SEC Form 4 · accession 0000899243-17-018281
CareDx, Inc. · CDNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William A Hagstrom
Director
Period of report
Jul 13, 2017
Accepted (ET)
Jul 14, 2017 · 5:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001217234
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 13, 2017 | A | 5,000 | $0.00 | A | 25,840 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $1.22 | Jul 13, 2017 | A | 15,000 | A | — | Jul 13, 2027 | Common Stock | 15,000 | 15,000 | D |
Explanation of responses
- F1The reported securities are represented by restricted stock units which shall vest on July 13, 2018.
- F21/12th of the shares subject to the option shall vest on August 13, 2017 and the shares subject to the option shall vest monthly thereafter through July 13, 2018.