SEC Form 4 · accession 0001140361-17-027890
Corium International, Inc. · CORI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Parminder Singh
Officer — CTO & Vice President, R&D
Period of report
Jul 12, 2017
Accepted (ET)
Jul 14, 2017 · 5:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001594337
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 11,940 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Jul 12, 2017 | A | 12,500 | A | — | — | Common Stock | 12,500 | 12,500 | D |
Explanation of responses
- F1Includes 1,000 shares acquired under the Issuer's employee stock purchase plan on May 19, 2017.
- F2Each restricted stock unit ("RSUs") represents the contingent right to receive one share of the issuer's common stock upon settlement.
- F3The RSUs vest as to 50% of the total number of shares on July 12, 2018 and the remaining 50% of the total number of shares on July 12, 2019, subject to continued service through each vesting date.