SEC Form 4 · accession 0001140361-17-027913
e.l.f. Beauty, Inc. · ELF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan T. Fieldman
Officer — See Remarks
Period of report
Jul 12, 2017
Accepted (ET)
Jul 14, 2017 · 8:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001600033
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par valueF2 | Jul 12, 2017 | M | 2,000 | $8.22 | A | 50,647 | D | |
| Common Stock, $0.01 par valueF2 | Jul 12, 2017 | M | 2,000 | $25.37 | D | 48,647 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $8.22 | Jul 12, 2017 | M | 2,000 | D | — | Aug 9, 2026 | Common Stock, $0.01 par value | 2,000 | 93,000 | D |
Explanation of responses
- F1Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on May 18, 2017.
- F2Includes 26,647 Restricted Stock Units.
- F3The option was previously granted with vesting dependent upon the achievement of performance milestones; such milestones were subsequently met, and the option is now fully vested and immediately exercisable.
Remarks
Senior Vice President, Operations