SEC Form 4/A · accession 0000720672-17-000020
STIFEL FINANCIAL CORP · SF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
John P Dubinsky
Director
Period of report
Nov 21, 2013
Accepted (ET)
Jan 4, 2017 · 5:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000720672
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 21, 2013 | S | 4,000 | $45.15 | D | 22,193 | D |
Table II — derivative securities
No Table II lines on this filing.