SEC Form 4 · accession 0001127602-17-023606
COOPER COMPANIES, INC. · COO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul L Remmell
Officer — Pres & CEO - CooperSurgical
Period of report
Jul 14, 2017
Accepted (ET)
Jul 14, 2017 · 4:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711404
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 14, 2017 | M | 6,186 | $95.74 | A | 6,186 | D | |
| Common Stock | Jul 14, 2017 | M | 3,122 | $119.89 | A | 9,308 | D | |
| Common Stock | Jul 14, 2017 | M | 1,338 | $162.28 | A | 10,646 | D | |
| Common StockF1 | Jul 14, 2017 | S | 9,294 | $248.4639 | D | 1,352 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $95.74 | Jul 14, 2017 | M | 6,186 | D | — | Dec 11, 2022 | Common Stock | 6,186 | 4,124 | D |
| Employee Stock Option (Right to Buy)F3 | $119.89 | Jul 14, 2017 | M | 3,122 | D | — | Dec 11, 2023 | Common Stock | 3,122 | 4,683 | D |
| Employee Stock Option (Right to Buy)F4 | $162.28 | Jul 14, 2017 | M | 1,338 | D | — | Dec 9, 2024 | Common Stock | 1,338 | 5,351 | D |
Explanation of responses
- F1The sale price represents an average of sale prices between $248.1300 and $248.9100.
- F212/12/12 NQ Grant: The options will vest in equal increments over five years measured from the date of grant as follows: 1/5 shall vest on 12/12/13; 1/5 shall vest on 12/12/14; 1/5 shall vest on 12/12/15; 1/5 shall vest on 12/12/16; and 1/5 shall vest on 12/12/17.
- F312/11/13 NQ Grant: The options will vest in equal increments over five years measured from the date of grant as follows: 1/5 shall vest on 12/11/14; 1/5 shall vest on 12/11/15; 1/5 shall vest on 12/11/16; 1/5 shall vest on 12/11/17; and 1/5 shall vest on 12/11/18.
- F412/9/14 NQ Grant: The options will vest in equal increments over five years measured from the date of grant as follows: 1/5 shall vest on 12/9/15; 1/5 shall vest on 12/9/16; 1/5 shall vest on 12/9/17; 1/5 shall vest on 12/9/18; and 1/5 shall vest on 12/9/19.