SEC Form 4 · accession 0000720672-16-000169

STIFEL FINANCIAL CORP · SF

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Nov 26, 2013

Accepted (ET)

Nov 15, 2016 · 6:20 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000720672

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Apr 2, 2014	G	580	$50.36	D	163,245	D
Common Stock	Apr 8, 2014	G	880	$45.70	D	162,365	D
Common Stock	Jun 12, 2014	G	3,355	$45.70	D	159,010	D
Common Stock	Jun 25, 2014	G	530	$47.27	D	158,480	D
Common Stock	Sep 22, 2014	G	500	$48.43	D	157,980	D
Common Stock	Dec 11, 2014	G	5,112	$49.25	D	152,868	D
Common Stock	Dec 19, 2014	G	1,365	$51.47	D	151,503	D
Common Stock	Feb 9, 2015	G	7,023	$50.36	D	148,367	D
Common Stock	Mar 24, 2015	S	35,148	$56.94	D	110,188	D
Common Stock	Nov 10, 2015	G	3,225	$46.26	D	106,963	D
Common Stock	Nov 26, 2013	S	18,231	$45.22	D	0	I	by Trust

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Phantom Stock Units^F1,F2	$0.00	holding	—	—	—	Feb 8, 2011	—	Common Stock	57,861	57,861	D