SEC Form 4 · accession 0001127602-17-023627
PRICE T ROWE GROUP INC · TROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
W. Sharps Robert
Officer — Vice President
Period of report
Jul 14, 2017
Accepted (ET)
Jul 17, 2017 · 2:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001113169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 14, 2017 | A | 222 | $70.9778 | A | 458,133 | D | |
| Common Stock | Jul 14, 2017 | M | 30,000 | $54.8329 | A | 488,133 | D | |
| Common Stock | Jul 14, 2017 | F | 25,304 | $80.23 | D | 462,829 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $54.8329 | Jul 14, 2017 | M | 30,000 | D | Sep 4, 2009 | Sep 4, 2018 | Common Stock | 30,000 | 1,803 | D |
Explanation of responses
- F1Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.
- F209/04/2008 Grant - The option vests 20% annually over a 5 year period beginning on 09/04/2009.