Form4insider filings, from the source

Company · CIK 0000720672 · SIC 6211 — Security Brokers, Dealers & Flotation Companies · NYSE

STIFEL FINANCIAL CORP · SF

Insider activity reported against this company. All insider holders · On EDGAR ↗

1M3M6M1Y2YAll datashares as filed — not split-adjusted
Open-market buys & salesbuys $838k · 5sales $57.6M · 62net −$56.7M
$10k$10k$1M$1M$100M$100MbuyssalesJun 2011Dec 2013Jun 2016Dec 2018Jul 2021Jan 2024Jul 2026

Reported at this company — common stock

TradeReported (ET)InsiderSharesAvg priceTotalOwned afterΔ stakeFlags
Jul 22, 2015 GForm 5 →Feb 10, 2016, 3:02 pm ESTJames M OatesDirector2,000——34,226— plan?
Jun 18, 2015 SForm 4 →Jun 22, 3:55 pm EDTThomas P MulroyDirector, Director25,000$58.91$1,472,750153,155−14.0% plan?
Jun 12, 2015 SForm 4 →Jun 15, 3:29 pm EDTRichard J HimelfarbDirector, Director30,000$59.05$1,771,500193,631−13.4% plan?
Jun 9, 2015 SForm 4 →Jun 11, 3:27 pm EDTStephen Chad EstepSenior Vice President746$58.17$43,395904−45.2% plan?
Mar 24, 2015 SForm 4/A →Nov 15, 2016, 6:20 pm ESTThomas W WeiselDirector3,031$56.90$172,4647,995−27.5% plan?
Mar 24, 2015 SForm 4 →Mar 25, 3:57 pm EDTThomas W WeiselDirector3,031$56.90$172,46415,200−16.6% plan? amended
Mar 17, 2015 DForm 4 →Mar 17, 5:18 pm EDTThomas B. MichaudDirector4,555$52.09$237,270123,450— plan? amended
Mar 13, 2015 SForm 4 →Mar 16, 3:24 pm EDTThomas B. MichaudDirector26,095$55.43$1,446,446128,005−16.9% plan?
Mar 12, 2015 SForm 4/A →Mar 26, 4:27 pm EDTBruce A BedaDirector5,343$55.92$298,78121,666−19.8% plan?
Mar 12, 2015 SForm 4 →Mar 13, 3:28 pm EDTJohn P DubinskyDirector1,500$55.89$83,83533,443−4.29% plan?
Mar 6, 2015 SForm 4 →Mar 9, 2:37 pm EDTThomas P MulroyDirector, Director25,000$55.20$1,380,000178,155−12.3% plan?
Mar 2, 2015 SForm 4 →Mar 3, 3:30 pm ESTRichard J HimelfarbDirector, Director25,000$55.00$1,375,000223,631−10.1% plan?
Feb 27, 2015 DForm 4 →Feb 27, 3:24 pm ESTThomas B. MichaudDirector22,833$51.99$1,187,088154,100— plan?
Feb 25, 2015 SForm 4 →Feb 26, 3:42 pm ESTBen A PlotkinVice Chairman, Director17,945$55.51$996,127138,309−11.5% plan?
Jan 26, 2015 GForm 5/A →Jan 6, 2017, 3:55 pm ESTDavid M MinnickGeneral Counsel & Senior VP———12,176— plan?
Jan 26, 2015 GForm 5 →Feb 10, 2016, 3:02 pm ESTDavid M MinnickGeneral Counsel & Senior VP1,250——10,926— plan? amended
Jan 22, 2015 FGMForm 4 →Jan 26, 2:33 pm ESTDavid M MinnickGeneral Counsel & Senior VP4,282$46.74$39,49513,376— plan?
Jan 22, 2015 MForm 4 →Jan 23, 3:09 pm ESTKelvin R WestbrookDirector3,375——9,634— plan?
Jan 22, 2015 MForm 4 →Jan 23, 3:09 pm ESTJohn P DubinskyDirector3,375——34,943— plan?
Jan 22, 2015 MForm 4 →Jan 23, 3:09 pm ESTFrederick O HanserDirector3,375——40,190— plan?
Jan 22, 2015 MForm 4 →Jan 23, 3:08 pm ESTJames M OatesDirector3,859——37,726— plan?
Jan 22, 2015 MForm 4 →Jan 23, 3:08 pm ESTCharles A DillDirector3,375——49,820— plan?
Jan 22, 2015 MForm 4 →Jan 23, 3:08 pm ESTBruce A BedaDirector4,183——27,009— plan?
Jan 22, 2015 FMForm 4 →Jan 23, 3:08 pm ESTThomas B. MichaudDirector4,360$46.74$58,332176,933— plan?
Jan 22, 2015 FMForm 4 →Jan 23, 3:07 pm ESTJames M ZemlyakCHIEF FIN'L & ADMIN OFFCR, Director17,234$46.74$249,171706,059— plan?
Jan 22, 2015 FMForm 4 →Jan 23, 3:07 pm ESTThomas W WeiselDirector8,981$46.74$119,04711,026— plan?
Jan 22, 2015 FMForm 4 →Jan 23, 3:07 pm ESTDavid D SlineyDir Strategic Planning & Tech8,786$46.74$106,61489,013— plan?
Jan 22, 2015 FMForm 4 →Jan 23, 3:06 pm ESTBen A PlotkinVice Chairman, Director14,738$46.74$151,344156,254— plan?
Jan 22, 2015 FMForm 4 →Jan 23, 3:06 pm ESTVictor NesiDirector, Director21,492$46.74$331,059127,020— plan?
Jan 22, 2015 FMForm 4 →Jan 23, 3:06 pm ESTThomas P MulroyDirector, Director22,085$46.74$279,879203,155— plan?
Jan 22, 2015 FMForm 4 →Jan 23, 3:05 pm ESTRonald J KruszewskiCHIEF EXECUTIVE OFFICER, Director29,732$46.74$453,845957,760— plan?
Jan 22, 2015 FMForm 4 →Jan 23, 3:05 pm ESTRichard J HimelfarbDirector, Director4,239$46.74$56,742248,631— plan?
Jan 22, 2015 FMForm 4 →Jan 23, 3:04 pm ESTStephen Chad EstepSenior Vice President1,673$46.74$21,7811,650— plan?
Jan 22, 2015 FMForm 4 →Jan 23, 3:04 pm ESTAllen BrautigamOther6,631$46.74$81,14130,214— plan?
Dec 1, 2014 GForm 5 →Feb 10, 2015, 2:22 pm ESTJames M OatesDirector1,500——32,367— plan?
Apr 22, 2014 GForm 5 →Feb 10, 2015, 2:22 pm ESTJames M ZemlyakCHIEF FIN'L & ADMIN OFFCR, Director800——698,687— plan?
Apr 2, 2014 GForm 4 →Nov 15, 2016, 6:20 pm ESTThomas W WeiselDirector22,570$48.60$1,096,906106,963— plan? late
Jan 24, 2014 FMForm 4/A →Mar 26, 2015, 4:27 pm EDTMichael J ZimmermanDirector———2,856— plan?
Jan 3, 2014 GForm 5 →Feb 10, 2015, 2:21 pm ESTDavid M MinnickGeneral Counsel & Senior VP1,200——9,617— plan?
Nov 26, 2013 SForm 4 →Nov 15, 2016, 6:20 pm ESTThomas W WeiselDirector53,379$52.94$2,825,7330−100% plan? late
Nov 22, 2013 SForm 4/A →Nov 15, 2016, 6:20 pm ESTThomas W WeiselDirector99,700$45.63$4,549,5000−100% plan?
Nov 21, 2013 SForm 4/A →Jan 4, 2017, 5:33 pm ESTJohn P DubinskyDirector4,000$45.15$180,60022,193−15.3% plan?
Aug 13, 2013 SForm 4/A →Nov 15, 2016, 6:19 pm ESTThomas W WeiselDirector150,000$40.14$6,020,9556,686−95.7% plan?
Mar 12, 2013 SForm 4 →Mar 13, 2015, 3:29 pm EDTBruce A BedaDirector5,343$55.92$298,78142,671−11.1% plan? late
Jun 21, 2012 DGMForm 4 →Jan 4, 2017, 5:16 pm ESTDavid M MinnickGeneral Counsel & Senior VP7,158$49.95$171,029165— plan? late
Jun 2, 2011 SForm 4 →Jan 4, 2017, 5:15 pm ESTAllen BrautigamOther17,250$38.13$657,6908,245−67.7% plan? late
Dec 28, 2010 DGMForm 4 →Jan 4, 2017, 5:32 pm ESTRonald J KruszewskiCHIEF EXECUTIVE OFFICER, Director166,226$49.95$4,051,594842,340— plan? late
Dec 28, 2010 DGMForm 4 →Jan 4, 2017, 5:14 pm ESTThomas P MulroyDirector, Director90,478$49.95$2,095,602139,954— plan? late

Reported at this company — derivatives (options, RSUs, warrants)

TradeReported (ET)InsiderSharesAvg priceTotalOwned afterΔ stakeFlags
Jun 15, 2016 AForm 4 →Dec 9, 3:07 pm ESTBruce A BedaDirector1,275——31,125— late
Jun 15, 2016 AForm 4 →Jun 17, 3:55 pm EDTMaura A. MarkusDirector3,750——3,750—
Jun 15, 2016 AForm 4 →Jun 17, 3:55 pm EDTKathleen BrownDirector3,750——3,750—
Jun 15, 2016 AForm 4 →Jun 17, 3:55 pm EDTMichael J ZimmermanDirector3,750——15,000—
Jun 15, 2016 AForm 4 →Jun 17, 3:54 pm EDTRobert Edward GradyDirector4,187——23,941—
Jun 15, 2016 AForm 4 →Jun 17, 3:54 pm EDTMichael W BrownDirector3,750——22,126—
Jun 15, 2016 AForm 4 →Jun 17, 3:53 pm EDTKelvin R WestbrookDirector3,750——22,126—
Jun 15, 2016 AForm 4 →Jun 17, 3:53 pm EDTFrederick O HanserDirector3,750——22,132—
Jun 15, 2016 AForm 4 →Jun 17, 3:53 pm EDTJohn P DubinskyDirector3,750——22,132—
Jun 15, 2016 AForm 4 →Jun 17, 3:53 pm EDTJames M OatesDirector4,187——32,965—
Jun 15, 2016 AForm 4 →Jun 17, 3:51 pm EDTBruce A BedaDirector4,478——29,866—
Feb 25, 2016 AForm 4/A →Mar 2, 5:05 pm ESTJames M MarischenSENIOR VP & CHIEF RISK OFFICER1,870——37,286—
Feb 25, 2016 AForm 4/A →Mar 2, 5:05 pm ESTThomas B. MichaudDirector31,425——70,218—
Feb 25, 2016 AForm 4/A →Mar 2, 5:04 pm ESTRichard J HimelfarbDirector, Director3,741——26,618—
Feb 25, 2016 AForm 4/A →Mar 2, 5:04 pm ESTMark P FisherSENIOR VP & GENERAL COUNSEL5,611——50,002—
Feb 25, 2016 AForm 4/A →Mar 2, 4:56 pm ESTDavid M MinnickGeneral Counsel & Senior VP1,870——10,532—
Feb 25, 2016 AForm 4/A →Mar 2, 4:56 pm ESTThomas W WeiselDirector5,611——57,861—
Feb 25, 2016 AForm 4/A →Mar 2, 4:54 pm ESTBen A PlotkinVice Chairman, Director11,223——42,541—
Feb 25, 2016 AForm 4/A →Mar 2, 4:54 pm ESTAllen BrautigamOther7,482——44,577—
Feb 25, 2016 AForm 4/A →Mar 2, 4:53 pm ESTDavid D SlineyDir Strategic Planning & Tech12,158——77,375—
Feb 25, 2016 AForm 4/A →Mar 2, 4:53 pm ESTJames M ZemlyakCHIEF FIN'L & ADMIN OFFCR, Director32,921——194,428—
Feb 25, 2016 AForm 4/A →Mar 2, 4:52 pm ESTThomas P MulroyDirector, Director32,921——188,236—
Feb 25, 2016 AForm 4/A →Mar 2, 4:52 pm ESTVictor NesiDirector, Director39,655——194,726—
Feb 25, 2016 AForm 4/A →Mar 2, 4:51 pm ESTRonald J KruszewskiCHIEF EXECUTIVE OFFICER, Director74,822——359,197—
Feb 25, 2016 AForm 4 →Feb 29, 5:23 pm ESTVictor NesiDirector, Director63,972——194,726— amended
Feb 25, 2016 AForm 4 →Feb 29, 5:16 pm ESTJames M MarischenSENIOR VP & CHIEF RISK OFFICER29,928——37,286— amended
Feb 25, 2016 AForm 4 →Feb 29, 5:16 pm ESTThomas B. MichaudDirector52,001——70,218— amended
Feb 25, 2016 AForm 4 →Feb 29, 5:15 pm ESTRichard J HimelfarbDirector, Director14,964——26,618— amended
Feb 25, 2016 AForm 4 →Feb 29, 5:15 pm ESTDavid M MinnickGeneral Counsel & Senior VP1,870——10,532— amended
Feb 25, 2016 AForm 4 →Feb 29, 5:15 pm ESTThomas W WeiselDirector18,705——57,861— amended
Feb 25, 2016 AForm 4 →Feb 29, 5:14 pm ESTBen A PlotkinVice Chairman, Director11,223——42,541— amended
Feb 25, 2016 AForm 4 →Feb 29, 5:14 pm ESTAllen BrautigamOther14,964——44,577— amended
Feb 25, 2016 AForm 4 →Feb 29, 5:13 pm ESTDavid D SlineyDir Strategic Planning & Tech19,640——77,375— amended
Feb 25, 2016 AForm 4 →Feb 29, 5:12 pm ESTJames M ZemlyakCHIEF FIN'L & ADMIN OFFCR, Director56,396——194,428— amended
Feb 25, 2016 AForm 4 →Feb 29, 5:12 pm ESTThomas P MulroyDirector, Director55,368——188,236— amended
Feb 25, 2016 AForm 4 →Feb 29, 5:12 pm ESTRonald J KruszewskiCHIEF EXECUTIVE OFFICER, Director112,233——359,197— amended
Jan 22, 2016 MForm 4 →Jan 26, 3:42 pm ESTJames M MarischenSENIOR VP & CHIEF RISK OFFICER3,240——7,358—
Jan 22, 2016 MForm 4 →Jan 26, 3:42 pm ESTMark P FisherSENIOR VP & GENERAL COUNSEL3,350——11,307—
Jan 22, 2016 MForm 4 →Jan 26, 3:42 pm ESTRobert Edward GradyDirector1,687——19,754—
Jan 22, 2016 MForm 4 →Jan 26, 3:42 pm ESTAlton F Irby IIIDirector1,687——18,376—
Jan 22, 2016 MForm 4 →Jan 26, 3:41 pm ESTMichael W BrownDirector1,687——18,376—
Jan 22, 2016 MForm 4 →Jan 26, 3:41 pm ESTKelvin R WestbrookDirector3,375——18,376—
Jan 22, 2016 MForm 4 →Jan 26, 3:41 pm ESTJohn P DubinskyDirector3,375——18,382—
Jan 22, 2016 MForm 4 →Jan 26, 3:41 pm ESTFrederick O HanserDirector3,375——18,382—
Jan 22, 2016 MForm 4 →Jan 26, 3:40 pm ESTJames M OatesDirector3,778——28,778—
Jan 22, 2016 MForm 4 →Jan 26, 3:40 pm ESTCharles A DillDirector3,375——18,397—
Jan 22, 2016 MForm 4 →Jan 26, 3:40 pm ESTBruce A BedaDirector4,047——25,388—
Jan 22, 2016 MForm 4 →Jan 26, 3:39 pm ESTBen A PlotkinVice Chairman, Director21,186——31,318—
Jan 22, 2016 MForm 4 →Jan 26, 3:36 pm ESTThomas B. MichaudDirector4,544——17,368—
Jan 22, 2016 MForm 4 →Jan 26, 3:34 pm ESTDavid M MinnickGeneral Counsel & Senior VP5,125——8,662—
Jan 22, 2016 MForm 4 →Jan 26, 3:33 pm ESTDavid D SlineyDir Strategic Planning & Tech19,924——57,735—
Jan 22, 2016 MForm 4 →Jan 26, 3:29 pm ESTThomas W WeiselDirector22,003——39,156—
Jan 22, 2016 MForm 4 →Jan 26, 3:22 pm ESTAllen BrautigamOther15,068——29,613—
Jan 22, 2016 MForm 4 →Jan 26, 3:21 pm ESTRichard J HimelfarbDirector, Director5,074——11,654—
Jan 22, 2016 MForm 4 →Jan 26, 3:21 pm ESTThomas P MulroyDirector, Director36,759——132,868—
Jan 22, 2016 MForm 4 →Jan 26, 3:20 pm ESTJames M ZemlyakCHIEF FIN'L & ADMIN OFFCR, Director35,316——138,032—
Jan 22, 2016 MForm 4 →Jan 26, 3:20 pm ESTRonald J KruszewskiCHIEF EXECUTIVE OFFICER, Director59,777——246,964—
Jan 22, 2016 MForm 4 →Jan 26, 3:20 pm ESTVictor NesiDirector, Director37,353——130,754—
Dec 31, 2015 MForm 4/A →Jan 6, 2016, 2:38 pm ESTRobert E LeftonDirector———2,250—
Dec 31, 2015 MForm 4 →Jan 5, 2016, 2:32 pm ESTRobert E LeftonDirector2,250——0— amended
Dec 31, 2015 MForm 4 →Jan 5, 2016, 2:31 pm ESTCharles A DillDirector2,250——0—
Dec 11, 2015 MForm 4 →Dec 14, 4:11 pm ESTJohn P DubinskyDirector450——0—
Nov 19, 2015 MForm 4 →Nov 23, 2:21 pm ESTFrederick O HanserDirector2,250——0—
Aug 13, 2015 MForm 4 →Aug 14, 2:18 pm EDTBruce A BedaDirector2,250——0—
Jun 10, 2015 AForm 4 →Jun 12, 4:52 pm EDTMichael J ZimmermanDirector3,750——11,250—
Jun 10, 2015 AForm 4 →Jun 12, 4:52 pm EDTRobert Edward GradyDirector4,003——21,441—
Jun 10, 2015 AForm 4 →Jun 12, 4:51 pm EDTAlton F Irby IIIDirector3,750——20,063—
Jun 10, 2015 AForm 4 →Jun 12, 4:51 pm EDTMichael W BrownDirector3,750——20,063—
Jun 10, 2015 AForm 4 →Jun 12, 4:51 pm EDTKelvin R WestbrookDirector3,750——21,751—
Jun 10, 2015 AForm 4 →Jun 12, 4:50 pm EDTFrederick O HanserDirector3,750——21,757—
Jun 10, 2015 AForm 4 →Jun 12, 4:50 pm EDTJohn P DubinskyDirector3,750——21,757—
Jun 10, 2015 AForm 4 →Jun 12, 4:50 pm EDTJames M OatesDirector4,003——32,556—
Jun 10, 2015 AForm 4 →Jun 12, 4:50 pm EDTCharles A DillDirector3,750——21,772—
Jun 10, 2015 AForm 4 →Jun 12, 4:49 pm EDTBruce A BedaDirector4,171——29,435—
Jun 5, 2015 AForm 4 →Feb 29, 2016, 5:15 pm ESTMark P FisherSENIOR VP & GENERAL COUNSEL38,695——50,002— late
Mar 13, 2015 AForm 4/A →Feb 19, 2016, 12:00 pm ESTThomas B. MichaudDirector7,153——22,761—
Mar 13, 2015 AForm 4 →Mar 17, 5:20 pm EDTVictor NesiDirector, Director11,032——168,107—
Mar 13, 2015 AForm 4 →Mar 17, 5:19 pm EDTDavid M MinnickGeneral Counsel & Senior VP1,285——13,787—
Mar 13, 2015 AForm 4 →Mar 17, 5:19 pm EDTJames M ZemlyakCHIEF FIN'L & ADMIN OFFCR, Director14,109——173,348—
Mar 13, 2015 AForm 4 →Mar 17, 5:19 pm EDTDavid D SlineyDir Strategic Planning & Tech4,758——77,659—
Mar 13, 2015 AForm 4 →Mar 17, 5:19 pm EDTRonald J KruszewskiCHIEF EXECUTIVE OFFICER, Director17,942——306,741—
Mar 13, 2015 AForm 4 →Mar 17, 5:18 pm EDTAllen BrautigamOther3,363——44,681—
Mar 13, 2015 AForm 4 →Mar 17, 5:18 pm EDTThomas W WeiselDirector3,273——61,159—
Mar 13, 2015 AForm 4 →Mar 17, 5:18 pm EDTThomas B. MichaudDirector9,464——21,912— amended
Mar 13, 2015 AForm 4 →Mar 17, 5:18 pm EDTRichard J HimelfarbDirector, Director4,394——16,728—
Mar 13, 2015 AForm 4 →Mar 17, 5:17 pm EDTThomas P MulroyDirector, Director12,796——169,627—
Mar 13, 2015 AForm 4 →Mar 17, 5:17 pm EDTBen A PlotkinVice Chairman, Director6,951——52,504—
Mar 13, 2015 AForm 4 →Mar 17, 5:17 pm EDTStephen Chad EstepSenior Vice President400——6,253—
Jan 22, 2015 MForm 4 →Jan 26, 2:33 pm ESTDavid M MinnickGeneral Counsel & Senior VP2,187——12,502—
Jan 22, 2015 MForm 4 →Jan 23, 3:09 pm ESTKelvin R WestbrookDirector3,375——18,001—
Jan 22, 2015 MForm 4 →Jan 23, 3:09 pm ESTJohn P DubinskyDirector3,375——18,007—
Jan 22, 2015 MForm 4 →Jan 23, 3:09 pm ESTFrederick O HanserDirector3,375——18,007—
Jan 22, 2015 MForm 4 →Jan 23, 3:08 pm ESTJames M OatesDirector3,859——28,553—
Jan 22, 2015 MForm 4 →Jan 23, 3:08 pm ESTCharles A DillDirector3,375——18,022—
Jan 22, 2015 MForm 4 →Jan 23, 3:08 pm ESTBruce A BedaDirector4,183——25,264—
Jan 22, 2015 MForm 4 →Jan 23, 3:08 pm ESTThomas B. MichaudDirector3,112——12,448—
Jan 22, 2015 MForm 4 →Jan 23, 3:07 pm ESTJames M ZemlyakCHIEF FIN'L & ADMIN OFFCR, Director11,903——159,239—
Jan 22, 2015 MForm 4 →Jan 23, 3:07 pm ESTThomas W WeiselDirector6,434——57,886—
Jan 22, 2015 MForm 4 →Jan 23, 3:07 pm ESTDavid D SlineyDir Strategic Planning & Tech6,505——72,901—
Jan 22, 2015 MForm 4 →Jan 23, 3:06 pm ESTBen A PlotkinVice Chairman, Director11,500——45,553—