SEC Form 4 · accession 0001209191-17-045239
TransDigm Group INC · TDG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jorge Valladares
Officer — Executive Vice President
Period of report
Jul 14, 2017
Accepted (ET)
Jul 14, 2017 · 5:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001260221
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 14, 2017 | M | 5,900 | $27.08 | A | 14,900 | D | |
| Common StockF1 | Jul 14, 2017 | S | 2,650 | $277.2827 | D | 12,250 | D | |
| Common StockF2 | Jul 14, 2017 | S | 2,950 | $278.5932 | D | 9,300 | D | |
| Common StockF3 | Jul 14, 2017 | S | 300 | $278.9967 | D | 9,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $27.08 | Jul 14, 2017 | M | 5,900 | D | Sep 30, 2009 | Nov 17, 2018 | Common Stock | 5,900 | 13,000 | D |
Explanation of responses
- F1Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $276.64 - $277.585. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F2Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $277.96- $278.905. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F3Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $278.99 - $279. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Remarks
All transactions reported hereon made pursuant to a previously established 10b5-1 plan.