36,255	—
Jul 13, 2017 AForm 4 →	Jul 17, 3:37 pm EDT	FULLER H B COFUL	Maria Teresa HiladoDirector	2,248	$51.15	$115,000	14,609	—
Jul 13, 2017 AForm 4 →	Jul 17, 3:38 pm EDT	FULLER H B COFUL	J Michael LoshDirector	2,248	$51.15	$115,000	77,123	—
Jul 13, 2017 AForm 4 →	Jul 17, 3:38 pm EDT	FULLER H B COFUL	Lee R MitauDirector	2,248	$51.15	$115,000	105,027	—
Jul 13, 2017 AForm 4 →	Jul 17, 3:38 pm EDT	FULLER H B COFUL	Dante C ParriniDirector	2,248	$51.15	$115,000	11,137	—
Jul 13, 2017 AForm 4 →	Jul 17, 3:38 pm EDT	FULLER H B COFUL	John C Van Roden Jr.Director	2,248	$51.15	$115,000	32,882	—
Jul 13, 2017 AForm 4 →	Jul 17, 3:38 pm EDT	FULLER H B COFUL	R William Van SantDirector	2,248	$51.15	$115,000	84,390	—
Jul 12, 2017 MForm 4 →	Jul 14, 4:52 pm EDT	BOINGO WIRELESS INCWIFI	David HaganChief Executive Officer, Director	75,000	$1.40	$105,000	285,000	—
Jul 12, 2017 FMForm 4 →	Jul 14, 4:35 pm EDT	ARRIS International plcARRS	Lawrence RobinsonPRES, CONSUMER PREMISES GROUP	6,290	$28.06	$81,374	0	—
Jul 12, 2017 FMForm 4 →	Jul 14, 4:35 pm EDT	ARRIS International plcARRS	James R BrennanSVP, GLOBAL SUPPLY CHAIN	4,031	$28.06	$52,135	0	—
Jul 12, 2017 FMForm 4 →	Jul 14, 4:35 pm EDT	ARRIS International plcARRS	Stephen J. McCafferyPRESIDENT, INTERNATIONAL SALES	4,191	$28.06	$48,235	0	—
Jul 13, 2017 AForm 4 →	Jul 17, 2:00 pm EDT	ALLIANT ENERGY CORPLNT	Patrick E AllenDirector	692	$39.73	$27,500	16,702	—
Jul 13, 2017 AForm 4 →	Jul 17, 2:02 pm EDT	ALLIANT ENERGY CORPLNT	Michael L BennettDirector	692	$39.73	$27,500	91,007	—
Jul 13, 2017 AForm 4 →	Jul 17, 2:04 pm EDT	ALLIANT ENERGY CORPLNT	Susan D WhitingDirector	555	$39.73	$22,031	12,715	—
Jul 7, 2017 AForm 4 →	Jul 14, 6:24 pm EDT	NOBLE ROMANS INCNROM	Marcel HerbstDirector	40,000	$0.51	$20,400	675,000	—	late
Jul 7, 2017 AForm 4 →	Jul 17, 10:27 am EDT	NOBLE ROMANS INCNROM	Douglas Harold Coape-ArnoldDirector	40,000	$0.51	$20,400	429,239	—	late
Jul 13, 2017 AForm 4 →	Jul 14, 5:11 pm EDT	CareDx, Inc.CDNA	William A HagstromDirector	15,000	$1.22	$18,300	15,000	—
Jul 13, 2017 AForm 4 →	Jul 14, 5:11 pm EDT	CareDx, Inc.CDNA	Ralph SnydermanDirector	15,000	$1.22	$18,300	15,000	—
Jul 13, 2017 AForm 4 →	Jul 14, 5:13 pm EDT	CareDx, Inc.CDNA	Fred E CohenDirector	15,000	$1.22	$18,300	15,000	—
Jul 13, 2017 AForm 4 →	Jul 14, 5:14 pm EDT	CareDx, Inc.CDNA	Michael GoldbergDirector	15,000	$1.22	$18,300	15,000	—
Jul 13, 2017 AForm 4 →	Jul 14, 5:16 pm EDT	CareDx, Inc.CDNA	George BickerstaffDirector	15,000	$1.22	$18,300	15,000	—
Jul 13, 2017 AForm 4 →	Jul 17, 2:15 pm EDT	VERIZON COMMUNICATIONS INCVZ	Lowell C McAdamChairman and CEO, Director	247	$12.41	$3,069	355,223	—
Jul 14, 2017 AForm 4 →	Jul 17, 11:57 am EDT	CHURCH & DWIGHT CO INC /DE/CHD	Britta BomhardEVP & Chief Marketing Officer	50	$52.62	$2,646	639	—
Jul 14, 2017 AForm 4 →	Jul 17, 11:58 am EDT	CHURCH & DWIGHT CO INC /DE/CHD	Matthew FarrellPresident and CEO, Director	40	$52.62	$2,083	81,076	—
Jul 15, 2017 AForm 4 →	Jul 17, 3:59 pm EDT	HEMISPHERX BIOPHARMA INCHEB	Adam PascaleCFO	6,042	$0.34	$2,054	6,042	—
Jul 13, 2017 AForm 4 →	Jul 17, 2:16 pm EDT	VERIZON COMMUNICATIONS INCVZ	Craig L. SillimanEVP of PubPolicy & Gen Counsel	160	$12.41	$1,984	73,591	—
Jul 13, 2017 AForm 4 →	Jul 17, 2:17 pm EDT	VERIZON COMMUNICATIONS INCVZ	John G StrattonEVP&Pres - Global Operations	126	$12.41	$1,569	126,338	—
Jul 13, 2017 AForm 4 →	Jul 17, 2:18 pm EDT	VERIZON COMMUNICATIONS INCVZ	Marni M WaldenEVP&Pres - Global Media	126	$12.41	$1,569	206,234	—
Jul 13, 2017 AForm 4 →	Jul 17, 2:15 pm EDT	VERIZON COMMUNICATIONS INCVZ	Marc C ReedEVP & Chief Admin. Officer	99	$12.41	$1,223	67,956	—
Jul 14, 2017 AForm 4 →	Jul 17, 11:55 am EDT	CHURCH & DWIGHT CO INC /DE/CHD	Richard A DierkerEVP Finance & CFO	22	$52.62	$1,152	2,089	—
Jul 13, 2017 AForm 4 →	Jul 17, 2:14 pm EDT	VERIZON COMMUNICATIONS INCVZ	Matthew D. EllisEVP and CFO	89	$12.41	$1,107	11,730	—
Jul 14, 2017 AForm 4 →	Jul 17, 12:44 pm EDT	INTERNATIONAL BUSINESS MACHINES CORPIBM	James J KavanaughSenior Vice President	6	$154.24	$925	5,092	—
Jul 14, 2017 AForm 4 →	Jul 17, 12:45 pm EDT	INTERNATIONAL BUSINESS MACHINES CORPIBM	Kenneth M KeverianSenior Vice President	5	$154.24	$771	6,919	—
Jul 13, 2017 AForm 4 →	Jul 17, 2:17 pm EDT	VERIZON COMMUNICATIONS INCVZ	Anthony T SkiadasSVP & Controller	36	$12.41	$450	49,356	—
Jul 14, 2017 AForm 4 →	Jul 17, 1:52 pm EDT	PRINCIPAL FINANCIAL GROUP INCPFG	Timothy Mark DunbarEVP & Chief Investment Officer	5	$66.10	$350	6,572	—
Jul 12, 2017 MForm 4 →	Jul 14, 4:03 pm EDT	ALLIANCEBERNSTEIN HOLDING L.P.AB	James A GingrichChief Operating Officer	10,500	—	—	160,283	—
Jul 13, 2017 AForm 4 →	Jul 14, 4:11 pm EDT	EMMIS COMMUNICATIONS CORPEMMS	Susan B BayhDirector	25,000	—	—	25,000	—
Jul 13, 2017 AForm 4 →	Jul 14, 4:11 pm EDT	EMMIS COMMUNICATIONS CORPEMMS	James M DubinDirector	25,000	—	—	25,000	—
Jul 13, 2017 AForm 4 →	Jul 14, 4:12 pm EDT	EMMIS COMMUNICATIONS CORPEMMS	Gary L KaseffDirector	25,000	—	—	25,000	—
Jul 13, 2017 AForm 4 →	Jul 14, 4:12 pm EDT	EMMIS COMMUNICATIONS CORPEMMS	Richard A LeventhalDirector	25,000	—	—	25,000	—
Jul 13, 2017 AForm 4 →	Jul 14, 4:12 pm EDT	EMMIS COMMUNICATIONS CORPEMMS	Peter A LundDirector	25,000	—	—	25,000	—
Jul 13, 2017 AForm 4 →	Jul 14, 4:12 pm EDT	EMMIS COMMUNICATIONS CORPEMMS	Greg NathansonDirector	25,000	—	—	25,000	—
Jul 13, 2017 AForm 4 →	Jul 14, 4:12 pm EDT	EMMIS COMMUNICATIONS CORPEMMS	Lawrence B SorrelDirector	25,000	—	—	25,000	—
Jul 12, 2017 CForm 4 →	Jul 14, 4:18 pm EDT	Camping World Holdings, Inc.CWH	Brent L. MoodyChief Operating, Legal Officer	26,821	—	—	397,568	—
Jul 14, 2017 MForm 4 →	Jul 14, 4:21 pm EDT	COOPER COMPANIES INCCOO	Paul L RemmellPres & CEO - CooperSurgical	10,646	—	—	5,351	—
Jul 12, 2017 MForm 4 →	Jul 14, 4:23 pm EDT	Axalta Coating Systems Ltd.AXTA	Sean M. LannonVP Corp Fin & Controller, PAO	5,000	—	—	3,892	—
Jul 12, 2017 AForm 4 →	Jul 14, 4:30 pm EDT	MAGNACHIP SEMICONDUCTOR CorpMX	Gary W. TannerDirector	11,833	—	—	11,833	—
Jul 12, 2017 AForm 4 →	Jul 14, 4:30 pm EDT	MAGNACHIP SEMICONDUCTOR CorpMX	Melvin L KeatingDirector	11,833	—	—	11,833	—
Jul 12, 2017 AForm 4 →	Jul 14, 4:30 pm EDT	MAGNACHIP SEMICONDUCTOR CorpMX	Tavakoli NaderDirector	11,833	—	—	11,833	—
Jul 12, 2017 AForm 4 →	Jul 14, 4:30 pm EDT	MAGNACHIP SEMICONDUCTOR CorpMX	Ilbok LeeDirector	11,833	—	—	11,833	—
Jul 12, 2017 AForm 4 →	Jul 14, 4:32 pm EDT	MAGNACHIP SEMICONDUCTOR CorpMX	Camillo MartinoDirector	11,833	—	—	11,833	—
Jul 12, 2017 MForm 4 →	Jul 14, 4:36 pm EDT	Sensata Technologies Holding N.V.ST	Thomas Wroe Jr.Director	40,000	—	—	45,000	—
Jul 13, 2017 MForm 4 →	Jul 14, 4:40 pm EDT	ADOBE SYSTEMS INCADBE	Charles M GeschkeDirector	25,000	—	—	0	—
Jul 12, 2017 AForm 4 →	Jul 14, 4:46 pm EDT	PATTERSON UTI ENERGY INCPTEN	James Michael HolcombPresident-Drilling Subsidiary	57,000	—	—	57,000	—
Jul 12, 2017 AForm 4 →	Jul 14, 4:48 pm EDT	PATTERSON UTI ENERGY INCPTEN	Seth David WexlerSVP/General Counsel/Secretary	57,000	—	—	57,000	—
Jul 13, 2017 MForm 4 →	Jul 14, 4:48 pm EDT	UNITED THERAPEUTICS CorpUTHR	Martine A RothblattChairman & CEO, Director	2,176	—	—	43,531	—
Jul 13, 2017 AForm 4 →	Jul 14, 4:51 pm EDT	CATALYST BIOSCIENCES, INC.CBIO	Errol B DesouzaDirector	10,000	—	—	10,000	—
Jul 13, 2017 AForm 4 →	Jul 14, 4:52 pm EDT	CATALYST BIOSCIENCES, INC.CBIO	Stephen A HillDirector	10,000	—	—	10,000	—
Jul 13, 2017 AForm 4 →	Jul 14, 4:53 pm EDT	CATALYST BIOSCIENCES, INC.CBIO	Augustine LawlorDirector	10,000	—	—	10,000	—
Jul 12, 2017 MForm 4 →	Jul 14, 4:54 pm EDT	MICRON TECHNOLOGY INCMU	Brian ShirleySVP, DRAM and Emerging Memory	27,250	—	—	27,250	—
Jun 1, 2017 AForm 4 →	Jul 14, 4:54 pm EDT	Pilgrim Bancshares, Inc.PLRM	William H Ohrenberger IIIDirector	7,500	—	—	7,500	—	late amended
Jul 13, 2017 AForm 4 →	Jul 14, 4:54 pm EDT	CATALYST BIOSCIENCES, INC.CBIO	Harold E SelickDirector	10,000	—	—	10,000	—
Jul 12, 2017 MForm 4 →	Jul 14, 4:56 pm EDT	TRIBUNE MEDIA COTRCO	Chandler BigelowEVP & CFO	3,835	—	—	30,682	—
Jul 12, 2017 MForm 4 →	Jul 14, 4:58 pm EDT	TRIBUNE MEDIA COTRCO	Edward P LazarusEVP, General Counsel & CSO	3,835	—	—	30,682	—
Jul 12, 2017 MForm 4 →	Jul 14, 5:00 pm EDT	Groupon, Inc.GRPN	James SullivanChief Product Officer	46,833	—	—	93,667	—
Jul 12, 2017 MForm 4 →	Jul 14, 5:00 pm EDT	SYSCO CORPSYY	William J DeLaney IIIChief Executive Officer, Director	30,000	—	—	90,000	—
Jul 12, 2017 MForm 4 →	Jul 14, 5:15 pm EDT	GrubHub Inc.GRUB	Maria BelousovaChief Technology Officer	1,266	—	—	37,990	—
Jul 12, 2017 MForm 4 →	Jul 14, 5:16 pm EDT	GrubHub Inc.GRUB	Adam DeWittCFO and Treasurer	3,000	—	—	88,000	—
Jul 12, 2017 MForm 4 →	Jul 14, 5:17 pm EDT	GrubHub Inc.GRUB	Margo DruckerSVP, Secretary, Gen Counsel	183	—	—	7,512	—
Jun 29, 2017 ADForm 4 →	Jul 14, 5:21 pm EDT	New York & Company, Inc.NWY	Adam RatnerVP and General Counsel	21,687	—	—	4,013	—	late
Jun 29, 2017 ADForm 4 →	Jul 14, 5:22 pm EDT	New York & Company, Inc.NWY	Faeth BradleyEVP, Human Resources	654,761	—	—	83,496	—	late
Jun 29, 2017 ADForm 4 →	Jul 14, 5:23 pm EDT	New York & Company, Inc.NWY	John M WorthingtonPresident and COO	1,373,083	—	—	91,935	—	late
Jun 29, 2017 ADForm 4 →	Jul 14, 5:24 pm EDT	New York & Company, Inc.NWY	Gregory J ScottChief Executive Officer, Director	2,320,480	—	—	122,580	—	late
Jun 29, 2017 ADForm 4 →	Jul 14, 5:25 pm EDT	New York & Company, Inc.NWY	Sheamus ToalEVP and CFO	740,479	—	—	70,249	—	late
Jul 12, 2017 AForm 4 →	Jul 14, 5:28 pm EDT	Corium International, Inc.CORI	Parminder SinghCTO & Vice President, R&D	12,500	—	—	12,500	—
Jul 12, 2017 CForm 4 →	Jul 14, 5:50 pm EDT	CASTLIGHT HEALTH, INC.CSLT	MAVERICK CAPITAL LTD +310% Owner	517,358	—	—	7,216,028	—
Jul 14, 2017 MForm 4 →	Jul 14, 5:54 pm EDT	TransDigm Group INCTDG	Jorge ValladaresExecutive Vice President	5,900	—	—	13,000	—
Jul 13, 2017 AForm 4 →	Jul 14, 6:00 pm EDT	LILIS ENERGY, INC.LLEX	James L Linville Jr.President	325,000	—	—	325,000	—
Jul 3, 2017 MForm 4 →	Jul 14, 6:01 pm EDT	PUMA BIOTECHNOLOGY, INC.PBYI	Richard Paul BryceSR VP, CLINICAL RESEARCH & DEV	5,000	—	—	97,000	—	late
Jul 13, 2017 MForm 4 →	Jul 14, 6:03 pm EDT	INSTRUCTURE INCINST	Steven B. KaminskyChief Financial Officer	10,000	—	—	2,671	—
Jun 20, 2017 AForm 4 →	Jul 14, 6:29 pm EDT	OTONOMY, INC.OTIC	Vickie L CappsDirector	15,000	—	—	15,000	—	late
Jun 20, 2017 AForm 4 →	Jul 14, 6:31 pm EDT	OTONOMY, INC.OTIC	Jay LichterDirector	15,000	—	—	15,000	—	late
Jun 20, 2017 AForm 4 →	Jul 14, 6:32 pm EDT	OTONOMY, INC.OTIC	Iain McGillDirector	15,000	—	—	15,000	—	late
Jun 20, 2017 AForm 4 →	Jul 14, 6:34 pm EDT	OTONOMY, INC.OTIC	George J MorrowDirector	15,000	—	—	15,000	—	late
Jun 20, 2017 AForm 4 →	Jul 14, 6:35 pm EDT	OTONOMY, INC.OTIC	Heather PrestonDirector	15,000	—	—	15,000	—	late
Jun 20, 2017 AForm 4 →	Jul 14, 6:37 pm EDT	OTONOMY, INC.OTIC	Theodore R SchroederDirector	15,000	—	—	15,000	—	late
Jul 14, 2017 MForm 4 →	Jul 14, 6:42 pm EDT	SEMTECH CORPSMTC	Mohan MaheswaranPresident and CEO, Director	66,000	—	—	154,000	—
Jul 14, 2017 MForm 4 →	Jul 14, 6:43 pm EDT	SEMTECH CORPSMTC	Asaf SilbersteinSVP	1,000	—	—	5,000	—
Jul 12, 2017 AForm 4 →	Jul 14, 6:54 pm EDT	KILROY REALTY CORPNYSE: KRC	John B Kilroy Jr.Chairman, President and CEO, Director	679	—	—	233,040	—	amended
Jul 12, 2017 AForm 4 →	Jul 14, 6:54 pm EDT	KILROY REALTY CORPNYSE: KRC	Heidi Rena RothEVP, CAO and Controller	48	—	—	8,618	—	amended
Jul 12, 2017 AForm 4 →	Jul 14, 6:54 pm EDT	KILROY REALTY CORPNYSE: KRC	Jeffrey C HawkenEVP and COO	519	—	—	116,646	—	amended
Jul 12, 2017 AForm 4 →	Jul 14, 6:55 pm EDT	KILROY REALTY CORPNYSE: KRC	Tyler H RoseEVP and CFO	382	—	—	66,290	—	amended
Jul 12, 2017 AForm 4 →	Jul 14, 6:55 pm EDT	KILROY REALTY CORPNYSE: KRC	Justin William SmartSee Remarks	312	—	—	54,048	—	amended
Jul 12, 2017 MForm 4 →	Jul 14, 6:58 pm EDT	CONSUMER PORTFOLIO SERVICES INCCPSS	Laurie StratenSr. Vice President	10,000	—	—	0	—
Jul 14, 2017 MForm 4 →	Jul 14, 7:05 pm EDT	Guidewire Software, Inc.GWRE	Marcus RyuCEO and President, Director	10,341	—	—	0	—
Jun 16, 2017 AForm 4 →	Jul 14, 7:27 pm EDT	PORTOLA PHARMACEUTICALS INCPTLA	Jeffrey W BirdDirector	6,000	—	—	6,000	—	late
Jul 12, 2017 CForm 4 →	Jul 14, 8:04 pm EDT	Facebook IncFB	Mark ZuckerbergCOB and CEO, Director, 10% Owner	205,016	—	—	401,097,577	—
Jul 14, 2017 MForm 4 →	Jul 14, 8:06 pm EDT	SANGAMO THERAPEUTICS, INCSGMO	Curt A. Herberts IIISr.VP & Chief Business Officer	172	—	—	3,474	—
Jul 12, 2017 MForm 4 →	Jul 14, 8:07 pm EDT	CBS CORPCBS, CBS.A	Leslie MoonvesChairman, President & CEO, Director	200,000	—	—	600,000	—
Jul 12, 2017 MForm 4 →	Jul 14, 8:08 pm EDT	e.l.f. Beauty, Inc.ELF	Jonathan T. FieldmanSee Remarks	2,000	—	—	93,000	—
Jul 12, 2017 DForm 4 →	Jul 14, 9:15 pm EDT	Exela Technologies, Inc.XELA	Jeffry N Quinn +110% Owner	17,985,193	—	—	0	—
Jun 7, 2017 AForm 4 →	Jul 17, 8:52 am EDT	Medicine Man Technologies, Inc.MDCL	Brett RoperCEO/Secretary, Director	1,000,000	—	—	1,000,000	—	late
Jun 7, 2017 AForm 4 →	Jul 17, 9:05 am EDT	Medicine Man Technologies, Inc.MDCL	Andrew Johns WilliamsDirector, 10% Owner	750,000	—	—	750,000	—	late
Jun 1, 2017 AForm 4/A →	Jul 17, 9:10 am EDT	Pilgrim Bancshares, Inc.PLRM	William H Ohrenberger IIIDirector	7,500	—	—	7,500	—
Jun 7, 2017 AForm 4 →	Jul 17, 9:13 am EDT	Medicine Man Technologies, Inc.MDCL	Paul DickmanDirector	250,000	—	—	250,000	—	late
Jul 13, 2017 AForm 4 →	Jul 17, 10:28 am EDT	KROGER COKR	Mary Ellen AdcockGroup Vice President	53,307	—	—	53,307	—
Jul 13, 2017 AForm 4 →	Jul 17, 10:32 am EDT	KROGER COKR	Jessica C AdelmanGroup Vice President	43,516	—	—	43,516	—
Jul 13, 2017 AForm 4 →	Jul 17, 10:36 am EDT	KROGER COKR	Stuart AitkenGroup Vice President	55,742	—	—	55,742	—
Jul 13, 2017 AForm 4 →	Jul 17, 10:38 am EDT	KROGER COKR	Robert W ClarkSenior Vice President	105,074	—	—	105,074	—
Jul 13, 2017 AForm 4 →	Jul 17, 10:40 am EDT	KROGER COKR	Yael CossetGroup Vice President	43,516	—	—	43,516	—
Jul 13, 2017 AForm 4 →	Jul 17, 10:42 am EDT	KROGER COKR	Michael Joseph DonnellyExecutive Vice President	165,698	—	—	165,698	—
Jul 13, 2017 AForm 4 →	Jul 17, 10:45 am EDT	KROGER COKR	Carin L FikeVice President and Treasurer	18,766	—	—	5,541	—
Jul 13, 2017 AForm 4 →	Jul 17, 10:47 am EDT	KROGER COKR	Todd A FoleyVice President & Controller	13,819	—	—	13,819	—
Jul 13, 2017 AForm 4 →	Jul 17, 10:48 am EDT	KROGER COKR	Christopher T HjelmExecutive Vice President	165,698	—	—	165,698	—
Jul 13, 2017 AForm 4 →	Jul 17, 10:50 am EDT	KROGER COKR	Calvin J KaufmanSenior Vice President	91,276	—	—	91,276	—
Jul 13, 2017 MForm 4 →	Jul 17, 10:51 am EDT	EATON VANCE CORPEV	Jeffrey P BealeChief Administrative Officer	39,343	—	—	0	—
Jul 13, 2017 AForm 4 →	Jul 17, 10:52 am EDT	KROGER COKR	Timothy A MassaGroup Vice President	45,065	—	—	45,065	—
Jul 13, 2017 AForm 4 →	Jul 17, 10:53 am EDT	KROGER COKR	W Rodney McMullenChairman of the Board & CEO, Director	573,127	—	—	573,127	—
Jul 13, 2017 AForm 4 →	Jul 17, 10:55 am EDT	KROGER COKR	Frederick J Morganthall IIExecutive Vice President	165,698	—	—	165,698	—
Jul 13, 2017 AForm 4 →	Jul 17, 10:56 am EDT	KROGER COKR	J Michael SchlotmanExecutive Vice President	220,930	—	—	220,930	—
Jul 13, 2017 AForm 4 →	Jul 17, 10:57 am EDT	KROGER COKR	Erin S SharpGroup Vice President	43,516	—	—	43,516	—
Jul 13, 2017 AForm 4 →	Jul 17, 10:58 am EDT	KROGER COKR	Alessandro TosoliniSenior Vice President	70,049	—	—	70,049	—
Jul 13, 2017 AForm 4 →	Jul 17, 11:00 am EDT	KROGER COKR	Mark C TuffinSenior Vice President	70,049	—	—	70,049	—
Jul 13, 2017 AMForm 4 →	Jul 17, 11:01 am EDT	KROGER COKR	Christine S WheatleyGroup Vice President	47,638	—	—	45,638	—
Jun 30, 2017 AForm 4 →	Jul 17, 11:20 am EDT	EBIX INCEBIX	Hans U BenzDirector	6,000	—	—	6,000	—	late
Jul 13, 2017 AForm 4 →	Jul 17, 11:25 am EDT	CATALYST BIOSCIENCES, INC.CBIO	John P RichardDirector	10,000	—	—	10,000	—
Jul 14, 2017 MForm 4 →	Jul 17, 12:32 pm EDT	BUCKEYE PARTNERS, L.P.BPL	William J HollisSVP	1,651	—	—	0	—
Jul 14, 2017 MForm 4 →	Jul 17, 1:59 pm EDT	RESMED INCRMD	James HollingsheadPresident, Americas	5,265	—	—	7,019	—
Jul 14, 2017 MForm 4 →	Jul 17, 2:48 pm EDT	PRICE T ROWE GROUP INCTROW	W. Sharps RobertVice President	30,000	—	—	1,803	—
Jul 13, 2017 MForm 4 →	Jul 17, 3:01 pm EDT	CHEMBIO DIAGNOSTICS, INC.CEMI	Gary MellerDirector	10,000	—	—	8,750	—
Jul 15, 2017 MForm 4 →	Jul 17, 3:35 pm EDT	MTS SYSTEMS CORPMTSC	Brian T RossChief Financial Officer	146	—	—	290	—
Jul 13, 2017 AForm 4 →	Jul 17, 3:40 pm EDT	CULP INCCFI	Robert G Culp IIIChairman of the Board, Director	8,846	—	—	8,846	—
Jul 14, 2017 MForm 4/A →	Jul 17, 3:43 pm EDT	PRICE T ROWE GROUP INCTROW	William J StrombergCEO and President, Director	51,921	—	—	0	—
Jul 13, 2017 MForm 4 →	Jul 17, 3:44 pm EDT	TRANS WORLD ENTERTAINMENT CORPTWMC	Scott E HoffmanChief Merchandising Officer	2,500	—	—	5,000	—
Jul 14, 2017 MForm 4 →	Jul 17, 3:45 pm EDT	SolarEdge Technologies IncSEDG	Zvi LandoVice President, Global Sales	1,300	—	—	83,841	—
Jul 14, 2017 MForm 4 →	Jul 17, 3:46 pm EDT	SolarEdge Technologies IncSEDG	Rachel PrishkolnikVP General Counsel	300	—	—	27,500	—
Jul 13, 2017 AForm 4 →	Jul 17, 3:56 pm EDT	CULP INCCFI	Franklin N SaxonChief Executive Officer, Director	13,245	—	—	13,245	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.