SEC Form 4 · accession 0000720672-15-000008

STIFEL FINANCIAL CORP · SF

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — CHIEF EXECUTIVE OFFICER · Director

Period of report

Jan 22, 2015

Accepted (ET)

Jan 23, 2015 · 3:05 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000720672

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Jan 22, 2015	M	20,022	$0.00	A	967,470	D
Common Stock	Jan 22, 2015	F	9,710	$46.74	D	957,760	D
Common Stock	holding	—	—		—	1,500	I	by Daughter
Common Stock	holding	—	—		—	3,000	I	by Son

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Phantom Stock Units^F1,F2	$0.00	Jan 22, 2015	M	20,022	D	Feb 17, 2009	—	Common Stock	20,022	288,799	D